3 Amendments of Elisa FERREIRA related to 2011/0297(COD)
Amendment 35 #
Proposal for a directive
Article 3 – paragraph 1 – point a
Article 3 – paragraph 1 – point a
(a) when in possession of inside information, using that information to acquire or dispose of financial instruments to which that information relates for one's own account or for the account of a third party, either directly or indirectly. This also includes using inside information to cancel or amend an order concerning a financial instrument to which that information relates where that order was placed before entering into possession of that inside information; or
Amendment 47 #
Proposal for a directive
Article 4 – paragraph 1 – point c
Article 4 – paragraph 1 – point c
(c) entering into a transaction, placing an order to trade, or any other activity in financial markets affecting or likely to affect the price of one or several financial instruments or a related spot commodity contract, which employs a fictitious device or any other form of deception or contrivance;
Amendment 51 #
Proposal for a directive
Article 4 – paragraph 1 – point d
Article 4 – paragraph 1 – point d
(d) dissemination of information which gives false or misleading signals as to financial instruments or related spot commodity contracts, where those persons aim at deriveing, for themselves or another person, an advantage or profit from the dissemination of the information in question.