3 Amendments of Jonás FERNÁNDEZ related to 2017/0358(COD)
Amendment 42 #
Proposal for a directive
Article 16 – paragraph 1 – subparagraph 3
Article 16 – paragraph 1 – subparagraph 3
The administrative penalties and other administrative measures shall be effective, proportionate and dissuasive and Member States shall apply a harmonised set of penalties for similar offences to avoid treaty shopping.
Amendment 51 #
Proposal for a directive
Article 19 – paragraph 1
Article 19 – paragraph 1
Competent authorities shall inform EBA of administrative penalties and measures imposed pursuant to Article 16, of any appeal against those penalties and measures and of the outcome thereof. EBA shall maintain a central database of administrative penalties and measures communicated to it solely for the purpose of exchanging information between competent authorities. That database shall be accessible to competent authorities onlyand ESMA, and it shall be updated regularly, at least on a quarterly basis.
Amendment 82 #
Proposal for a directive
Article 26 – paragraph 4 – subparagraph 2
Article 26 – paragraph 4 – subparagraph 2
Members of the risk committee referred to in the first subparagraph shall have appropriate knowledge, skills and expertise to fully understand, manage and monitor the risk strategy and the risk appetite of the investment firm. They shall ensure that the risk committee advises the management body on the investment firm’s overall current and future risk appetite and strategy and assists the management body in overseeing the implementation of that strategy by senior management. The management body shall retain overall responsibility for the firm’s risk strategies and policies. Investment firms shall aim at a gender balance in their risk committees.