BETA

5 Amendments of Sajjad KARIM related to 2009/0142(COD)

Amendment 16 #
Proposal for a regulation
Recital 20
(20) To overcome exceptional situations of persistent inaction by the competent authority concerned, the Authority should be empowered, as a last resort and only in urgent situations, to adopt decisions addressed to individual financial institutions. This power should be limited to exceptional circumstances in which a competent authority does not comply with the decisions addressed to it and in which CommunityUnion law is directly applicable to financial institutions by virtue of existing or future EU Regulations.
2010/03/04
Committee: JURI
Amendment 23 #
Proposal for a regulation
Article 9 – paragraph 6 – introductory part
6. Without prejudice to the powers of the Commission under Article 226 of the Treaty, where a competent authority does not comply with the decision referred to in paragraph 4 of this Article within the period of time specified therein, and where it is urgent and necessary to remedy in a timely manner the non compliance by the competent authority in order to maintain or restore neutral conditions of competition in the market or ensureensure financial stability, the orderly functioning and integrity of the financial system in the internal market, the Authority may, where the relevant requirements of the legislation referred to in Article 1(2) are directly applicable to financial institutions, adopt an individual decision addressed to a financial institution requiring the necessary action to comply with its obligations under CommunityUnion law including the cessation of any practice.
2010/03/04
Committee: JURI
Amendment 25 #
Proposal for a regulation
Article 10 – paragraph 3
3. Without prejudice to the powers of the Commission under Article 226 of the Treaty, where a competent authority does not comply with the decision of the Authority referred to in paragraph 2 within the period laid down therein, the Authority may, where the relevant requirements laid down in the legislation referred to in Article 1(2) are directly applicable to financial institutions, adopt an individual decision addressed to a financial institution requiring the necessary action to comply with its obligations under that legislation, including the cessation of any practice.deleted
2010/03/04
Committee: JURI
Amendment 26 #
Proposal for a regulation
Article 10 – paragraph 4 – subparagraph 1
4. Decisions adopted under paragraph 3 shall prevail over any previous decision adopted by the competent authorities on the same matter.deleted
2010/03/04
Committee: JURI
Amendment 27 #
Proposal for a regulation
Article 10 – paragraph 4 – subparagraph 2
Any action by the competent authorities in relation to facts which are subject to a decision pursuant to paragraph 2 or 3 shall be compatible with those decisions.deleted
2010/03/04
Committee: JURI