Activities of Astrid LULLING related to 2011/0261(CNS)
Plenary speeches (1)
Common system for taxing financial transactions (debate)
Amendments (5)
Amendment 38 #
Proposal for a directive
Recital 4
Recital 4
(4) The definition of financial instruments in Annex I to the Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (MiFID) covers units in collective investment undertakings. This implies thatSince shares and units of undertakings for collective investment in transferable securities (UCITS) as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) andre savings instruments chiefly used by small investors, they should be excluded from the scope of this Directive, unlike alternative investment funds (AIF) as defined in Article 4(1)(a) of Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 are financial instruments. Therefore, the subscription and redemption of these instruments are transactions that should be subject to the FTT.
Amendment 83 #
Proposal for a directive
Article 1 – paragraph 4 – point a
Article 1 – paragraph 4 – point a
a) primary market transactions referred to in point (c) of Article 5 of Commission Regulation (EC) No 1287/2006, except for the issue and redemption of shares and units of undertakings for collective investments in transferable securities (UCITS) as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and the Council and alternative investment funds (AIF) as defined in Article 4(1)(a) of Directive 2011/61/EU of the European Parliament and the Council;
Amendment 93 #
Proposal for a directive
Article 1 – paragraph 4 – point d a (new)
Article 1 – paragraph 4 – point d a (new)
d(a) the issue and redemption of shares and units of UCITS as defined in Article 1(2) of Directive 2009/65/EC.
Amendment 109 #
Proposal for a directive
Article 2 – paragraph 1 – point 7 – point e
Article 2 – paragraph 1 – point 7 – point e
Amendment 112 #
Proposal for a directive
Article 2 – paragraph 1 – point 7 – point f
Article 2 – paragraph 1 – point 7 – point f