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11 Amendments of Silvia-Adriana ȚICĂU related to 2011/0359(COD)

Amendment 126 #
Proposal for a regulation
Article 16 – paragraph 5 – subparagraph 1 – introductory part
5.(5) A statutory auditor or an audit firm shall create an audit file for each statutory audit carried out. The audit file shall contain at least the following data and documents, either in paper form or inand electronic form:
2012/10/19
Committee: ITRE
Amendment 133 #
Proposal for a regulation
Article 31 – paragraph 1 – subparagraph 3 a (new)
Members of the audit committee shall take part in skill enhancement programmes in order to ensure an adequate technical knowledge level to fulfil their tasks.
2012/10/19
Committee: ITRE
Amendment 137 #
Proposal for a regulation
Article 32 – paragraph 3 – subparagraph 1 – introductory part
3. Unless it concerns the renewal of an audit engagement in accordance with the second subparagraph of Article 33(1), the recommendation of the audit committee referred to in paragraph 2 of this Article, shall be prepared following a selectionpublic procurement procedure organized by the audited entity respecting the following criteria:
2012/10/19
Committee: ITRE
Amendment 138 #
Proposal for a regulation
Article 32 – paragraph 3 – subparagraph 1 – point a
(a) the audited entity shall be free to invite any statutory auditors or audit firms to submit proposals for the provision of the statutory audit service on the condition that Article 33(2) is respected and that at least one of the invited auditors or firms is not one who receivpublish an invitation to tender for the audit engagement in the Official Journal of the European Union and in national newspapers or publications. Tender documents should contain transparent and non-discriminatory selection criteria to be used mfore than 15% of the total audit fees from large public- interest entities in the Member State concerned in the previous calendar year;e evaluation of proposals. The provisions of Article 33(2)must be respected.
2012/10/19
Committee: ITRE
Amendment 140 #
Proposal for a regulation
Article 32 – paragraph 3 – subparagraph 1 – point c
(c) the audited entity shall prepare tender documents to the intention of the invited statutory auditor(s) or audit firm(s)invited to tender under the public procurement procedure. Those tender documents shall allow them to understand the business of the audited entity and the type of statutory audit that is to be carried out. The tender documents shall contain transparent and non- discriminatory selection criteria that shall be used by the audited entity to evaluate the proposals made by statutory auditors or audit firms;
2012/10/19
Committee: ITRE
Amendment 141 #
Proposal for a regulation
Article 32 – paragraph 4
4. Public-interest entities which meet the criteria set out in points (f) and (t) of Article 2(1) of Directive 2003/71/EC shall not be required to apply the selection procedure referred to in paragraph 4.deleted
2012/10/19
Committee: ITRE
Amendment 142 #
Proposal for a regulation
Article 32 – paragraph 5 – subparagraph 1
5. The proposal of the administrative or supervisory board to the general meeting of shareholders or members of the audited entity for the appointment of statutory auditors or audit firms shall include the recommendation made by the audit committee.deleted
2012/10/19
Committee: ITRE
Amendment 143 #
Proposal for a regulation
Article 32 – paragraph 5 – subparagraph 2
If the proposal of the administrative or supervisory board departs from the recommendation of the audit committee, the proposal shall justify the reasons for not following the recommendation of the audit committee.deleted
2012/10/19
Committee: ITRE
Amendment 150 #
Proposal for a regulation
Article 33 – paragraph 1 – subparagraph 1
1.(1) The public-interest entity shall appoint a statutory auditor or audit firm for an initial engagement that shall not be shorter than twoone years.
2012/10/19
Committee: ITRE
Amendment 160 #
Proposal for a regulation
Article 33 – paragraph 1 – subparagraph 4
Where throughout a continuous engagement of 64 years two statutory auditors or audit firms have been appointed, the maximum duration of the engagement of each statutory auditor or audit firm shall not exceed 96 years.
2012/10/19
Committee: ITRE
Amendment 167 #
Proposal for a regulation
Article 33 – paragraph 4 – subparagraph 1
4.(4) The key audit partner(s) responsible for carrying out a statutory audit shall cease his, her or their participation in the statutory audit of the audited entity after a period of sefiven years from the date of appointment has elapsed. He, she or they may participate in the statutory audit of the audited entity again after a period of at least three years.
2012/10/19
Committee: ITRE