14 Amendments of Paul TANG related to 2017/0359(COD)
Amendment 88 #
Proposal for a regulation
Article 12 – paragraph 1 – subparagraph 1 – point a
Article 12 – paragraph 1 – subparagraph 1 – point a
(a) AUM (or assets under management) calculated in accordance with Article 17 is less than EUR 1.2 billion;
Amendment 89 #
Proposal for a regulation
Article 12 – paragraph 1 – subparagraph 1 – point b – point i
Article 12 – paragraph 1 – subparagraph 1 – point b – point i
(i) EUR 10075 million/day for cash trades or
Amendment 90 #
Proposal for a regulation
Article 12 – paragraph 1 – subparagraph 1 – point b – point ii
Article 12 – paragraph 1 – subparagraph 1 – point b – point ii
(ii) EUR 1 b750 million/day for derivatives.
Amendment 124 #
Proposal for a regulation
Article 15 – paragraph 5 – introductory part
Article 15 – paragraph 5 – introductory part
5. In order to ensure the uniform application of this Regulation and to take account of developments in financial markets, the Commission shall be empowered, after consulting ESMA, EBA and the ESRB, to adopt delegated acts in accordance with Article 54 in order to:
Amendment 179 #
Proposal for a regulation
Article 26 – paragraph 1 a (new)
Article 26 – paragraph 1 a (new)
In order to ensure the uniform application of this Regulation and to take account of developments in financial markets, the Commission shall be empowered to, after consulting ESMA, EBA and ESRB, adopt delegated acts in accordance with Article 54 in order to: (a) specify the methods for measuring counterparty risk; and (b) adjusting the coefficient specified in paragraph 1 of this Article.
Amendment 212 #
Proposal for a regulation
Article 36 – paragraph 1 a (new)
Article 36 – paragraph 1 a (new)
Amendment 235 #
Proposal for a regulation
Article 51 – paragraph 1 – point b
Article 51 – paragraph 1 – point b
(b) the ratios between fixed and variable remuneration set in accordance with Article 28(2) of Directive (EU) ----/-- [IFD], and the variable remuneration may not exceed 20% of the fixed remuneration;
Amendment 237 #
Proposal for a regulation
Article 51 – paragraph 1 – point b a (new)
Article 51 – paragraph 1 – point b a (new)
(ba) the ratios between remuneration of employees and board members in accordance with Article 28(2a) of Directive ----/-- [IFD];
Amendment 246 #
Proposal for a regulation
Article 51 – paragraph 1 – point d
Article 51 – paragraph 1 – point d
(d) the number of individuals that have been remunerated EUR 1 million500 000 or more per financial year, with the remuneration between EUR 1 million500 000 and EUR 5 million broken down into pay bands of EUR 500 000 and with the remuneration of EUR 5 million and above broken down into pay bands of EUR 1 million;
Amendment 258 #
Proposal for a regulation
Article 52 – paragraph 1 – point f a (new)
Article 52 – paragraph 1 – point f a (new)
(fa) whether their investments cause or contribute to an adverse impact, or its operations, products or services are directly linked to adverse impact through a business relationship, on the ESG criteria
Amendment 268 #
Proposal for a regulation
Article 59 – paragraph 1 – point f c (new)
Article 59 – paragraph 1 – point f c (new)
(fc) the method of measuring the value of a derivative in Article 32 (2) (b) and Article 20 (2) (b), and the appropriateness of introducing an alternative metric and/or calibration;
Amendment 276 #
Proposal for a regulation
Article 60 – paragraph 1 – point 2 – point a
Article 60 – paragraph 1 – point 2 – point a
Regulation (EU) No 575/2013
Article 4 – paragraph 1 – point b – point i
Article 4 – paragraph 1 – point b – point i
(i) the total value of the assets of the undertaking exceeds EUR 3015 billion, or
Amendment 280 #
Proposal for a regulation
Article 60 – paragraph 1 – point 2 – point a
Article 60 – paragraph 1 – point 2 – point a
Regulation (EU) No 575/2013
Article 4 – paragraph 1 – point b – point ii
Article 4 – paragraph 1 – point b – point ii
(ii) the total value of the assets of the undertaking is below EUR 3015 billion, and the undertaking is part of a group in which the combined total value of the assets of all undertakings in the group that carry out any of the activities referred to in points (3) and (6) of Section A of Annex I of Directive 2014/65/EU and have total assets below EUR 3015 billion exceeds EUR 3015 billion, or
Amendment 284 #
Proposal for a regulation
Article 60 – paragraph 1 – point 2 – point a
Article 60 – paragraph 1 – point 2 – point a
Regulation (EU) No 575/2013
Article 4 – paragraph 1 – point b – point iii
Article 4 – paragraph 1 – point b – point iii
(iii) the total value of the assets of the undertaking is below EUR 3015 billion, and the undertaking is part of a group in which the combined total value of the assets of all undertakings in the group that carry out any of the activities referred to in points (3) and (6) of Section A of Annex I of Directive 2014/65/EU exceed EUR 3015 billion, where the consolidating supervisor in consultation with the supervisory college so decides in order to address potential risks of circumvention and potential risks for the financial stability of the Union.