5 Amendments of Herbert DORFMANN related to 2010/0199(COD)
Amendment 79 #
Proposal for a directive – amending act
Article 1 – point 4 – point a
Article 1 – point 4 – point a
Directive 97/9/EC
Article 4 – paragraph 1 – subparagraph 1
Article 4 – paragraph 1 – subparagraph 1
1. Member States shall ensure that schemes provide for coverage of not less than EUR 50 000 for each investor in respect of the claims referred to in Article 2(2a) or (2c).
Amendment 98 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 97/9/EC
Article 4a – paragraph 2 – subparagraph 1
Article 4a – paragraph 2 – subparagraph 1
2. Member States shall ensure that each scheme establishes a target fund level of at least 0.51% of the value of the monies and financial instruments held, administered or managed by the investment firms or UCITS that are covered by the protection of the investor compensation scheme. The Member States shall have the power to determine the percentage of the contribution referred to above (0.1%) to be paid ex ante and the percentage to be paid ex post. The value of the covered monies and financial instruments shall be calculated every year as at 31 JanuaryDecember.
Amendment 131 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 97/9/EC
Article 4a – paragraph 8 – subparagraph 1
Article 4a – paragraph 8 – subparagraph 1
8. Member States shallmay ensure that 105% of the ex-ante funding amount of the schemes referred to in Article 4a (2) is available for lending to other schemes under the conditions established in Article 4cb. Such a funding method shall be used only when ordinary means of financing are not available.
Amendment 133 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 97/9/EC
Article 4a – paragraph 8 – subparagraph 2
Article 4a – paragraph 8 – subparagraph 2
Amendment 137 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 97/9/EC
Article 4b – paragraph 1 – subparagraph 1 – introductory part
Article 4b – paragraph 1 – subparagraph 1 – introductory part
1. After the ten-year period referred to in Article 4a(3), a scheme shall have the right to borrow from all other schemes referred to in Article 2 within the Union provided that all of the following conditions are met: