8 Amendments of Barbara KAPPEL related to 2016/0364(COD)
Amendment 252 #
Proposal for a directive
Article 1 – paragraph 1 – point 18 – point b
Article 1 – paragraph 1 – point 18 – point b
Directive 2013/36/EU
Article 98 – paragraph 5
Article 98 – paragraph 5
5. The review and evaluation performed by competent authorities shall include the exposure of institutions to the interest rate risk arising from non-trading book activities. Supervisory measures shall be required at least in the case of institutions whose economic value of equity referred to in Article 84(1) declines by more than 15 20% of their Tier 1 capital as a result of a sudden and unexpected change in interest rates as set out in any of six supervisory shock scenarios applied to interest rates..
Amendment 306 #
Proposal for a directive
Article 1 – paragraph 1 – point 22
Article 1 – paragraph 1 – point 22
Directive 2013/36/EU
Article 104a – paragraph 6
Article 104a – paragraph 6
Amendment 327 #
Proposal for a directive
Article 1 – paragraph 1 – point 22
Article 1 – paragraph 1 – point 22
Directive 2013/36/EU
Article 104c – paragraph 1
Article 104c – paragraph 1
1. Competent authorities shall consulinform the relevant resolution authorities prior to determining anyabout the additional own funds requirement referred to in Article 104(1)(a) and prior to communicating to institutionss imposed on institutions pursuant to article 104(1)(a) and about any expectation for the adjustments to the levels of own funds in accordance with Article 104b. For these purposes, competent authorities shall provide resolution authorities with all available informationcommunicated to institutions in accordance with article 104b.
Amendment 395 #
Proposal for a directive
Article 1 – paragraph 1 – point 32
Article 1 – paragraph 1 – point 32
Directive 2013/36/EU
Article 141a
Article 141a
Amendment 409 #
Proposal for a directive
Article 1 – paragraph 1 – point 32
Article 1 – paragraph 1 – point 32
Directive 2013/36/EU
Article 141a – paragraph 2 – introductory part
Article 141a – paragraph 2 – introductory part
2. By way of derogation from paragraph 1,An institution that does not have own funds and eligible liabilities in an amount and of the quality needed to meet at the same time the requirement defined in Article 128(6) (b) and (c) and each of the requirements in Article 92a(1)(a) of Regulation (EU) No 575/2013 and institution shall not Articles 45c(3)(a), 45c(4)(a)and 45d(1)(b) of Directive 2014/59/EU when the potential additional requirement referred to in this Article is calculated in accordance with Articles 45c(3)(a)and 45c(4)(a) of Directive 2014/59/EU, but which meets each of the requirements of paragraph 1 above, shall be considered as failcing to meet the combined buffer requirement for the purposes of Article 141 wa substantive impediment to resolvability as mentioned in Article 17 (3) of Directive 2014/59/EU. It shall propose, as described in Article 17 (3) of Directive 2014/59/EU, possible measures to ensure compliance. The re all the following conditions are met: levant authorities shall examine these measures and consult with each other, and may make use of the powers referred to in Article45 (k) of Directive 2014/59/EU.
Amendment 410 #
Proposal for a directive
Article 1 – paragraph 1 – point 32
Article 1 – paragraph 1 – point 32
Directive 2013/36/EU
Article 141a – paragraph 2 – point a
Article 141a – paragraph 2 – point a
Amendment 412 #
Proposal for a directive
Article 1 – paragraph 1 – point 32
Article 1 – paragraph 1 – point 32
Directive 2013/36/EU
Article 141a – paragraph 2 – point b
Article 141a – paragraph 2 – point b
Amendment 417 #
Proposal for a directive
Article 1 – paragraph 1 – point 32
Article 1 – paragraph 1 – point 32
Directive 2013/36/EU
Article 141a – paragraph 2 – point c
Article 141a – paragraph 2 – point c