2 Amendments of Hans-Peter MARTIN related to 2012/0029(COD)
Amendment 348 #
Proposal for a regulation
Article 18 – paragraph 4
Article 18 – paragraph 4
4. The competent authority may limit the withdrawal to a particular service, activity, or financial instrument. Where an authorisation has been withdrawn on the grounds of unlawful conduct, false statements or infringements of the Regulation, the competent authority may, at its own discretion, reject future applications for authorisation from the same legal person, citing the earlier withdrawal.
Amendment 353 #
Proposal for a regulation
Article 19 – paragraph 3
Article 19 – paragraph 3
3. The name of each CSD operating in compliance with this Regulation and to which authorisation or recognition has been granted under Articles 14, 17 and 23 shall be entered in a list specifying the services and classes of financial instruments for which the CSD has been authorised. The list shall include branches operated by the CSD in other Member States and CSD links. ESMA shall publish the list on its dedicated website and keep it up to date, recording all changes within five working days.