BETA

Activities of Olle LUDVIGSSON related to 2011/0295(COD)

Plenary speeches (1)

Insider dealing and market manipulation (market abuse) (debate)
2016/11/22
Dossiers: 2011/0295(COD)

Amendments (3)

Amendment 384 #
Proposal for a regulation
Article 27 – paragraph 1 – subparagraph 1 – point b a (new)
(b a) where applicable, the extent to which an employee has been encouraged or pressured to act in a certain way by the internal rules, instructions or practices of the relevant institution;
2012/05/11
Committee: ECON
Amendment 389 #
Proposal for a regulation
Article 29 – paragraph 1 – point b
(b) appropriate protection, including full anonymity, for persons who report potential or actual breaches;
2012/05/11
Committee: ECON
Amendment 394 #
Proposal for a regulation
Article 29 – paragraph 3 a (new)
3 a. Member States shall require financial institutions to have in place appropriate procedures for their employees to report breaches internally through a specific channel. Such procedures can be established through collective agreements or other arrangements provided for by social partners. The same protection as referred to in paragraphs 1b and 1c shall apply.
2012/05/11
Committee: ECON