3 Amendments of Patrizia TOIA related to 2011/0296(COD)
Amendment 21 #
Proposal for a regulation
Article 15 – paragraph 1 – point a
Article 15 – paragraph 1 – point a
(a) that investment firms regularly update bid and offer prices published in accordance with Article 13 and maintain prices which reflect the prevailing market conditions;
Amendment 22 #
Proposal for a regulation
Article 22 – paragraph 1
Article 22 – paragraph 1
1. Investment firms shall keep at the disposal of the competent authority, for at least 510 years, the relevant data relating to all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client. In the case of transactions carried out on behalf of clients, the records shall contain all the information and details of the identity of the client, and the information required under Directive 2005/60/EC. ESMA may request access to that information in accordance with the procedure and under the conditions set out in Article 35 of Regulation (EU) No 1095/2010.
Amendment 23 #
Proposal for a regulation
Article 24 – paragraph 4 – subparagraph 2 – point d
Article 24 – paragraph 4 – subparagraph 2 – point d
(d) it ensures market transparency and integrity by preventing market abuse in the form of speculation, insider dealing, and market manipulation.