3 Amendments of Astrid LULLING related to 2011/0389(COD)
Amendment 18 #
Proposal for a directive
Article 1 – paragraph 1 – point 2 – point d
Article 1 – paragraph 1 – point 2 – point d
Directive 2006/43/EC
Article 2 – point 13(a)
Article 2 – point 13(a)
(a) entities governed by the law of a Member State whose transferable securities are admitted to trading on a regulated market of any Member State within the meaning of point 14 of Article 4(1) of Directive 2004/39/EC; , other than - insurance undertakings within the meaning of Articles 13(2), (4) and (5) of Directive 2009/138/EC of the European Parliament and of the Council; - Union alternative investment funds as defined in Article 4(1)(k) of Directive 2011/61/EC of the European Parliament and of the Council; - undertakings for collective investment in transferable securities (UCITS) as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council; - securitisation special purpose entities as defined in Article 4(1)(an) of Directive 2011/61/EC of the European Parliament and of the Council which issue their securities in denominations greater than € 50,000;
Amendment 20 #
Proposal for a directive
Article 1 – paragraph 1 – point 2 – point d
Article 1 – paragraph 1 – point 2 – point d
Directive 2006/43/EC
Article 2 – point 13 – point c
Article 2 – point 13 – point c
(c) insurance undertakings within the meaning of Article 13 other than Article 13 (2), (4) and (5) of Directive 2009/138/EC of the European Parliament and of the Council(**);
Amendment 22 #
Proposal for a directive
Article 1 – paragraph 1 – point 2 – point d
Article 1 – paragraph 1 – point 2 – point d
Directive 2006/43/EC
Article 2 – point 13 – point f
Article 2 – point 13 – point f
(f) investment firms as defined in point 1 of Article 4(1) ofregulated under Directive 2004/39/EC;