20 Amendments of Michiel HOOGEVEEN related to 2021/0380(COD)
Amendment 56 #
Proposal for a regulation
Recital 11 – indent 3
Recital 11 – indent 3
Amendment 57 #
Proposal for a regulation
Recital 11 – indent 7
Recital 11 – indent 7
Amendment 59 #
Proposal for a regulation
Recital 11 – indent 20
Recital 11 – indent 20
Amendment 61 #
Proposal for a regulation
Recital 11 – indent 21
Recital 11 – indent 21
Amendment 71 #
Proposal for a regulation
Article 3
Article 3
Regulation (EU) No 648/2012
Article 38a
Article 38a
Amendment 78 #
Proposal for a regulation
Article 7
Article 7
Regulation (EU) No 537/2014
Article 13a
Article 13a
Amendment 83 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph –1 (new)
Article 74a – paragraph –1 (new)
-1. In order to support the provision of accurate, timely and complete information on penalties under Article 7 of Regulation (EU) No 909/2014, all information necessary for the calculation of cash penalty amounts under the Settlement Discipline Regime shall be centralised in the ESAP.
Amendment 84 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 1 – subparagraph 1
Article 74a – paragraph 1 – subparagraph 1
1. From 1 January 20267, when making public any information pursuant to Article 7(1), Article 7(9), Article 26(4), Article 27(4), Article 27(7), Article 28(2), Article 33(1), Article 33(2), Article 34(1), Article 38(6), Article 39(3), Article 41(2), Article 54(3), point (e), Article 54(4), point (f) and Article 59(4), point (j) of this Regulation, the CSD4) of this Regulation, the reporting entities shall submit that information to the relevant collection body referred to in paragraph 3 of this Article at the same time for accessibility on ESAP established under Regulation (EU) XX/XXXX [ESAP Regulation] of the European Parliament and of the Council*.
Amendment 86 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 1 – subparagraph 2
Article 74a – paragraph 1 – subparagraph 2
Amendment 87 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 2
Article 74a – paragraph 2
Amendment 88 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 3 – subparagraph 2
Article 74a – paragraph 3 – subparagraph 2
From 1 January 2026, for the purposes of making accessible on ESAP the information referred to in Article 12(2) and Article 62, the collection body as defined in Article 2, point (2), of Regulation (EU) XX/XXXX [ESAP Regulation] shall be ESMA. That information shall be prepared in a data extractable format as defined in Article 2, point (3), of Regulation (EU) XX/XXXX [ESAP Regulation], include the name and, where available, the legal entity identifier of the CSD as specified under Article 7(4) of that Regulation, and the type of information as classified pursuant to Article 7(4) of that Regulation.
Amendment 90 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 4 – subparagraph 1 – introductory part
Article 74a – paragraph 4 – subparagraph 1 – introductory part
4. For the purposes of ensuring an efficient collection and administration of data submitted in accordance with paragraph 1, points (a) and (b), ESMA shall develop draft implementing technical standards to specify:
Amendment 91 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 4 – subparagraph 1 – point –a (new)
Article 74a – paragraph 4 – subparagraph 1 – point –a (new)
(-a) the list of financial instruments that fall within the scope of this Regulation and category of each such instrument.
Amendment 92 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 4 – subparagraph 1 – point a
Article 74a – paragraph 4 – subparagraph 1 – point a
Amendment 93 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 4 – subparagraph 1 – point b
Article 74a – paragraph 4 – subparagraph 1 – point b
Amendment 94 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
Regulation (EU) No 909/2014
Article 74a – paragraph 4 – subparagraph 1 – point c
Article 74a – paragraph 4 – subparagraph 1 – point c
Amendment 109 #
Proposal for a regulation
Article 15 – paragraph 1
Article 15 – paragraph 1
Regulation (EU) 2017/1129
Article 21a – paragraph 3 – subparagraph 2
Article 21a – paragraph 3 – subparagraph 2
From 1 January 20245, for the purposes of making accessible on ESAP the information referred to in Articles 25(1), Article 25(4), and Article 26(2), the collection body defined in Article 2, point (2), of Regulation (EU) XX/XXXX [ESAP Regulation] shall be ESMAthe national competent authority. That information shall be prepared in a data extractable format as defined in Article 2, point (3), of Regulation (EU) XX/XXXX [ESAP Regulation], include the names and, where available, the legal entity identifier of the issuer or, where applicable, the offeror as specified pursuant to Article 7(4) of that Regulation, and the type of information as classified pursuant to Article 7(4) of that Regulation.
Amendment 116 #
Proposal for a regulation
Article 19 – paragraph 1
Article 19 – paragraph 1
Regulation (EU) 2019/2088
Article 18a – paragraph 1 – subparagraph 1
Article 18a – paragraph 1 – subparagraph 1
1. From 1 January 20256, when making public any information pursuant to Article 3(1), Article 3(2), Article 4(1), Article 4(3), Article 4(4), Article 4(5), Article 5(1) and Article 10(1) of this Regulation, financial market participants, with an exception for the institutions for occupational retirement provision referred in article 2(1)c of this Regulation, and financial advisers shall submit that information to the relevant collection body referred to in paragraph 3 of this Article at the same time for accessibility on ESAP established under Regulation (EU) XX/XXXX [ESAP Regulation] of the European Parliament and of the Council*.
Amendment 117 #
Proposal for a regulation
Article 20
Article 20
Regulation (EU) 2020/852
Article 8a
Article 8a
Amendment 120 #
Proposal for a regulation
Article 21
Article 21
Regulation (EU) 2021/23
Article 95a
Article 95a