6 Amendments of Philippe DE BACKER related to 2011/0298(COD)
Amendment 368 #
Proposal for a directive
Article 1 – paragraph 1
Article 1 – paragraph 1
1. This Directive shall apply to investment firms, financial instruments (including investment-related instruments), regulated markets, data reporting service providers and third country firms providing investment services or activities in the Union.
Amendment 372 #
Proposal for a directive
Article 1 – paragraph 3 – introductory part
Article 1 – paragraph 3 – introductory part
3. The following provisions shall also apply to credit institutions authorised under Directive 2006/48/EC, when providing one or more investment services and/or performing investment activities and when selling or advising clients in relation to deposits other than those with a rate of return which is determined in relation to an interest rate, as well as to any other undertaking performing investment services and/or investment activities or offering investment-related instruments:
Amendment 377 #
Proposal for a directive
Article 2 – paragraph 1 – point a
Article 2 – paragraph 1 – point a
a) insurance undertakings or undertakings carrying on the reinsurance and retrocession activities referred to in Directive 2009/138/EC insofar as they do not offer investment-related instruments;
Amendment 742 #
Proposal for a directive
Article 24 – paragraph 5 – point ii
Article 24 – paragraph 5 – point ii
(ii) shall not accept or receivethe client shall be given the possibility, contractually, of being informed about fees, commissions or any monetary benefits paid or provided to the investment firm by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients.
Amendment 766 #
Proposal for a directive
Article 24 – paragraph 6
Article 24 – paragraph 6
6. When providing portfolio management the investment firm shall not accept or receiveis provided, the client shall be given the possibility, contractually, of being informed about fees, commissions or any monetary benefits paid or provided to the investment firm by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients.
Amendment 1302 #
Proposal for a directive
Annex 1 – Section B – point 6 a (new)
Annex 1 – Section B – point 6 a (new)
(6a) Insurance contracts linked to investment-related instruments.