BETA


2016/0295(COD) Control of exports, brokering, technical assistance, transit and transfer of dual-use items
Next event: Follow-up document 2022/09/01 more...

Progress: Procedure completed

RoleCommitteeRapporteurShadows
Lead INTA GREGOROVÁ Markéta (icon: Verts/ALE Verts/ALE) SIMON Sven (icon: EPP EPP), LANGE Bernd (icon: S&D S&D), SCHREINEMACHER Liesje (icon: Renew Renew), BOURGEOIS Geert (icon: ECR ECR), ANDERSON Martina (icon: GUE/NGL GUE/NGL)
Former Responsible Committee INTA
Committee Opinion AFET
Former Committee Opinion AFET
Committee Recast Technique Opinion JURI
Fromer Committee Recast Technique Opinion JURI
Lead committee dossier:
Legal Basis:
RoP 59-p4, TFEU 207-p2

Events

2022/09/01
   EC - Follow-up document
2021/11/23
   EC - Follow-up document
2021/06/11
   Final act published in Official Journal
2021/05/20
   CSL - Draft final act
Documents
2021/05/20
   CSL - Final act signed
2021/05/20
   EP - End of procedure in Parliament
2021/05/10
   EP/CSL - Act adopted by Council after Parliament's 1st reading
2021/04/27
   EC - Commission response to text adopted in plenary
Documents
2021/03/25
   EP - Debate in Parliament
2021/03/25
   EP - Decision by Parliament, 1st reading
Details

The European Parliament adopted by 642 votes to 37, with 9 abstentions, a legislative resolution on the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).

The European Parliament’s position adopted at first reading amends the Commission proposal as follows:

Regulation’s objective

It is clarified that the Regulation aims to ensure that, in the field of dual-use items, the Union and its Member States take into account all relevant factors, including international obligations and commitments, obligations arising from relevant sanctions, foreign policy and national security considerations, including those relating to human rights, and considerations relating to the intended end-use and the risk of diversion.

Cyber-surveillance goods

The export of cyber-surveillance items not listed in Annex I would be subject to authorisation if the competent authority has informed the exporter that the items in question are or may be intended for use involving internal repression and/or the commission of serious and systematic violations of human rights and international humanitarian law.

The associated risks include cases where cyber-surveillance goods are specifically designed to enable the intrusion or deep packet inspection of information and telecommunication systems in order to conduct covert surveillance of individuals through the monitoring, extraction, collection and analysis of data from such systems, including biometric data.

Due diligence, information exchange

In order to enhance the effectiveness of export controls on unlisted cyber-surveillance items, Member States should support these controls by exchanging information with each other and with the Commission, in particular on technological developments related to cyber-surveillance items, and by exercising vigilance in the application of these controls in order to promote an exchange at EU level.

In order to enable the EU to react quickly to serious misuse of existing technologies or to new risks associated with emerging technologies, the mechanism put in place by the Regulation should enable Member States to coordinate their responses when a new risk is identified. Equivalent controls at multilateral level could thus be established to broaden the response to the identified risk.

A Member State could also prohibit or require authorisation for the export of dual-use items not listed in Annex I for reasons of public security, including the prevention of terrorist acts, or the safeguarding of human rights.

Export authorisations, brokering and technical assistance services

The Regulation should allow the following types of export authorisations to be issued: (a) individual export authorisations; (b) global export authorisations; (c) national general export authorisations.

Individual and global export authorisations should be granted by the competent authority of the Member State where the exporter is resident or established. They would have a maximum validity of two years, unless the competent authority decides otherwise.

Individual export authorisations should, in principle, be subject to an end-use statement. Global export authorisations could be made subject, where appropriate, to the provision of an end-use statement.

Exporters using global export authorisations should implement an internal compliance programme (ICP), unless the competent authority deems it unnecessary due to other circumstances which it has taken into account when processing the exporter's application for a global export authorisation.

Technical assistance authorisations should clearly indicate the end-user and its exact location.

Administrative cooperation, enforcement and control

Through this Regulation, the EU demonstrates its commitment to maintaining robust legal requirements with regard to dual-use items, as well as to strengthening the exchange of relevant information and greater transparency.

The Dual-Use Coordination Group should set up an enforcement coordination mechanism to support exchange of information and direct cooperation between competent authorities and enforcement agencies of the Member States.

Within the framework of the enforcement coordination mechanism, Member States and the Commission should exchange relevant information, including on the application, nature and effect of measures taken, on the application of best practice and unauthorised exports of dual-use items and/or on breaches of the Regulation and/or relevant national legislation.

The exchange of information should also cover best practice of national law enforcement authorities with regard to risk-based audits and the detection and prosecution of unauthorised exports of dual-use items.

The exchange of information under the enforcement coordination mechanism would be confidential.

Guidance for exporters

This Regulation also aims to strengthen the guidance to be given to exporters, in particular to small and medium-sized enterprises (SMEs), regarding responsible practices, yet without impairing the global competitiveness of exporters of dual-use items.

The provision of guidelines and/or recommendations for best practices to exporters, brokers and providers of technical assistance shall be the responsibility of the Member States where they are resident or established.

Parliament also approved a declaration by the Commission recognising the importance of a common capacity building and training programme in the field of licensing and enforcement for an effective EU export control system.

Documents
2020/11/29
   EP - Approval in committee of the text agreed at 1st reading interinstitutional negotiations
2020/11/18
   CSL - Coreper letter confirming interinstitutional agreement
2020/11/18
   EP - Text agreed during interinstitutional negotiations
Documents
2019/10/21
   EP - Committee referral announced in Parliament, 1st reading
2019/07/18
   EP - GREGOROVÁ Markéta (Verts/ALE) appointed as rapporteur in INTA
2018/12/14
   EC - Document attached to the procedure
Details

The Commission presented a report on the implementation of Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items.

The report, prepared by the Commission with input from Member States' in the Dual-Use Coordination Group (DUCG), provides information on the implementation of the Regulation in 2017, and includes aggregated export control data for 2016.

Export control policy review

Further to the adoption on 28 September 2016 of a Commission proposal for a modernisation of EU export controls, the legislative process has started in 2017 as the European Parliament and the Council examined the proposal.

INTA adopted a report on the legislative proposal on 21 November 2017, including 101 amendments demonstrating the Parliament's broad support for more harmonised and effective controls, adapting the EU export control system to new threats associated with cybersurveillance items and taking into consideration human rights.

For its part, the Commission conducted a series of targeted consultations and outreach to key industry and civil society stakeholders in the course of 2017.

Activities of the Dual-Use Coordination Group (DUCG)

During the reporting period, TDAG held six meetings, providing a forum for consultations on a number of emerging issues related to the application of the regulations. In particular, TDAG organised:

- general information exchanges in support of the modernisation of EU export controls, in particular on the implementation of catch-all and transit controls and the validity of licences;

- general exchanges of information on the implementation of national measures;

- a collection of 2016 licensing data;

- an exchange of information on the application of controls over cyber-surveillance technologies.

DUCG also:

- supported the preparation of updates to the EU control list;

- held exchanges of technical information on specific implementation issues;

- decided to establish a Technical Expert Group (TEG) to develop guidelines to ensure industry compliance;

- continued to support the further development of the online Dual-Use Goods System (DUeS), a secure and encrypted electronic system hosted by the Commission, in order to facilitate a better exchange of information between export control authorities and the Commission;

- exchanged information on specific attempts to circumvent controls;

- contributed to the organisation of a forum on export control on 19 December 2017 in Brussels and prepared documentation to facilitate the application of the regulations by exporters.

Export control

In 2017, the Regulation primarily applied to the export of about 1841 dual-use ‘items’ listed in Annex I (the "EU Control List") and classified in 10 categories. These dual-use items relate to circa 1000 customs commodities, including chemicals, metals and non-metallic mineral products, computers, electronic and optical products, electrical equipment, machinery, vehicles and transport equipment.

Statistical estimates of the relative importance of dual-use trade indicate that dual-use exports represent about 2.6% of EU total exports (intra and extra-EU), within a broad ‘dual-use export domain’ of customs commodities. The main dual-use export destinations and indicate that a large part of these exports are directed towards 'EU001 countries' benefiting from Union general export authorisations (EUGEAs).

Authorised dual-use trade amounted to EUR 33.1 billion, representing 1.9% of total extra-EU exports, with a majority of transactions authorised under individual licenses (approx. 25 000 single licenses issued in 2016) and global licenses (by their value). Only a small portion of exports were actually denied: approx. 690 denials were issued in 2016, representing about 1.1% of the value of controlled dual-use exports in that year, and 0.03% of total extra-EU exports.

2018/01/17
   EP - Results of vote in Parliament
2018/01/17
   EP - Decision by Parliament, 1st reading
Details

The European Parliament adopted by 571 votes to 29, with 29 abstentions, amendments to the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).

The matter was referred back to the committee responsible for interinstitutional negotiations.

The main amendments adopted in plenary concern the following issues:

Cyber-surveillance and human rights violations : in addition to traditional dual-use items, the Regulation should cover cyber-surveillance assets used to directly interfere with human rights, including the right to privacy and data protection, freedom of expression, freedom of assembly and association .

Items to be covered by this Regulation should include hardware, software and technology, which are specially designed to enable the covert intrusion into information and telecommunication systems and/or the monitoring, exfiltrating, collecting and analysing of data and/or incapacitating or damaging the targeted system without the specific, informed and unambiguous authorisation of the owner of the data.

Considering the rapid advance of technological developments, it is appropriate that the Union introduces controls on certain types of cyber surveillance technologies on the basis of a unilateral list, in Section B of Annex I. The Council, the Commission and Member States should, in close cooperation with the EEAS, pro-actively engage in the relevant international fora in order to establish the list of cyber-surveillance items set out in Section B of Annex I as an international standard .

Due diligence : if an exporter, becomes aware while exercising due diligence that dual-use items not listed in Annex I which he or she proposes to export, may be intended to violate human rights, he or she must notify the competent authority of the Member State in which he or she is established or resident in, which will decide whether or not it is expedient to make the export concerned subject to authorisation.

A Member State may prohibit or impose an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security, for human rights considerations or for the prevention of acts of terrorism . The manufacture's note of licensing requirements should also be compulsory for exports to third countries.

Export authorisations : individual export authorisations and global export authorisations shall be valid for two years , and may be renewed by the competent authority. They may be suspended or revoked at any time. The identity or nature of the entity that will be the end-user shall be identified.

Applications for authorisation shall be processed within 30 days of the filing of the application and the competent authority shall decide on applications for individual or global export authorisations, at the latest, within 60 days of valid submission of the application.

The exporter shall have the possibility, on a voluntary basis, to have its internal compliance programme (ICP) certified free of charge by the competent authorities on the basis of a reference ICP established by the Commission, in order to obtain incentives in the authorisation process.

Criteria to be taken into account : in deciding whether or not to grant an individual or global export authorisation, the competent authorities of the Member States shall take into account all relevant considerations including:

the obligations of the Union and the Member States under sanctions imposed by a decision or a common position adopted by the Council or by a decision of the OSCE or by a binding resolution of the Security Council of the United Nations; the occurrence of violations of human rights law , fundamental freedoms and international humanitarian law in the country of final destination as has been established by the competent bodies of the UN, the Council of Europe or the Union; the behaviour of the country of destination with regard to the international community, as regards in particular its attitude to terrorism, the nature of its alliances and respect for international law.

With regard to cyber surveillance items , the competent authorities of the Member States shall in particular consider the risk of violation of the right to privacy, the right to data protection, freedom of speech and freedom of assembly and association, as well as risks relating to the rule of law. If the existence of such risks is likely to lead to serious violations of human rights, Member States shall not grant export authorisations .

Guidelines : Members proposed that the Commission and the Council make guidelines available (in the form of a handbook) as soon as the Regulation enters into force, so as to ensure common risk assessments as well as uniformity of the criteria for licensing decisions.

That handbook shall be developed in close cooperation with the European External Action Service (EEAS) and the Dual Use Coordination Group and shall involve external expertise from academics, exporters, brokers and civil society organisations.

Modification of lists : new risks and new technologies may be added urgently to the Regulation. The Commission may also remove items from the list if, as a result of the fast-changing technological environment, these items have become lower tier or mass market products that are easily available.

Penalties : the Dual-Use Coordination Group shall set up an Enforcement Coordination Mechanism to provide for uniform criteria for licensing decisions. Upon assessment by the Commission of the rules on penalties laid down by Member States, the mechanism shall provide for ways to make penalties for infringements of this Regulation similar in nature and effect .

Transparency : Member States shall disclose publicly, at least quarterly and in an easily accessible manner, meaningful information on each license with regard to the type of license, the value, the volume, nature of equipment, a description of the product, the end user and end use, the country of destination, as well as information regarding approval or denial of the license request.

Lastly, Members asked that the Commission's evaluation report on the Regulation include a proposal on the deletion of encryption technologies from the list of controlled items.

Documents
2018/01/17
   EP - Matter referred back to the committee responsible
2018/01/16
   EP - Debate in Parliament
2017/12/19
   EP - Committee report tabled for plenary, 1st reading/single reading
Documents
2017/12/19
   EP - Committee report tabled for plenary, 1st reading
Documents
2017/05/31
   EP - Committee opinion
Documents
2017/04/04
   EP - Committee draft report
Documents
2016/10/06
   EP - Committee referral announced in Parliament, 1st reading
2016/09/29
   EC - Document attached to the procedure
2016/09/29
   EC - Document attached to the procedure
2016/09/28
   EC - Legislative proposal published
Details

PURPOSE: to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).

PROPOSED ACT: Regulation of the European Parliament and of the Council.

ROLE OF THE EUROPEAN PARLIAMENT: Parliament decides in accordance with the ordinary legislative procedure on an equal footing with Council.

BACKGROUND: Regulation (EC) No 428/2009 set up a Community regime for the control of exports, transfer, brokering and transit of dual-use items. The Commission presented in October 2013 a report to the European Parliament and to the Council on the implementation of the Regulation. The report concluded that the EU export control system provides solid legal and institutional foundations but the system must be upgraded in order to face new challenges.

In April 2014, the Commission adopted a communication setting out concrete policy options for the review of the EU export control regime and its adaptation to rapidly changing technological, economic and political circumstances.

In 2015, the Commission conducted an impact assessment of the review options outlined in that communication. As part of the impact assessment, the Commission conducted a public consultation, from which it emerged that’s stakeholders generally agreed that a review of current rules would improve the export control system , in particular with regards to its capacity to address evolving security risks such as the proliferation of weapons of mass destruction and terrorism and to respond to rapid scientific and technological developments.

The export control policy review has been identified as an initiative under the regulatory fitness and performance programme (REFIT). Council Regulation (EC) No 428/2009 has been amended on several occasions. Since further amendments are to be made, it should be recast in the interests of clarity and readability.

IMPACT ASSESSMENT: besides the baseline scenario (no policy change), the impacts of four other scenarios were assessed. A combination of the options "EU system upgrade" (adjustments to the regulatory framework), and "EU system modernisation" (focusing on cyber-surveillance Technologies and human rights) was retained as the preferred solution.

CONTENT: the proposal to recast Regulation (EC) No 428/2009 aims to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items. The main points are as follows;

Control provisions : the proposal:

contains amendments to key export control notions : the definition of dual-use items is thus revised to reflect the emergence of new types of dual-use items, such as cyber-surveillance technologies. The proposal also clarifies that controls apply to natural persons, who may be "exporters", especially when it comes to technology transfers; clarifies controls on and facilitates intangible technology transfers , as they only become subject to control when the dual-use technology is made available to a person in a third country; clarifies controls applicable to technical assistance involving a cross-border movement; strengthens brokering controls , (i) by extending the definition of the broker to subsidiaries of EU companies outside of the EU, as well as to brokering services supplied by third country nationals from within the EU territory; (ii) by harmonising their application to non-listed items and military end-uses and extending their application to terrorism and human rights violations ; harmonises the application of transit controls to non-listed items and military end-uses, and extends controls to the risk of misuse for terrorist acts and human rights violations; puts in place certain controls an anti-circumvention clause to combat trafficking in items of dual usage.

EU licensing : the proposal:

provides for a definition of authorisations and for common licensing parameters (e.g. validity period) and conditions for use of the EU general authorisations and for global licences; establishes a new authorisation for 'large-projects' for certain large multiannual projects e.g. construction of a nuclear power plant; introduces new general authorisations regarding encryption and low value shipments to facilitate trade while ensuring a sufficient level of security through robust control modalities (e.g. registration, notification and reporting, and auditing); introduces a general authorisation on intra-company transfers of dual-use technology in non-sensitive countries, in particular for research and development purposes, as long as the technology remains under the ownership or control of the parent company.

Convergence of catch-all controls : the proposal provides for a clarification and harmonisation of the definition and scope of catch-all controls to ensure their uniform application across the EU.

Re-evaluation of intra-EU transfers : the proposal revises the list of items subject to control within the EU in order to focus controls on an updated list of most sensitive items, taking account of technological and commercial developments;

Control of exports of cyber-surveillance technologies : the proposal sets out new provisions for an effective control focusing on specific and relevant cyber-surveillance technologies. It introduces an EU autonomous list of specific cyber-surveillance technologies of concern to be subject to controls (monitoring centres and data retention systems), with detailed technical parameters.

Enhanced cooperation : the proposal provides for enhanced information exchange between competent authorities and the Commission with a view to support effective and consistent application of controls. It introduces a legal basis regarding the introduction of electronic licensing systems and their interconnection with the Dual-Use Electronic System, and for the setting up of 'technical expert groups' bringing together key industry and government experts into a dialogue on the technical parameters for controls.

Transparency and outreach : the proposal sets out transparency measures and expands outreach and information-sharing with operators in order to develop a "partnership with the private sector".

Dialogue with third countries : the proposal provides a basis for the development of regular dialogues between the EU and key trade partners, and for the negotiation of mutually beneficial measures such as end-user verification programmes (whereby selected third-country companies could be granted special status of "Verified end-user" and obtain EU-wide recognition and facilitation of controls).

BUDGETARY IMPLICATIONS : some specific provisions in the proposal are expected to have implications on the resources of relevant services at EU or national levels , in particular ;

extended competence for the Commission to amend lists of dual-use items and general export authorisations by delegated acts ; cyber-surveillance controls expected to require some additional administrative costs (staff) for administrations, both at national and EU level; the realisation of certain actions – such as the development of electronic licensing systems – while the financing and budgetary implications remain to be assessed in detail before any decision is taken regarding their implementation.

DELEGATED ACTS: the proposal contains provisions empowering the Commission to adopt delegated acts in accordance with Article 290 of the Treaty on the Functioning of the EU.

Documents

Activities

Votes

A8-0390/2017 - Klaus Buchner - Vote unique 17/01/2018 12:42:55.000 #

2018/01/17 Outcome: +: 571, 0: 29, -: 29
DE IT FR ES PL GB RO CZ BE PT BG SE NL HU AT EL SK HR LT IE FI LV DK LU MT SI EE CY
Total
85
55
58
43
46
58
24
21
18
19
15
16
22
15
15
20
12
11
10
10
10
7
11
6
6
6
5
3
icon: PPE PPE
191

Luxembourg PPE

3

Estonia PPE

For (1)

1

Cyprus PPE

1
icon: S&D S&D
149

Sweden S&D

3

Netherlands S&D

3

Croatia S&D

2

Ireland S&D

For (1)

1

Latvia S&D

1

Luxembourg S&D

For (1)

1

Malta S&D

3

Slovenia S&D

For (1)

1

Estonia S&D

For (1)

1
icon: ECR ECR
62

Italy ECR

1

Romania ECR

For (1)

1

Czechia ECR

2

Belgium ECR

2

Bulgaria ECR

2

Netherlands ECR

2

Greece ECR

For (1)

1

Slovakia ECR

2

Croatia ECR

For (1)

1

Lithuania ECR

1
2

Latvia ECR

For (1)

1

Denmark ECR

3
icon: ALDE ALDE
57

United Kingdom ALDE

1

Romania ALDE

3

Sweden ALDE

2

Austria ALDE

For (1)

1

Croatia ALDE

2
2

Ireland ALDE

For (1)

1

Finland ALDE

2

Latvia ALDE

1

Luxembourg ALDE

For (1)

1

Estonia ALDE

2
icon: Verts/ALE Verts/ALE
46

Italy Verts/ALE

For (1)

1

France Verts/ALE

4

Belgium Verts/ALE

2

Netherlands Verts/ALE

For (1)

1

Hungary Verts/ALE

2

Austria Verts/ALE

2

Croatia Verts/ALE

For (1)

1

Lithuania Verts/ALE

For (1)

1

Finland Verts/ALE

For (1)

1

Latvia Verts/ALE

1

Denmark Verts/ALE

For (1)

1

Luxembourg Verts/ALE

For (1)

1

Slovenia Verts/ALE

For (1)

1

Estonia Verts/ALE

For (1)

1
icon: GUE/NGL GUE/NGL
47

United Kingdom GUE/NGL

1

Portugal GUE/NGL

For (1)

4

Sweden GUE/NGL

For (1)

1

Netherlands GUE/NGL

2

Denmark GUE/NGL

For (1)

1

Cyprus GUE/NGL

2
icon: EFDD EFDD
33

France EFDD

2

Poland EFDD

1

Czechia EFDD

Against (1)

1

Sweden EFDD

2

Lithuania EFDD

For (1)

1
icon: NI NI
15

Germany NI

2

France NI

Abstain (1)

2

Poland NI

Against (1)

2

United Kingdom NI

For (1)

Against (2)

3

Hungary NI

Abstain (1)

1
icon: ENF ENF
27

Germany ENF

Against (1)

1

Italy ENF

3

Poland ENF

Against (1)

1

United Kingdom ENF

Against (1)

1

Romania ENF

1

Netherlands ENF

4

Austria ENF

For (1)

4

Contrôle des exportations, du courtage, de l’assistance technique, du transit et des transferts de biens à double usage - Control of exports, brokering, technical assistance, transit and transfer of dual-use - Kontrolle der Ausfuhr, der Verbringung, der Vermittlung, der technischen Unterstützung und der Durchfuhr betreffend Güter mit doppeltem Verwendungszweck - A8-0390/2017 - Markéta Gregorová - Am 99 #

2021/03/25 Outcome: +: 642, -: 37, 0: 9
IT DE ES PL FR RO NL BE HU CZ AT SE PT BG EL FI DK IE LT SK LV HR SI EE MT CY LU
Total
74
93
59
52
78
32
28
21
21
20
19
20
17
16
21
14
14
13
11
13
8
11
8
7
6
6
6
icon: PPE PPE
170

Hungary PPE

1

Denmark PPE

For (1)

1

Latvia PPE

2

Estonia PPE

For (1)

1

Malta PPE

2
2

Luxembourg PPE

2
icon: S&D S&D
144

Czechia S&D

For (1)

1

Greece S&D

2

Lithuania S&D

2

Latvia S&D

2

Slovenia S&D

2

Estonia S&D

2

Cyprus S&D

2

Luxembourg S&D

For (1)

1
icon: Renew Renew
95

Italy Renew

2

Hungary Renew

2

Austria Renew

For (1)

1
3

Bulgaria Renew

2

Finland Renew

3

Ireland Renew

2

Lithuania Renew

1

Slovakia Renew

1

Latvia Renew

For (1)

1

Croatia Renew

For (1)

1

Slovenia Renew

2

Estonia Renew

3

Luxembourg Renew

2
icon: Verts/ALE Verts/ALE
71

Spain Verts/ALE

3

Poland Verts/ALE

For (1)

1

Netherlands Verts/ALE

2

Belgium Verts/ALE

3

Czechia Verts/ALE

3

Austria Verts/ALE

3

Sweden Verts/ALE

3

Portugal Verts/ALE

1

Finland Verts/ALE

3

Denmark Verts/ALE

2

Ireland Verts/ALE

2

Lithuania Verts/ALE

2

Latvia Verts/ALE

1

Luxembourg Verts/ALE

For (1)

1
icon: ECR ECR
62

Romania ECR

1

Netherlands ECR

4

Sweden ECR

For (1)

3

Bulgaria ECR

2

Greece ECR

1

Lithuania ECR

1

Latvia ECR

2

Croatia ECR

For (1)

1
icon: The Left The Left
37

Netherlands The Left

For (1)

1

Belgium The Left

For (1)

1

Czechia The Left

1

Sweden The Left

For (1)

1

Portugal The Left

2

Finland The Left

For (1)

1

Denmark The Left

1

Cyprus The Left

2
icon: NI NI
38

Germany NI

2

Netherlands NI

1

Lithuania NI

1

Slovakia NI

Against (1)

Abstain (1)

2

Croatia NI

Against (1)

Abstain (1)

2
icon: ID ID
71

Netherlands ID

Against (1)

1

Czechia ID

For (1)

1
3

Finland ID

2

Denmark ID

For (1)

1

Estonia ID

For (1)

1

A8-0390/2017 - Markéta Gregorová - Am 100 #

2021/03/25 Outcome: +: 654, -: 27, 0: 7
DE IT ES PL FR RO NL BE HU CZ AT SE PT BG EL FI DK IE SK LT LV HR SI EE MT CY LU
Total
93
74
59
52
78
32
28
21
21
20
19
20
17
16
21
14
14
13
13
11
8
11
8
7
6
6
6
icon: PPE PPE
170

Hungary PPE

1

Denmark PPE

For (1)

1

Latvia PPE

2

Estonia PPE

For (1)

1

Malta PPE

2
2

Luxembourg PPE

2
icon: S&D S&D
144

Czechia S&D

For (1)

1

Greece S&D

2

Lithuania S&D

2

Latvia S&D

2

Slovenia S&D

2

Estonia S&D

2

Cyprus S&D

2

Luxembourg S&D

For (1)

1
icon: Renew Renew
95

Italy Renew

2

Hungary Renew

2

Austria Renew

For (1)

1
3

Bulgaria Renew

2

Finland Renew

3

Ireland Renew

2

Slovakia Renew

1

Lithuania Renew

1

Latvia Renew

For (1)

1

Croatia Renew

For (1)

1

Slovenia Renew

2

Estonia Renew

3

Luxembourg Renew

2
icon: Verts/ALE Verts/ALE
71

Spain Verts/ALE

3

Poland Verts/ALE

For (1)

1

Netherlands Verts/ALE

2

Belgium Verts/ALE

3

Czechia Verts/ALE

3

Austria Verts/ALE

3

Sweden Verts/ALE

3

Portugal Verts/ALE

1

Finland Verts/ALE

3

Denmark Verts/ALE

2

Ireland Verts/ALE

2

Lithuania Verts/ALE

2

Latvia Verts/ALE

1

Luxembourg Verts/ALE

For (1)

1
icon: ECR ECR
62

Romania ECR

1

Netherlands ECR

4

Sweden ECR

For (1)

3

Bulgaria ECR

2

Greece ECR

1

Lithuania ECR

1

Latvia ECR

2

Croatia ECR

For (1)

1
icon: The Left The Left
37

Netherlands The Left

For (1)

1

Belgium The Left

For (1)

1

Czechia The Left

1

Sweden The Left

For (1)

1

Portugal The Left

2

Finland The Left

For (1)

1

Denmark The Left

1

Cyprus The Left

2
icon: NI NI
38

Germany NI

2

Netherlands NI

1

Slovakia NI

Against (1)

2

Lithuania NI

1

Croatia NI

Against (1)

Abstain (1)

2
icon: ID ID
71

Netherlands ID

Against (1)

1

Czechia ID

For (1)

1
3

Finland ID

2

Denmark ID

For (1)

1

Estonia ID

For (1)

1
AmendmentsDossier
493 2016/0295(COD)
2017/05/09 AFET 126 amendments...
source: 604.629
2017/05/16 INTA 367 amendments...
source: 604.750

History

(these mark the time of scraping, not the official date of the change)

docs/0
date
2016-09-28T00:00:00
docs
summary
type
Legislative proposal
body
EC
docs/4
date
2017-12-19T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html title: A8-0390/2017
type
Committee report tabled for plenary, 1st reading/single reading
body
EP
docs/7
date
2021-04-27T00:00:00
docs
title: SP(2021)260
type
Commission response to text adopted in plenary
body
EC
docs/7
date
2020-11-18T00:00:00
docs
url: http://www.europarl.europa.eu/RegData/commissions/inta/inag/2020/11-19/INTA_AG(2020)660380_EN.pdf title: PE660.380
type
Text agreed during interinstitutional negotiations
body
EP
docs/7/docs/0/url
/oeil/spdoc.do?i=30513&j=0&l=en
docs/8
date
2021-04-27T00:00:00
docs
title: SP(2021)260
type
Commission response to text adopted in plenary
body
EC
docs/9
date
2021-11-23T00:00:00
docs
type
Follow-up document
body
EC
docs/10
date
2021-11-23T00:00:00
docs
type
Follow-up document
body
EC
docs/11
date
2022-09-01T00:00:00
docs
type
Follow-up document
body
EC
events/0
date
2016-09-28T00:00:00
type
Legislative proposal published
body
EC
docs
summary
events/1
date
2017-12-19T00:00:00
type
Committee report tabled for plenary, 1st reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html title: A8-0390/2017
events/1/summary
  • The Committee on International Trade adopted the report by Klaus BUCHNER (Greens/EFA, DE) on the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).
  • The committee recommended that the European Parliament’s position adopted at first reading under the ordinary legislative procedure should amend the Commission proposal as follows.
  • Cyber-surveillance and human rights violations : in addition to traditional dual-use items, the Regulation should cover cyber-surveillance assets used to directly interfere with human rights, including the right to privacy and data protection, freedom of expression, freedom of assembly and association .
  • Considering the rapid advance of technological developments, it is appropriate that the Union introduces controls on certain types of cyber-surveillance technologies on the basis of a unilateral list, in Section B of Annex I.
  • Due diligence : if an exporter, becomes aware while exercising due diligence that dual-use items not listed in Annex I which he or she proposes to export, may be intended to violate human rights, he or she must notify the competent authority of the Member State in which he or she is established or resident in, which will decide whether or not it is expedient to make the export concerned subject to authorisation.
  • A Member State may prohibit or impose an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security, for human rights considerations or for the prevention of acts of terrorism . The manufacture's note of licensing requirements should also be compulsory for exports to third countries.
  • Export authorisations : individual export authorisations and global export authorisations shall be valid for two years , and may be renewed by the competent authority. They may be suspended or revoked at any time. The identity or nature of the entity that will be the end-user shall be identified.
  • Applications for authorisation shall be processed within 30 days of the filing of the application.
  • If the companies have certified their Internal Compliance Programme (ICP), then they shall obtain incentives in the authorisation process from the national competent authorities (shorter delay for instance).
  • Criteria to be taken into account : in deciding whether or not to grant an individual or global export authorisation, the competent authorities of the Member States shall take into account all relevant considerations including:
  • the obligations of the Union and the Member States under sanctions imposed by a decision or a common position adopted by the Council or by a decision of the OSCE or by a binding resolution of the Security Council of the United Nations; the occurrence of violations of human rights law , fundamental freedoms and international humanitarian law in the country of final destination as has been established by the competent bodies of the UN, the Council of Europe or the Union; the behaviour of the country of destination with regard to the international community, as regards in particular its attitude to terrorism, the nature of its alliances and respect for international law.
  • With regard to cyber-surveillance items , the competent authorities of the Member States shall in particular consider the risk of violation of the right to privacy, the right to data protection, freedom of speech and freedom of assembly and association, as well as risks relating to the rule of law.
  • Guidelines : Members proposed that the Commission and the Council make guidelines available (in the form of a handbook) as soon as the Regulation enters into force, so as to ensure common risk assessments as well as uniformity of the criteria for licensing decisions .
  • That handbook shall be developed in close cooperation with the European External Action Service (EEAS) and the Dual Use Coordination Group and shall involve external expertise from academics, exporters, brokers and civil society organisations.
  • Modification of lists : new risks and new technologies may be added urgently to the Regulation. The Commission may also remove items from the list if, as a result of the fast-changing technological environment, these items have become lower tier or mass market products that are easily available.
  • Penalties : the Dual-Use Coordination Group shall set up an Enforcement Coordination Mechanism to provide for uniform criteria for licensing decisions. Upon assessment by the Commission of the rules on penalties laid down by Member States, the mechanism shall provide for ways to make penalties for infringements of this Regulation similar in nature and effect.
  • Transparency : Member States shall disclose publicly, at least quarterly and in an easily accessible manner, meaningful information on each license with regard to the type of license, the value, the volume, nature of equipment, a description of the product, the end user and end use, the country of destination, as well as information regarding approval or denial of the license request.
  • Lastly, Members asked that the Commission's evaluation report on the Regulation include a proposal on the deletion of encryption technologies from the list of controlled items.
events/2
date
2017-12-19T00:00:00
type
Committee report tabled for plenary, 1st reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html title: A8-0390/2017
events/7
date
2020-11-30T00:00:00
type
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
body
EP
docs
events/8
date
2020-11-30T00:00:00
type
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
body
EP
docs
events/8/date
Old
2020-11-30T00:00:00
New
2020-11-29T00:00:00
links/Research document/url
Old
http://www.europarl.europa.eu/thinktank/en/document.html?reference=EPRS_BRI(2016)589832
New
https://www.europarl.europa.eu/thinktank/en/document/EPRS_BRI(2016)589832
committees/1/rapporteur
  • name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: Greens/European Free Alliance abbr: Verts/ALE
committees/3/rapporteur
  • name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: Alliance of Liberals and Democrats for Europe abbr: ALDE
committees/5/rapporteur
  • name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: European People's Party (Christian Democrats) abbr: PPE
docs/9
date
2021-11-23T00:00:00
docs
type
Follow-up document
body
EC
docs/0
date
2016-09-28T00:00:00
docs
summary
type
Legislative proposal
body
EC
events/0
date
2016-09-28T00:00:00
type
Legislative proposal published
body
EC
docs
summary
events/2
date
2018-01-16T00:00:00
type
Debate in Parliament
body
EP
events/2/docs
  • url: https://www.europarl.europa.eu/doceo/document/CRE-8-2018-01-16-TOC_EN.html title: Debate in Parliament
events/3
date
2018-01-16T00:00:00
type
Debate in Parliament
body
EP
events/8
date
2021-03-25T00:00:00
type
Debate in Parliament
body
EP
events/8/docs
  • url: https://www.europarl.europa.eu/doceo/document/CRE-9-2021-03-25-TOC_EN.html title: Debate in Parliament
events/9
date
2021-03-25T00:00:00
type
Debate in Parliament
body
EP
events/13
date
2021-06-11T00:00:00
type
Final act published in Official Journal
docs
procedure/final
title
Regulation 2021/821
url
https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!CELEXnumdoc&lg=EN&numdoc=32021R0821
procedure/stage_reached
Old
Procedure completed, awaiting publication in Official Journal
New
Procedure completed
docs/6
date
2021-04-27T00:00:00
docs
url: /oeil/spdoc.do?i=30513&j=0&l=en title: SP(2021)260
type
Commission response to text adopted in plenary
body
EC
events/13
date
2021-05-20T00:00:00
type
End of procedure in Parliament
body
EP
events/11
date
2021-05-10T00:00:00
type
Act adopted by Council after Parliament's 1st reading
body
EP/CSL
procedure/stage_reached
Old
Awaiting Council's 1st reading position
New
Procedure completed, awaiting publication in Official Journal
events/11
date
2021-05-20T00:00:00
type
Final act signed
body
CSL
docs/6
date
2021-05-20T00:00:00
docs
title: 00054/2020/LEX
type
Draft final act
body
CSL
events/1/body
EP
events/2/body
EP
events/5/body
EP
events/7/body
EP
events/10/body
EP
docs/5/docs/0/url
http://www.europarl.europa.eu/RegData/commissions/inta/lcag/2020/11-18/INTA_LA(2020)007009_EN.pdf
events/8/docs
  • url: http://www.europarl.europa.eu/RegData/commissions/inta/inag/2020/11-19/INTA_AG(2020)660380_EN.pdf title: PE660.380
  • url: http://www.europarl.europa.eu/RegData/commissions/inta/lcag/2020/11-18/INTA_LA(2020)007009_EN.pdf title: GEDA/A/(2020)007009
docs/2/docs/0/url
https://www.europarl.europa.eu/doceo/document/INTA-PR-602808_EN.html
docs/3/docs/0/url
https://www.europarl.europa.eu/doceo/document/AFET-AD-602925_EN.html
docs/0
date
2016-09-28T00:00:00
docs
summary
type
Legislative proposal
body
EC
events/0
date
2016-09-28T00:00:00
type
Legislative proposal published
body
EC
docs
summary
procedure/title
Old
Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items. Recast
New
Control of exports, brokering, technical assistance, transit and transfer of dual-use items
events/1/type
Old
?!oeil-DEPOT!?
New
Committee report tabled for plenary, 1st reading
events/4/type
Old
?!oeil-DCPL!?
New
Decision by Parliament, 1st reading
events/9/type
Old
?!oeil-DCPL!?
New
Decision by Parliament, 1st reading
docs/0
date
2016-09-28T00:00:00
docs
summary
type
Legislative proposal
body
EC
docs/2
date
2017-04-04T00:00:00
docs
title: PE602.808
type
Committee draft report
body
EP
docs/2/docs/0/url
https://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.808
docs/3
date
2017-04-04T00:00:00
docs
title: PE602.808
type
Committee draft report
body
EP
docs/3
date
2017-05-31T00:00:00
docs
title: PE602.925
committee
AFET
type
Committee opinion
body
EP
docs/3/docs/0/url
https://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02
docs/4
date
2017-05-31T00:00:00
docs
title: PE602.925
committee
AFET
type
Committee opinion
body
EP
events/0
date
2016-10-06T00:00:00
type
Committee referral announced in Parliament, 1st reading
events/0
date
2016-09-28T00:00:00
type
Legislative proposal published
body
EC
docs
summary
events/1
date
2017-12-19T00:00:00
type
?!oeil-DEPOT!?
docs
url: https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html title: A8-0390/2017
summary
events/1
date
2016-10-06T00:00:00
type
Committee referral announced in Parliament, 1st reading/single reading
body
EP
events/2
date
2018-01-16T00:00:00
type
Debate in Parliament
body
EP
events/2
date
2017-12-19T00:00:00
type
Committee report tabled for plenary, 1st reading/single reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html title: A8-0390/2017
summary
events/3
date
2018-01-16T00:00:00
type
Debate in Parliament
body
EP
events/3/docs
  • url: https://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE title: Debate in Parliament
events/4
date
2018-01-17T00:00:00
type
?!oeil-DCPL!?
docs
url: https://www.europarl.europa.eu/doceo/document/TA-8-2018-0006_EN.html title: T8-0006/2018
summary
events/5
date
2018-01-17T00:00:00
type
Decision by Parliament, 1st reading/single reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/TA-8-2018-0006_EN.html title: T8-0006/2018
summary
events/6
date
2019-10-21T00:00:00
type
Committee referral announced in Parliament, 1st reading
events/7
date
2019-10-21T00:00:00
type
Committee referral announced in Parliament, 1st reading/single reading
body
EP
events/8
date
2021-03-25T00:00:00
type
Debate in Parliament
body
EP
events/9
date
2021-03-25T00:00:00
type
Debate in Parliament
body
EP
events/9
date
2021-03-25T00:00:00
type
?!oeil-DCPL!?
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0101_EN.html title: T9-0101/2021
summary
events/9/docs
  • url: https://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20210325&type=CRE title: Debate in Parliament
events/10
date
2021-03-25T00:00:00
type
Decision by Parliament, 1st reading/single reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0101_EN.html title: T9-0101/2021
summary
procedure/instrument
Old
  • Regulation
  • Repealing Regulation (EC) No 428/2009
New
Regulation
docs/6
date
2021-03-25T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0101_EN.html title: T9-0101/2021
type
Text adopted by Parliament, 1st reading/single reading
body
EP
events/10/summary
  • The European Parliament adopted by 642 votes to 37, with 9 abstentions, a legislative resolution on the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).
  • The European Parliament’s position adopted at first reading amends the Commission proposal as follows:
  • Regulation’s objective
  • It is clarified that the Regulation aims to ensure that, in the field of dual-use items, the Union and its Member States take into account all relevant factors, including international obligations and commitments, obligations arising from relevant sanctions, foreign policy and national security considerations, including those relating to human rights, and considerations relating to the intended end-use and the risk of diversion.
  • Cyber-surveillance goods
  • The export of cyber-surveillance items not listed in Annex I would be subject to authorisation if the competent authority has informed the exporter that the items in question are or may be intended for use involving internal repression and/or the commission of serious and systematic violations of human rights and international humanitarian law.
  • The associated risks include cases where cyber-surveillance goods are specifically designed to enable the intrusion or deep packet inspection of information and telecommunication systems in order to conduct covert surveillance of individuals through the monitoring, extraction, collection and analysis of data from such systems, including biometric data.
  • Due diligence, information exchange
  • In order to enhance the effectiveness of export controls on unlisted cyber-surveillance items, Member States should support these controls by exchanging information with each other and with the Commission, in particular on technological developments related to cyber-surveillance items, and by exercising vigilance in the application of these controls in order to promote an exchange at EU level.
  • In order to enable the EU to react quickly to serious misuse of existing technologies or to new risks associated with emerging technologies, the mechanism put in place by the Regulation should enable Member States to coordinate their responses when a new risk is identified. Equivalent controls at multilateral level could thus be established to broaden the response to the identified risk.
  • A Member State could also prohibit or require authorisation for the export of dual-use items not listed in Annex I for reasons of public security, including the prevention of terrorist acts, or the safeguarding of human rights.
  • Export authorisations, brokering and technical assistance services
  • The Regulation should allow the following types of export authorisations to be issued: (a) individual export authorisations; (b) global export authorisations; (c) national general export authorisations.
  • Individual and global export authorisations should be granted by the competent authority of the Member State where the exporter is resident or established. They would have a maximum validity of two years, unless the competent authority decides otherwise.
  • Individual export authorisations should, in principle, be subject to an end-use statement. Global export authorisations could be made subject, where appropriate, to the provision of an end-use statement.
  • Exporters using global export authorisations should implement an internal compliance programme (ICP), unless the competent authority deems it unnecessary due to other circumstances which it has taken into account when processing the exporter's application for a global export authorisation.
  • Technical assistance authorisations should clearly indicate the end-user and its exact location.
  • Administrative cooperation, enforcement and control
  • Through this Regulation, the EU demonstrates its commitment to maintaining robust legal requirements with regard to dual-use items, as well as to strengthening the exchange of relevant information and greater transparency.
  • The Dual-Use Coordination Group should set up an enforcement coordination mechanism to support exchange of information and direct cooperation between competent authorities and enforcement agencies of the Member States.
  • Within the framework of the enforcement coordination mechanism, Member States and the Commission should exchange relevant information, including on the application, nature and effect of measures taken, on the application of best practice and unauthorised exports of dual-use items and/or on breaches of the Regulation and/or relevant national legislation.
  • The exchange of information should also cover best practice of national law enforcement authorities with regard to risk-based audits and the detection and prosecution of unauthorised exports of dual-use items.
  • The exchange of information under the enforcement coordination mechanism would be confidential.
  • Guidance for exporters
  • This Regulation also aims to strengthen the guidance to be given to exporters, in particular to small and medium-sized enterprises (SMEs), regarding responsible practices, yet without impairing the global competitiveness of exporters of dual-use items.
  • The provision of guidelines and/or recommendations for best practices to exporters, brokers and providers of technical assistance shall be the responsibility of the Member States where they are resident or established.
  • Parliament also approved a declaration by the Commission recognising the importance of a common capacity building and training programme in the field of licensing and enforcement for an effective EU export control system.
docs/6
date
2021-03-25T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0101_EN.html title: T9-0101/2021
type
Text adopted by Parliament, 1st reading/single reading
body
EP
events/9
date
2021-03-25T00:00:00
type
Debate in Parliament
body
EP
docs
url: https://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20210325&type=CRE title: Debate in Parliament
events/10
date
2021-03-25T00:00:00
type
Decision by Parliament, 1st reading/single reading
body
EP
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0101_EN.html title: T9-0101/2021
procedure/stage_reached
Old
Awaiting Parliament's position in 1st reading
New
Awaiting Council's 1st reading position
forecasts
  • date: 2021-03-25T00:00:00 title: Debate in plenary scheduled
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
forecasts
  • date: 2021-03-25T00:00:00 title: Debate in plenary scheduled
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: ??? abbr: Unknown Group
shadows
committees/1
type
Former Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: Greens/European Free Alliance abbr: Verts/ALE
committees/1
type
Former Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: ??? abbr: Unknown Group
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: Alliance of Liberals and Democrats for Europe abbr: ALDE
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ??? abbr: Unknown Group
committees/5
type
Fromer Committee Recast Technique Opinion
body
EP
associated
False
committee_full
Legal Affairs
committee
JURI
rapporteur
name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: European People's Party (Christian Democrats) abbr: PPE
committees/5
type
Fromer Committee Recast Technique Opinion
body
EP
associated
False
committee_full
Legal Affairs
committee
JURI
rapporteur
name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: ??? abbr: Unknown Group
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: ??? abbr: Unknown Group
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: Greens/EFA - Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ??? abbr: Unknown Group
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ALDE - Alliance of Liberals and Democrats for Europe abbr: ALDE
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: Greens/EFA - Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: ??? abbr: Unknown Group
shadows
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ALDE - Alliance of Liberals and Democrats for Europe abbr: ALDE
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ??? abbr: Unknown Group
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: GREGOROVÁ Markéta date: 2019-07-18T00:00:00 group: ??? abbr: Unknown Group
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/1
type
Former Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: ??? abbr: Unknown Group
committees/1
type
Former Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: Greens/European Free Alliance abbr: Verts/ALE
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: ??? abbr: Unknown Group
committees/3
type
Former Committee Opinion
body
EP
associated
False
committee_full
Foreign Affairs
committee
AFET
rapporteur
name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: Alliance of Liberals and Democrats for Europe abbr: ALDE
committees/5
type
Fromer Committee Recast Technique Opinion
body
EP
associated
False
committee_full
Legal Affairs
committee
JURI
rapporteur
name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: ??? abbr: Unknown Group
committees/5
type
Fromer Committee Recast Technique Opinion
body
EP
associated
False
committee_full
Legal Affairs
committee
JURI
rapporteur
name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: European People's Party (Christian Democrats) abbr: PPE
docs/5
date
2020-11-18T00:00:00
docs
title: GEDA/A/(2020)007009
type
Coreper letter confirming interinstitutional agreement
body
CSL
events/8
date
2020-11-30T00:00:00
type
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
body
EP
procedure/Legislative priorities
  • title: Joint Declaration 2021 url: https://oeil.secure.europarl.europa.eu/oeil/popups/thematicnote.do?id=2066000&l=en
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/1/rapporteur/0/mepref
124818
procedure/Modified legal basis
Rules of Procedure EP 159
procedure/Other legal basis
Rules of Procedure EP 159
docs/3/docs/0/url
Old
http://httsp://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02
New
https://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02
docs/2/docs/0/url
Old
http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.808
New
https://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.808
docs/3/docs/0/url
Old
http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02
New
http://httsp://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02
events/2/docs/0/url
Old
http://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html
New
https://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html
events/3/docs/0/url
Old
http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE
New
https://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE
events/5/docs/0/url
Old
http://www.europarl.europa.eu/doceo/document/TA-8-2018-0006_EN.html
New
https://www.europarl.europa.eu/doceo/document/TA-8-2018-0006_EN.html
procedure/stage_reached
Old
Awaiting Parliament 1st reading / single reading / budget 1st stage
New
Awaiting Parliament's position in 1st reading
events/2/docs/0/url
Old
http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A8-2017-0390&language=EN
New
http://www.europarl.europa.eu/doceo/document/A-8-2017-0390_EN.html
events/5/docs/0/url
Old
http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2018-0006
New
http://www.europarl.europa.eu/doceo/document/TA-8-2018-0006_EN.html
events/7
date
2019-10-21T00:00:00
type
Committee referral announced in Parliament, 1st reading/single reading
body
EP
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
name: SIMON Sven group: Group of European People's Party abbr: EPP
docs/2
date
2017-04-04T00:00:00
docs
url: http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.808 title: PE602.808
type
Committee draft report
body
EP
docs/3
date
2017-05-31T00:00:00
docs
url: http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE602.925&secondRef=02 title: PE602.925
committee
AFET
type
Committee opinion
body
EP
procedure/stage_reached
Old
Awaiting committee decision
New
Awaiting Parliament 1st reading / single reading / budget 1st stage
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
rapporteur
name: BUCHNER Klaus date: 2019-07-18T00:00:00 group: Group of the Greens/European Free Alliance abbr: Verts/ALE
shadows
name: SIMON Sven group: Group of European People's Party abbr: EPP
committees/0
type
Responsible Committee
body
EP
associated
False
committee_full
International Trade
committee
INTA
committees/0/date
    committees/1
    type
    Former Responsible Committee
    body
    EP
    associated
    False
    committee_full
    International Trade
    committee
    INTA
    rapporteur
    name: BUCHNER Klaus date: 2016-10-12T00:00:00 group: Greens/European Free Alliance abbr: Verts/ALE
    committees/1
    type
    Former Responsible Committee
    body
    EP
    associated
    False
    committee_full
    International Trade
    committee
    INTA
    date
    2016-10-12T00:00:00
    rapporteur
    name: BUCHNER Klaus group: Greens/European Free Alliance abbr: Verts/ALE
    committees/2/date
      committees/3
      type
      Former Committee Opinion
      body
      EP
      associated
      False
      committee_full
      Foreign Affairs
      committee
      AFET
      rapporteur
      name: SCHAAKE Marietje date: 2017-01-23T00:00:00 group: Alliance of Liberals and Democrats for Europe abbr: ALDE
      committees/3
      type
      Former Committee Opinion
      body
      EP
      associated
      False
      committee_full
      Foreign Affairs
      committee
      AFET
      date
      2017-01-23T00:00:00
      rapporteur
      name: SCHAAKE Marietje group: Alliance of Liberals and Democrats for Europe abbr: ALDE
      committees/4/date
        committees/5
        type
        Fromer Committee Recast Technique Opinion
        body
        EP
        associated
        False
        committee_full
        Legal Affairs
        committee
        JURI
        rapporteur
        name: ZWIEFKA Tadeusz date: 2017-02-16T00:00:00 group: European People's Party (Christian Democrats) abbr: PPE
        committees/5
        type
        Fromer Committee Recast Technique Opinion
        body
        EP
        associated
        False
        committee_full
        Legal Affairs
        committee
        JURI
        date
        2017-02-16T00:00:00
        rapporteur
        name: ZWIEFKA Tadeusz group: European People's Party (Christian Democrats) abbr: PPE
        activities
        • date: 2016-09-28T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2016/0616/COM_COM(2016)0616_EN.pdf title: COM(2016)0616 type: Legislative proposal published celexid: CELEX:52016PC0616:EN body: EC commission: DG: url: http://ec.europa.eu/info/departments/trade_en title: Trade Commissioner: MALMSTRÖM Cecilia type: Legislative proposal published
        • date: 2016-10-06T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: False committee: AFET date: 2017-01-23T00:00:00 committee_full: Foreign Affairs rapporteur: group: ALDE name: SCHAAKE Marietje body: EP shadows: group: EPP name: FJELLNER Christofer group: S&D name: LANGE Bernd group: ECR name: LOONES Sander group: ALDE name: SCHAAKE Marietje group: GUE/NGL name: MINEUR Anne-Marie group: EFD name: BEGHIN Tiziana responsible: True committee: INTA date: 2016-10-12T00:00:00 committee_full: International Trade rapporteur: group: Verts/ALE name: BUCHNER Klaus body: EP responsible: None committee: JURI date: 2017-02-16T00:00:00 committee_full: Legal Affairs rapporteur: group: EPP name: ZWIEFKA Tadeusz
        • date: 2017-11-23T00:00:00 body: unknown type: Rejection by committee to open interinstitutional negotiations with report adopted in committee
        • date: 2017-11-23T00:00:00 body: EP type: Vote in committee, 1st reading/single reading committees: body: EP responsible: False committee: AFET date: 2017-01-23T00:00:00 committee_full: Foreign Affairs rapporteur: group: ALDE name: SCHAAKE Marietje body: EP shadows: group: EPP name: FJELLNER Christofer group: S&D name: LANGE Bernd group: ECR name: LOONES Sander group: ALDE name: SCHAAKE Marietje group: GUE/NGL name: MINEUR Anne-Marie group: EFD name: BEGHIN Tiziana responsible: True committee: INTA date: 2016-10-12T00:00:00 committee_full: International Trade rapporteur: group: Verts/ALE name: BUCHNER Klaus body: EP responsible: None committee: JURI date: 2017-02-16T00:00:00 committee_full: Legal Affairs rapporteur: group: EPP name: ZWIEFKA Tadeusz
        • body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A8-2017-0390&language=EN type: Committee report tabled for plenary, 1st reading/single reading title: A8-0390/2017 type: Committee report tabled for plenary, 1st reading/single reading committees: body: EP responsible: False committee: AFET date: 2017-01-23T00:00:00 committee_full: Foreign Affairs rapporteur: group: ALDE name: SCHAAKE Marietje body: EP shadows: group: EPP name: FJELLNER Christofer group: S&D name: LANGE Bernd group: ECR name: LOONES Sander group: ALDE name: SCHAAKE Marietje group: GUE/NGL name: MINEUR Anne-Marie group: EFD name: BEGHIN Tiziana responsible: True committee: INTA date: 2016-10-12T00:00:00 committee_full: International Trade rapporteur: group: Verts/ALE name: BUCHNER Klaus body: EP responsible: None committee: JURI date: 2017-02-16T00:00:00 committee_full: Legal Affairs rapporteur: group: EPP name: ZWIEFKA Tadeusz date: 2017-12-19T00:00:00
        • date: 2018-01-16T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
        • date: 2018-01-17T00:00:00 body: unknown type: Matter referred back to the committee responsible
        • date: 2018-01-17T00:00:00 docs: url: http://www.europarl.europa.eu/oeil/popups/sda.do?id=30513&l=en type: Results of vote in Parliament title: Results of vote in Parliament url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2018-0006 type: Decision by Parliament, 1st reading/single reading title: T8-0006/2018 body: EP type: Results of vote in Parliament
        commission
        • body: EC dg: Trade commissioner: MALMSTRÖM Cecilia
        committees/0
        type
        Responsible Committee
        body
        EP
        associated
        False
        committee_full
        International Trade
        committee
        INTA
        date
        committees/0
        body
        EP
        responsible
        False
        committee
        AFET
        date
        2017-01-23T00:00:00
        committee_full
        Foreign Affairs
        rapporteur
        group: ALDE name: SCHAAKE Marietje
        committees/1
        type
        Former Responsible Committee
        body
        EP
        associated
        False
        committee_full
        International Trade
        committee
        INTA
        date
        2016-10-12T00:00:00
        rapporteur
        name: BUCHNER Klaus group: Greens/European Free Alliance abbr: Verts/ALE
        committees/1
        body
        EP
        shadows
        responsible
        True
        committee
        INTA
        date
        2016-10-12T00:00:00
        committee_full
        International Trade
        rapporteur
        group: Verts/ALE name: BUCHNER Klaus
        committees/2
        type
        Committee Opinion
        body
        EP
        associated
        False
        committee_full
        Foreign Affairs
        committee
        AFET
        date
        committees/2
        body
        EP
        responsible
        None
        committee
        JURI
        date
        2017-02-16T00:00:00
        committee_full
        Legal Affairs
        rapporteur
        group: EPP name: ZWIEFKA Tadeusz
        committees/3
        type
        Former Committee Opinion
        body
        EP
        associated
        False
        committee_full
        Foreign Affairs
        committee
        AFET
        date
        2017-01-23T00:00:00
        rapporteur
        name: SCHAAKE Marietje group: Alliance of Liberals and Democrats for Europe abbr: ALDE
        committees/4
        type
        Committee Recast Technique Opinion
        body
        EP
        associated
        False
        committee_full
        Legal Affairs
        committee
        JURI
        date
        committees/5
        type
        Fromer Committee Recast Technique Opinion
        body
        EP
        associated
        False
        committee_full
        Legal Affairs
        committee
        JURI
        date
        2017-02-16T00:00:00
        rapporteur
        name: ZWIEFKA Tadeusz group: European People's Party (Christian Democrats) abbr: PPE
        docs
        • date: 2016-09-29T00:00:00 docs: url: https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=SWD:2016:0314:FIN:EN:PDF title: EUR-Lex title: SWD(2016)0314 type: Document attached to the procedure body: EC
        • date: 2016-09-29T00:00:00 docs: url: https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=SWD:2016:0315:FIN:EN:PDF title: EUR-Lex title: SWD(2016)0315 type: Document attached to the procedure body: EC
        • date: 2018-12-14T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2018/0852/COM_COM(2018)0852_EN.pdf title: COM(2018)0852 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2018&nu_doc=0852 title: EUR-Lex summary: The Commission presented a report on the implementation of Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items. The report, prepared by the Commission with input from Member States' in the Dual-Use Coordination Group (DUCG), provides information on the implementation of the Regulation in 2017, and includes aggregated export control data for 2016. Export control policy review Further to the adoption on 28 September 2016 of a Commission proposal for a modernisation of EU export controls, the legislative process has started in 2017 as the European Parliament and the Council examined the proposal. INTA adopted a report on the legislative proposal on 21 November 2017, including 101 amendments demonstrating the Parliament's broad support for more harmonised and effective controls, adapting the EU export control system to new threats associated with cybersurveillance items and taking into consideration human rights. For its part, the Commission conducted a series of targeted consultations and outreach to key industry and civil society stakeholders in the course of 2017. Activities of the Dual-Use Coordination Group (DUCG) During the reporting period, TDAG held six meetings, providing a forum for consultations on a number of emerging issues related to the application of the regulations. In particular, TDAG organised: - general information exchanges in support of the modernisation of EU export controls, in particular on the implementation of catch-all and transit controls and the validity of licences; - general exchanges of information on the implementation of national measures; - a collection of 2016 licensing data; - an exchange of information on the application of controls over cyber-surveillance technologies. DUCG also: - supported the preparation of updates to the EU control list; - held exchanges of technical information on specific implementation issues; - decided to establish a Technical Expert Group (TEG) to develop guidelines to ensure industry compliance; - continued to support the further development of the online Dual-Use Goods System (DUeS), a secure and encrypted electronic system hosted by the Commission, in order to facilitate a better exchange of information between export control authorities and the Commission; - exchanged information on specific attempts to circumvent controls; - contributed to the organisation of a forum on export control on 19 December 2017 in Brussels and prepared documentation to facilitate the application of the regulations by exporters. Export control In 2017, the Regulation primarily applied to the export of about 1841 dual-use ‘items’ listed in Annex I (the "EU Control List") and classified in 10 categories. These dual-use items relate to circa 1000 customs commodities, including chemicals, metals and non-metallic mineral products, computers, electronic and optical products, electrical equipment, machinery, vehicles and transport equipment. Statistical estimates of the relative importance of dual-use trade indicate that dual-use exports represent about 2.6% of EU total exports (intra and extra-EU), within a broad ‘dual-use export domain’ of customs commodities. The main dual-use export destinations and indicate that a large part of these exports are directed towards 'EU001 countries' benefiting from Union general export authorisations (EUGEAs). Authorised dual-use trade amounted to EUR 33.1 billion, representing 1.9% of total extra-EU exports, with a majority of transactions authorised under individual licenses (approx. 25 000 single licenses issued in 2016) and global licenses (by their value). Only a small portion of exports were actually denied: approx. 690 denials were issued in 2016, representing about 1.1% of the value of controlled dual-use exports in that year, and 0.03% of total extra-EU exports. type: Document attached to the procedure body: EC
        events
        • date: 2016-09-28T00:00:00 type: Legislative proposal published body: EC docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2016/0616/COM_COM(2016)0616_EN.pdf title: COM(2016)0616 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=FR&type_doc=COMfinal&an_doc=2016&nu_doc=0616 title: EUR-Lex summary: PURPOSE: to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast). PROPOSED ACT: Regulation of the European Parliament and of the Council. ROLE OF THE EUROPEAN PARLIAMENT: Parliament decides in accordance with the ordinary legislative procedure on an equal footing with Council. BACKGROUND: Regulation (EC) No 428/2009 set up a Community regime for the control of exports, transfer, brokering and transit of dual-use items. The Commission presented in October 2013 a report to the European Parliament and to the Council on the implementation of the Regulation. The report concluded that the EU export control system provides solid legal and institutional foundations but the system must be upgraded in order to face new challenges. In April 2014, the Commission adopted a communication setting out concrete policy options for the review of the EU export control regime and its adaptation to rapidly changing technological, economic and political circumstances. In 2015, the Commission conducted an impact assessment of the review options outlined in that communication. As part of the impact assessment, the Commission conducted a public consultation, from which it emerged that’s stakeholders generally agreed that a review of current rules would improve the export control system , in particular with regards to its capacity to address evolving security risks such as the proliferation of weapons of mass destruction and terrorism and to respond to rapid scientific and technological developments. The export control policy review has been identified as an initiative under the regulatory fitness and performance programme (REFIT). Council Regulation (EC) No 428/2009 has been amended on several occasions. Since further amendments are to be made, it should be recast in the interests of clarity and readability. IMPACT ASSESSMENT: besides the baseline scenario (no policy change), the impacts of four other scenarios were assessed. A combination of the options "EU system upgrade" (adjustments to the regulatory framework), and "EU system modernisation" (focusing on cyber-surveillance Technologies and human rights) was retained as the preferred solution. CONTENT: the proposal to recast Regulation (EC) No 428/2009 aims to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items. The main points are as follows; Control provisions : the proposal: contains amendments to key export control notions : the definition of dual-use items is thus revised to reflect the emergence of new types of dual-use items, such as cyber-surveillance technologies. The proposal also clarifies that controls apply to natural persons, who may be "exporters", especially when it comes to technology transfers; clarifies controls on and facilitates intangible technology transfers , as they only become subject to control when the dual-use technology is made available to a person in a third country; clarifies controls applicable to technical assistance involving a cross-border movement; strengthens brokering controls , (i) by extending the definition of the broker to subsidiaries of EU companies outside of the EU, as well as to brokering services supplied by third country nationals from within the EU territory; (ii) by harmonising their application to non-listed items and military end-uses and extending their application to terrorism and human rights violations ; harmonises the application of transit controls to non-listed items and military end-uses, and extends controls to the risk of misuse for terrorist acts and human rights violations; puts in place certain controls an anti-circumvention clause to combat trafficking in items of dual usage. EU licensing : the proposal: provides for a definition of authorisations and for common licensing parameters (e.g. validity period) and conditions for use of the EU general authorisations and for global licences; establishes a new authorisation for 'large-projects' for certain large multiannual projects e.g. construction of a nuclear power plant; introduces new general authorisations regarding encryption and low value shipments to facilitate trade while ensuring a sufficient level of security through robust control modalities (e.g. registration, notification and reporting, and auditing); introduces a general authorisation on intra-company transfers of dual-use technology in non-sensitive countries, in particular for research and development purposes, as long as the technology remains under the ownership or control of the parent company. Convergence of catch-all controls : the proposal provides for a clarification and harmonisation of the definition and scope of catch-all controls to ensure their uniform application across the EU. Re-evaluation of intra-EU transfers : the proposal revises the list of items subject to control within the EU in order to focus controls on an updated list of most sensitive items, taking account of technological and commercial developments; Control of exports of cyber-surveillance technologies : the proposal sets out new provisions for an effective control focusing on specific and relevant cyber-surveillance technologies. It introduces an EU autonomous list of specific cyber-surveillance technologies of concern to be subject to controls (monitoring centres and data retention systems), with detailed technical parameters. Enhanced cooperation : the proposal provides for enhanced information exchange between competent authorities and the Commission with a view to support effective and consistent application of controls. It introduces a legal basis regarding the introduction of electronic licensing systems and their interconnection with the Dual-Use Electronic System, and for the setting up of 'technical expert groups' bringing together key industry and government experts into a dialogue on the technical parameters for controls. Transparency and outreach : the proposal sets out transparency measures and expands outreach and information-sharing with operators in order to develop a "partnership with the private sector". Dialogue with third countries : the proposal provides a basis for the development of regular dialogues between the EU and key trade partners, and for the negotiation of mutually beneficial measures such as end-user verification programmes (whereby selected third-country companies could be granted special status of "Verified end-user" and obtain EU-wide recognition and facilitation of controls). BUDGETARY IMPLICATIONS : some specific provisions in the proposal are expected to have implications on the resources of relevant services at EU or national levels , in particular ; extended competence for the Commission to amend lists of dual-use items and general export authorisations by delegated acts ; cyber-surveillance controls expected to require some additional administrative costs (staff) for administrations, both at national and EU level; the realisation of certain actions – such as the development of electronic licensing systems – while the financing and budgetary implications remain to be assessed in detail before any decision is taken regarding their implementation. DELEGATED ACTS: the proposal contains provisions empowering the Commission to adopt delegated acts in accordance with Article 290 of the Treaty on the Functioning of the EU.
        • date: 2016-10-06T00:00:00 type: Committee referral announced in Parliament, 1st reading/single reading body: EP
        • date: 2017-12-19T00:00:00 type: Committee report tabled for plenary, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A8-2017-0390&language=EN title: A8-0390/2017 summary: The Committee on International Trade adopted the report by Klaus BUCHNER (Greens/EFA, DE) on the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast). The committee recommended that the European Parliament’s position adopted at first reading under the ordinary legislative procedure should amend the Commission proposal as follows. Cyber-surveillance and human rights violations : in addition to traditional dual-use items, the Regulation should cover cyber-surveillance assets used to directly interfere with human rights, including the right to privacy and data protection, freedom of expression, freedom of assembly and association . Considering the rapid advance of technological developments, it is appropriate that the Union introduces controls on certain types of cyber-surveillance technologies on the basis of a unilateral list, in Section B of Annex I. Due diligence : if an exporter, becomes aware while exercising due diligence that dual-use items not listed in Annex I which he or she proposes to export, may be intended to violate human rights, he or she must notify the competent authority of the Member State in which he or she is established or resident in, which will decide whether or not it is expedient to make the export concerned subject to authorisation. A Member State may prohibit or impose an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security, for human rights considerations or for the prevention of acts of terrorism . The manufacture's note of licensing requirements should also be compulsory for exports to third countries. Export authorisations : individual export authorisations and global export authorisations shall be valid for two years , and may be renewed by the competent authority. They may be suspended or revoked at any time. The identity or nature of the entity that will be the end-user shall be identified. Applications for authorisation shall be processed within 30 days of the filing of the application. If the companies have certified their Internal Compliance Programme (ICP), then they shall obtain incentives in the authorisation process from the national competent authorities (shorter delay for instance). Criteria to be taken into account : in deciding whether or not to grant an individual or global export authorisation, the competent authorities of the Member States shall take into account all relevant considerations including: the obligations of the Union and the Member States under sanctions imposed by a decision or a common position adopted by the Council or by a decision of the OSCE or by a binding resolution of the Security Council of the United Nations; the occurrence of violations of human rights law , fundamental freedoms and international humanitarian law in the country of final destination as has been established by the competent bodies of the UN, the Council of Europe or the Union; the behaviour of the country of destination with regard to the international community, as regards in particular its attitude to terrorism, the nature of its alliances and respect for international law. With regard to cyber-surveillance items , the competent authorities of the Member States shall in particular consider the risk of violation of the right to privacy, the right to data protection, freedom of speech and freedom of assembly and association, as well as risks relating to the rule of law. Guidelines : Members proposed that the Commission and the Council make guidelines available (in the form of a handbook) as soon as the Regulation enters into force, so as to ensure common risk assessments as well as uniformity of the criteria for licensing decisions . That handbook shall be developed in close cooperation with the European External Action Service (EEAS) and the Dual Use Coordination Group and shall involve external expertise from academics, exporters, brokers and civil society organisations. Modification of lists : new risks and new technologies may be added urgently to the Regulation. The Commission may also remove items from the list if, as a result of the fast-changing technological environment, these items have become lower tier or mass market products that are easily available. Penalties : the Dual-Use Coordination Group shall set up an Enforcement Coordination Mechanism to provide for uniform criteria for licensing decisions. Upon assessment by the Commission of the rules on penalties laid down by Member States, the mechanism shall provide for ways to make penalties for infringements of this Regulation similar in nature and effect. Transparency : Member States shall disclose publicly, at least quarterly and in an easily accessible manner, meaningful information on each license with regard to the type of license, the value, the volume, nature of equipment, a description of the product, the end user and end use, the country of destination, as well as information regarding approval or denial of the license request. Lastly, Members asked that the Commission's evaluation report on the Regulation include a proposal on the deletion of encryption technologies from the list of controlled items.
        • date: 2018-01-16T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE title: Debate in Parliament
        • date: 2018-01-17T00:00:00 type: Results of vote in Parliament body: EP docs: url: https://oeil.secure.europarl.europa.eu/oeil/popups/sda.do?id=30513&l=en title: Results of vote in Parliament
        • date: 2018-01-17T00:00:00 type: Decision by Parliament, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2018-0006 title: T8-0006/2018 summary: The European Parliament adopted by 571 votes to 29, with 29 abstentions, amendments to the proposal for a regulation of the European Parliament and of the Council setting up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast). The matter was referred back to the committee responsible for interinstitutional negotiations. The main amendments adopted in plenary concern the following issues: Cyber-surveillance and human rights violations : in addition to traditional dual-use items, the Regulation should cover cyber-surveillance assets used to directly interfere with human rights, including the right to privacy and data protection, freedom of expression, freedom of assembly and association . Items to be covered by this Regulation should include hardware, software and technology, which are specially designed to enable the covert intrusion into information and telecommunication systems and/or the monitoring, exfiltrating, collecting and analysing of data and/or incapacitating or damaging the targeted system without the specific, informed and unambiguous authorisation of the owner of the data. Considering the rapid advance of technological developments, it is appropriate that the Union introduces controls on certain types of cyber surveillance technologies on the basis of a unilateral list, in Section B of Annex I. The Council, the Commission and Member States should, in close cooperation with the EEAS, pro-actively engage in the relevant international fora in order to establish the list of cyber-surveillance items set out in Section B of Annex I as an international standard . Due diligence : if an exporter, becomes aware while exercising due diligence that dual-use items not listed in Annex I which he or she proposes to export, may be intended to violate human rights, he or she must notify the competent authority of the Member State in which he or she is established or resident in, which will decide whether or not it is expedient to make the export concerned subject to authorisation. A Member State may prohibit or impose an authorisation requirement on the export of dual-use items not listed in Annex I for reasons of public security, for human rights considerations or for the prevention of acts of terrorism . The manufacture's note of licensing requirements should also be compulsory for exports to third countries. Export authorisations : individual export authorisations and global export authorisations shall be valid for two years , and may be renewed by the competent authority. They may be suspended or revoked at any time. The identity or nature of the entity that will be the end-user shall be identified. Applications for authorisation shall be processed within 30 days of the filing of the application and the competent authority shall decide on applications for individual or global export authorisations, at the latest, within 60 days of valid submission of the application. The exporter shall have the possibility, on a voluntary basis, to have its internal compliance programme (ICP) certified free of charge by the competent authorities on the basis of a reference ICP established by the Commission, in order to obtain incentives in the authorisation process. Criteria to be taken into account : in deciding whether or not to grant an individual or global export authorisation, the competent authorities of the Member States shall take into account all relevant considerations including: the obligations of the Union and the Member States under sanctions imposed by a decision or a common position adopted by the Council or by a decision of the OSCE or by a binding resolution of the Security Council of the United Nations; the occurrence of violations of human rights law , fundamental freedoms and international humanitarian law in the country of final destination as has been established by the competent bodies of the UN, the Council of Europe or the Union; the behaviour of the country of destination with regard to the international community, as regards in particular its attitude to terrorism, the nature of its alliances and respect for international law. With regard to cyber surveillance items , the competent authorities of the Member States shall in particular consider the risk of violation of the right to privacy, the right to data protection, freedom of speech and freedom of assembly and association, as well as risks relating to the rule of law. If the existence of such risks is likely to lead to serious violations of human rights, Member States shall not grant export authorisations . Guidelines : Members proposed that the Commission and the Council make guidelines available (in the form of a handbook) as soon as the Regulation enters into force, so as to ensure common risk assessments as well as uniformity of the criteria for licensing decisions. That handbook shall be developed in close cooperation with the European External Action Service (EEAS) and the Dual Use Coordination Group and shall involve external expertise from academics, exporters, brokers and civil society organisations. Modification of lists : new risks and new technologies may be added urgently to the Regulation. The Commission may also remove items from the list if, as a result of the fast-changing technological environment, these items have become lower tier or mass market products that are easily available. Penalties : the Dual-Use Coordination Group shall set up an Enforcement Coordination Mechanism to provide for uniform criteria for licensing decisions. Upon assessment by the Commission of the rules on penalties laid down by Member States, the mechanism shall provide for ways to make penalties for infringements of this Regulation similar in nature and effect . Transparency : Member States shall disclose publicly, at least quarterly and in an easily accessible manner, meaningful information on each license with regard to the type of license, the value, the volume, nature of equipment, a description of the product, the end user and end use, the country of destination, as well as information regarding approval or denial of the license request. Lastly, Members asked that the Commission's evaluation report on the Regulation include a proposal on the deletion of encryption technologies from the list of controlled items.
        • date: 2018-01-17T00:00:00 type: Matter referred back to the committee responsible body: EP
        other
        • body: EC dg: url: http://ec.europa.eu/info/departments/trade_en title: Trade commissioner: MALMSTRÖM Cecilia
        procedure/Modified legal basis
        Old
        Rules of Procedure EP 150
        New
        Rules of Procedure EP 159
        procedure/dossier_of_the_committee
        Old
        INTA/8/08024
        New
        • INTA/9/00190
        procedure/instrument
        Old
        Regulation
        New
        • Regulation
        • Repealing Regulation (EC) No 428/2009
        procedure/stage_reached
        Old
        Awaiting Parliament 1st reading / single reading / budget 1st stage
        New
        Awaiting committee decision
        procedure/subject
        Old
        • 6.10.03 Armaments control, non-proliferation nuclear weapons
        • 6.20.02 Export/import control, trade defence, trade barriers
        • 6.20.05 Multilateral and plurilateral economic and trade agreements and relations
        New
        6.10.03
        Armaments control, non-proliferation nuclear weapons
        6.20.02
        Export/import control, trade defence, trade barriers
        6.20.05
        Multilateral and plurilateral economic and trade agreements and relations
        procedure/summary
        • Repealing Regulation (EC) No 428/2009
        activities/2/body
        Old
        EP
        New
        unknown
        activities/2/type
        Old
        Vote scheduled in committee, 1st reading/single reading
        New
        Rejection by committee to open interinstitutional negotiations with report adopted in committee
        activities/3
        date
        2017-11-23T00:00:00
        body
        EP
        type
        Vote in committee, 1st reading/single reading
        committees
        activities/4
        body
        EP
        docs
        url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A8-2017-0390&language=EN type: Committee report tabled for plenary, 1st reading/single reading title: A8-0390/2017
        type
        Committee report tabled for plenary, 1st reading/single reading
        committees
        date
        2017-12-19T00:00:00
        activities/5
        date
        2018-01-16T00:00:00
        docs
        url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20180116&type=CRE type: Debate in Parliament title: Debate in Parliament
        body
        EP
        type
        Debate in Parliament
        activities/6
        date
        2018-01-17T00:00:00
        body
        unknown
        type
        Matter referred back to the committee responsible
        activities/7
        date
        2018-01-17T00:00:00
        docs
        body
        EP
        type
        Results of vote in Parliament
        procedure/Modified legal basis
        Rules of Procedure EP 150
        procedure/legal_basis/0
        Rules of Procedure EP 59-p4
        procedure/stage_reached
        Old
        Awaiting committee decision
        New
        Awaiting Parliament 1st reading / single reading / budget 1st stage
        procedure/subject/1
        Old
        6.20.05 Multilateral economic and trade agreements and relations
        New
        6.20.02 Export/import control, trade defence, trade barriers
        procedure/subject/2
        Old
        6.20.02 Export/import control, trade defence
        New
        6.20.05 Multilateral and plurilateral economic and trade agreements and relations
        activities/2/date
        Old
        2017-10-12T00:00:00
        New
        2017-11-23T00:00:00
        activities/2/date
        Old
        2017-10-11T00:00:00
        New
        2017-10-12T00:00:00
        links/Research document
        url
        http://www.europarl.europa.eu/thinktank/en/document.html?reference=EPRS_BRI(2016)589832
        title
        Briefing
        activities/2/date
        Old
        2017-07-11T00:00:00
        New
        2017-10-11T00:00:00
        activities/3
        date
        2017-09-11T00:00:00
        body
        EP
        type
        Indicative plenary sitting date, 1st reading/single reading
        activities/3
        date
        2017-09-11T00:00:00
        body
        EP
        type
        Indicative plenary sitting date, 1st reading/single reading
        activities/2/date
        Old
        2017-06-20T00:00:00
        New
        2017-07-11T00:00:00
        activities/0/docs/0/celexid
        CELEX:52016PC0616:EN
        activities/0/docs/0/celexid
        CELEX:52016PC0616:EN
        activities/1/committees/2
        body
        EP
        responsible
        None
        committee
        JURI
        date
        2017-02-16T00:00:00
        committee_full
        Legal Affairs
        rapporteur
        group: EPP name: ZWIEFKA Tadeusz
        committees/2
        body
        EP
        responsible
        None
        committee
        JURI
        date
        2017-02-16T00:00:00
        committee_full
        Legal Affairs
        rapporteur
        group: EPP name: ZWIEFKA Tadeusz
        activities/0/commission/0/DG/url
        Old
        http://ec.europa.eu/trade/
        New
        http://ec.europa.eu/info/departments/trade_en
        activities/1/committees/0/date
        2017-01-23T00:00:00
        activities/1/committees/0/rapporteur
        • group: ALDE name: SCHAAKE Marietje
        activities/2
        date
        2017-06-20T00:00:00
        body
        EP
        type
        Vote scheduled in committee, 1st reading/single reading
        committees/0/date
        2017-01-23T00:00:00
        committees/0/rapporteur
        • group: ALDE name: SCHAAKE Marietje
        other/0/dg/url
        Old
        http://ec.europa.eu/trade/
        New
        http://ec.europa.eu/info/departments/trade_en
        activities/0/commission/0
        DG
        Commissioner
        MALMSTRÖM Cecilia
        activities/0/docs/0/celexid
        CELEX:52016PC0616:EN
        activities/0/docs/0/text
        • PURPOSE: to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items (recast).

          PROPOSED ACT: Regulation of the European Parliament and of the Council.

          ROLE OF THE EUROPEAN PARLIAMENT: Parliament decides in accordance with the ordinary legislative procedure on an equal footing with Council.

          BACKGROUND: Regulation (EC) No 428/2009 set up a Community regime for the control of exports, transfer, brokering and transit of dual-use items. The Commission presented in October 2013 a report to the European Parliament and to the Council on the implementation of the Regulation. The report concluded that the EU export control system provides solid legal and institutional foundations but the system must be upgraded in order to face new challenges.

          In April 2014, the Commission adopted a communication setting out concrete policy options for the review of the EU export control regime and its adaptation to rapidly changing technological, economic and political circumstances.

          In 2015, the Commission conducted an impact assessment of the review options outlined in that communication. As part of the impact assessment, the Commission conducted a public consultation, from which it emerged that’s stakeholders generally agreed that a review of current rules would improve the export control system, in particular with regards to its capacity to address evolving security risks such as the proliferation of weapons of mass destruction and terrorism and to respond to rapid scientific and technological developments.

          The export control policy review has been identified as an initiative under the regulatory fitness and performance programme (REFIT). Council Regulation (EC) No 428/2009 has been amended on several occasions. Since further amendments are to be made, it should be recast in the interests of clarity and readability.

          IMPACT ASSESSMENT: besides the baseline scenario (no policy change), the impacts of four other scenarios were assessed. A combination of the options "EU system upgrade" (adjustments to the regulatory framework), and "EU system modernisation" (focusing on cyber-surveillance Technologies and human rights) was retained as the preferred solution.

          CONTENT: the proposal to recast Regulation (EC) No 428/2009 aims to set up a Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items. The main points are as follows;

          Control provisions: the proposal:

          • contains amendments to key export control notions: the definition of dual-use items is thus revised to reflect the emergence of new types of dual-use items, such as cyber-surveillance technologies. The proposal also clarifies that controls apply to natural persons, who may be "exporters", especially when it comes to technology transfers;
          • clarifies controls on and facilitates  intangible technology transfers, as they only become subject to control when the dual-use technology is made available to a person in a third country;
          • clarifies controls applicable to technical assistance involving a cross-border movement;
          • strengthens brokering controls, (i) by extending the definition of the broker to subsidiaries of EU companies outside of the EU, as well as to brokering services supplied by third country nationals from within the EU territory; (ii) by  harmonising their application to non-listed items and military end-uses and extending their application to terrorism and human rights violations;
          • harmonises the application of transit controls to non-listed items and military end-uses, and extends controls to the risk of misuse for terrorist acts and human rights violations;
          • puts in place certain controls an anti-circumvention clause to combat trafficking in items of dual usage.

          EU licensing: the proposal:

          • provides for a definition of authorisations and for common licensing parameters (e.g. validity period) and conditions for use of the EU general authorisations and for global licences;
          • establishes a new authorisation for 'large-projects' for certain large multiannual projects e.g. construction of a nuclear power plant;
          • introduces new general authorisations regarding encryption and low value shipments to facilitate trade while ensuring a sufficient level of security through robust control modalities (e.g. registration, notification and reporting, and auditing);
          • introduces a general authorisation on intra-company transfers of dual-use technology in non-sensitive countries, in particular for research and development purposes, as long as the technology remains under the ownership or control of the parent company.

          Convergence of catch-all controls: the proposal provides for a clarification and harmonisation of the definition and scope of catch-all controls to ensure their uniform application across the EU.

          Re-evaluation of intra-EU transfers: the proposal revises the list of items subject to control within the EU in order to focus controls on an updated list of most sensitive items, taking account of technological and commercial developments;

          Control of exports of cyber-surveillance technologies: the proposal sets out new provisions for an effective control focusing on specific and relevant cyber-surveillance technologies. It introduces an EU autonomous list of specific cyber-surveillance technologies of concern to be subject to controls (monitoring centres and data retention systems), with detailed technical parameters.

          Enhanced cooperation: the proposal provides for enhanced information exchange between competent authorities and the Commission with a view to support effective and consistent application of controls. It introduces a legal basis regarding the introduction of electronic licensing systems and their interconnection with the Dual-Use Electronic System, and for the setting up of 'technical expert groups' bringing together key industry and government experts into a dialogue on the technical parameters for controls.

          Transparency and outreach: the proposal sets out transparency measures and expands outreach and information-sharing with operators in order to develop a "partnership with the private sector".

          Dialogue with third countries: the proposal provides a basis for the development of regular dialogues between the EU and key trade partners, and for the negotiation of mutually beneficial measures such as end-user verification programmes (whereby selected third-country companies could be granted special status of "Verified end-user" and obtain EU-wide recognition and facilitation of controls).

          BUDGETARY IMPLICATIONS : some specific provisions in the proposal are expected to have implications on the resources of relevant services at EU or national levels, in particular ;

          • extended competence for the Commission to amend lists of dual-use items and general export authorisations by delegated acts ;
          • cyber-surveillance controls expected to require some additional administrative costs (staff) for administrations, both at national and EU level;
          • the realisation of certain actions – such as the development of electronic licensing systems – while the financing and budgetary implications remain to be assessed in detail before any decision is taken regarding their implementation.

          DELEGATED ACTS: the proposal contains provisions empowering the Commission to adopt delegated acts in accordance with Article 290 of the Treaty on the Functioning of the EU.

        activities/1/committees/1/date
        2016-10-12T00:00:00
        activities/1/committees/1/rapporteur
        • group: Verts/ALE name: BUCHNER Klaus
        activities/1/committees/1/shadows
        • group: EPP name: FJELLNER Christofer
        • group: S&D name: LANGE Bernd
        • group: ECR name: LOONES Sander
        • group: ALDE name: SCHAAKE Marietje
        • group: GUE/NGL name: MINEUR Anne-Marie
        • group: EFD name: BEGHIN Tiziana
        committees/1/date
        2016-10-12T00:00:00
        committees/1/rapporteur
        • group: Verts/ALE name: BUCHNER Klaus
        committees/1/shadows
        • group: EPP name: FJELLNER Christofer
        • group: S&D name: LANGE Bernd
        • group: ECR name: LOONES Sander
        • group: ALDE name: SCHAAKE Marietje
        • group: GUE/NGL name: MINEUR Anne-Marie
        • group: EFD name: BEGHIN Tiziana
        other/0
        body
        EC
        dg
        commissioner
        MALMSTRÖM Cecilia
        activities
        • date: 2016-09-28T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2016/0616/COM_COM(2016)0616_EN.pdf type: Legislative proposal published title: COM(2016)0616 type: Legislative proposal published body: EC commission:
        • date: 2016-10-06T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: False committee_full: Foreign Affairs committee: AFET body: EP responsible: True committee_full: International Trade committee: INTA
        committees
        • body: EP responsible: False committee_full: Foreign Affairs committee: AFET
        • body: EP responsible: True committee_full: International Trade committee: INTA
        links
        other
          procedure
          dossier_of_the_committee
          INTA/8/08024
          reference
          2016/0295(COD)
          instrument
          Regulation
          legal_basis
          Treaty on the Functioning of the EU TFEU 207-p2
          stage_reached
          Awaiting committee decision
          summary
          Repealing Regulation (EC) No 428/2009
          subtype
          Recast
          title
          Union regime for the control of exports, transfer, brokering, technical assistance and transit of dual-use items. Recast
          type
          COD - Ordinary legislative procedure (ex-codecision procedure)
          subject