BETA

6 Amendments of Pedro MARQUES related to 2021/0341(COD)

Amendment 151 #
Proposal for a directive
Article 1 – paragraph 1 – point 2

Amendment to directive 2013/36/EU

Article 4 – paragraph 4 – subparagraph 3 – point b – point i
(i) institutions they have directly supervised, including their direct or indirect parent undertakings, subsidiaries or affiliates, over at least the two preceding years from the date when taking up any new role, if the relevant staff of member of governing bodies was directly involved in the exercise of supervisory responsibilities of said entity or took any decision towards it;
2022/08/22
Committee: ECON
Amendment 154 #
Proposal for a directive
Article 1 – paragraph 1 – point 2

Amendment to directive 2013/36/EU

Article 4 – paragraph 4 – subparagraph 3 – point b – point ii
(ii) firms that provide services to any of the undertakings referred to in point (i) that were directly supervised over at least the two preceding years from the date when taking up any new role, unless theif the relevant staff of member of governing bodies was directly involved in the exercise of supervisory are strictlysponsibilities of said entity or took any decision towards it, and unless they are precluded from taking part in any provision of those services to the undertakings referred to in point (i) while the prohibition referred to herein remains in force.
2022/08/22
Committee: ECON
Amendment 323 #
Proposal for a directive
Article 1 – paragraph 1 – point 9
Directive 2013/36/EU
Article 66 – paragraph 2 – point c – point iv
(iv) subject to Article 65(2), a temporary or a definitive ban of a member of the institution's management body or any other natural person who is held responsible for the infringement from exercising functions in the institution.
2022/08/22
Committee: ECON
Amendment 327 #
Proposal for a directive
Article 1 – paragraph 1 – point 10 – point b
Directive 2013/36/EU
Article 67 – paragraph 2 – point c – point iv
(iv) subject to Article 65(2), a temporary or a definitive ban of a member of the institution's management body or any other natural person who is held responsible for the infringement from exercising functions in the institution;
2022/08/22
Committee: ECON
Amendment 329 #
Proposal for a directive
Article 1 – paragraph 1 – point 11
Directive 2013/36/EU
Article 70 – paragraph 2
2. In the exercise of their powers to impose penalties, competent authorities shall cooperate closely to ensure that penalties produce the results pursued by this Directive. They shall also coordinate their actions to prevent unnecessary accumulation and overlap when applying penalties and administrative measures to cross-border cases. Competent authorities shall cooperate closely with judicial authorities when dealing with same cases.
2022/08/22
Committee: ECON
Amendment 393 #
Proposal for a directive
Article 1 – paragraph 1 – point 19
Directive 2013/36/EU
Article 91 – paragraph 6 – subparagraph 1 – point a
(a) executive or non-executive directorships held within the same group and/or in undertakings, including non- financial entities, in which the group holding company holds a qualifying holding when the relevant person is also a director in the group holding company.
2022/08/22
Committee: ECON