Activities of Manon AUBRY related to 2021/0378(COD)
Shadow opinions (1)
OPINION on the proposal for a regulation of the European Parliament and of the Council establishing a European single access point providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability
Amendments (17)
Amendment 32 #
Proposal for a regulation
Article 3 – paragraph 1 – point b
Article 3 – paragraph 1 – point b
(b) provide the collection body with its legal entity identifier as specified pursuant to Article 7(4), and where applicable, the legal identifier of the group it belongs to and the legal identifiers of its own subsidiaries;
Amendment 34 #
Proposal for a regulation
Article 3 – paragraph 2 – introductory part
Article 3 – paragraph 2 – introductory part
2. The Joint Committee of the European Supervisory Authorities and the European Financial Reporting Advisory Group (EFRAG) shall develop draft implementing technical standards to specify all of the following:
Amendment 35 #
Proposal for a regulation
Article 3 – paragraph 2 a (new)
Article 3 – paragraph 2 a (new)
Amendment 40 #
Proposal for a regulation
Article 5 – paragraph 1 – point f – introductory part
Article 5 – paragraph 1 – point f – introductory part
(f) ensure that the information referred to in Article 1(1) remains available to ESAP for at least 10 years, unless stated otherwise in the legal acts referred to in Article 1(1), point (a). Personal data in the information submitted pursuant to Article 1(1) shall not be retained and made available for longer than 5 years, unless stated otherwise in the legal acts referred to in Article 1(1), point (a).
Amendment 41 #
Proposal for a regulation
Article 5 – paragraph 1 – point f – introductory part
Article 5 – paragraph 1 – point f – introductory part
(f) ensure that the information referred to in Article 1(1) remains available to ESAP for at least 120 years, unless stated otherwise in the legal acts referred to in Article 1(1), point (a). Personal data in the information submitted pursuant to Article 1(1) shall not be retained and made available for longer than 5 years, unless stated otherwise in the legal acts referred to in Article 1(1), point (a).
Amendment 45 #
Proposal for a regulation
Article 5 – paragraph 4
Article 5 – paragraph 4
4. Entities shall ensure and be accountable for the accuracy of the information they submit to the collection bodies.
Amendment 48 #
(a a) the name of a group of undertakings;
Amendment 49 #
Proposal for a regulation
Article 7 – paragraph 3 – point b a (new)
Article 7 – paragraph 3 – point b a (new)
(b a) the legal entity identifier of a group of undertakings;
Amendment 50 #
Proposal for a regulation
Article 7 – paragraph 3 – subparagraph 1 (new)
Article 7 – paragraph 3 – subparagraph 1 (new)
The search function shall allow users to visualise group structures of undertakings and the legal entity identifiers of each entity of a given group,
Amendment 51 #
Proposal for a regulation
Article 7 – paragraph 3 a (new)
Article 7 – paragraph 3 a (new)
3 a. The search function referred to in paragraph 1, point (c), shall allow for a search combining two or more criteria listed in point (3)
Amendment 52 #
Proposal for a regulation
Article 7 – paragraph 3 b (new)
Article 7 – paragraph 3 b (new)
3 b. Whenever applicable, ESAP shall enable users to compare data provided by entities on a given item, both throughout time and between entities.
Amendment 53 #
Proposal for a regulation
Article 7 – paragraph 4 – point b a (new)
Article 7 – paragraph 4 – point b a (new)
(b a) the specific legal entity identifier of a group of undertakings referred to in paragraph 3, point (b a);
Amendment 54 #
Proposal for a regulation
Article 8 – paragraph 2 – subparagraph 1
Article 8 – paragraph 2 – subparagraph 1
Amendment 58 #
Proposal for a regulation
Article 11 – paragraph 1 – introductory part
Article 11 – paragraph 1 – introductory part
1. ESMA shall, in close cooperation with the European Banking Authority (EBA), the European Network of Supervisory Authorities for Corporate Sustainability Due Diligence and the European Insurance and Occupational Pensions Authority (EIOPA):
Amendment 60 #
Proposal for a regulation
Article 12 – paragraph 1
Article 12 – paragraph 1
1. ESMA, in close cooperation with the EBA, the European Network of Supervisory Authorities for Corporate Sustainability Due Diligence and EIOPA, shall monitor the functioning of ESAP based on at least the qualitative and quantitative indicators laid down in paragraph 2, and shall publish an annual report about the functioning of ESAP.
Amendment 61 #
Proposal for a regulation
Article 12 – paragraph 1 a (new)
Article 12 – paragraph 1 a (new)
1 a. ESMA shall organise a public consultation every year for users to provide feedback on the functioning of ESAP, including suggestions to improve accessibility and readability of information for users.
Amendment 62 #
Proposal for a regulation
Article 12 – paragraph 1 b (new)
Article 12 – paragraph 1 b (new)
1 b. ESMA shall include recommandations to improve the functioning and functionalities of ESAP in its annual report and assess the implementation of recommandations previously made.