2 Amendments of Jessica POLFJÄRD related to 2022/0405(COD)
Amendment 22 #
Proposal for a directive
Recital 6 a (new)
Recital 6 a (new)
(6 a) Member States should require that a financial instrument of an issuer which is admitted to trading on an SME growth market may also be traded on another trading venue only if the issuer has been informed and has not objected. Shares in SMEs are often illiquid by nature as they have a smaller market capitalisation and a lower trading volume. Issuers should therefore be able to object to being traded on another trading venue, as this could be beneficial in terms of reducing the risks of fragmentation of liquidity.
Amendment 54 #
Proposal for a directive
Article 1 – paragraph 1 – point 3 – point c b (new)
Article 1 – paragraph 1 – point 3 – point c b (new)
Directive 2014/65/EU
Article 33 – paragraph 7
Article 33 – paragraph 7
(c b) paragraph 7 is replaced by the following: 7. Member States shall require that where a financial instrument of an issuer which is admitted to trading on onean SME growth market, the financial instrument may also be traded on another SME growth markettrading venue only whereif the issuer has been informed and has not objected. In such a case however, the issuer shall not be subject to any obligation relating to corporate governance or initial, ongoing or ad hoc disclosure with regard to the latter SME growth market.