3 Amendments of Sven GIEGOLD related to 2014/0020(COD)
Amendment 213 #
Proposal for a regulation
Article 1 – paragraph 1 – point b a (new)
Article 1 – paragraph 1 – point b a (new)
(b a) to prevent banks from selling complex investment products that they originate directly to retail clients
Amendment 267 #
Proposal for a regulation
Article 4 – paragraph 1 – point c a (new)
Article 4 – paragraph 1 – point c a (new)
(c a) credit institutions that have been set up by a Member State's central or regional government and whose liabilities are fully and explicitly guaranteed by that government.
Amendment 690 #
Proposal for a regulation
Article 20 – paragraph 1 – point a a (new)
Article 20 – paragraph 1 – point a a (new)
(a a) directly sell structured products meeting the criteria set out in Article 36 paragraph 1 of Regulation (EU) No 583/2010, originated by the trading entity to retail clients as defined in Article 4 paragraph 1 point 11 of Directive 2014/65/EU;