11 Amendments of Peter SIMON related to 2012/0169(COD)
Amendment 339 #
Proposal for a regulation
Article 8 – paragraph 2 – point b – point vi a (new)
Article 8 – paragraph 2 – point b – point vi a (new)
Amendment 417 #
Proposal for a regulation
Article 8 – paragraph 2 – point h
Article 8 – paragraph 2 – point h
(h) for pension products, under a section titled ‘What might I get when I retire?’, projections of possible future outcomes, including a comprehensible clarification that the actual return may differ considerably from these projections.
Amendment 521 #
Proposal for a regulation
Article 12 – paragraph 1
Article 12 – paragraph 1
1. A person selling an investment product, or acting as an intermediary in its sale, to retail investors shall provide them with the key information document in good time before the conclusion of a transaction relating to the investment product.
Amendment 528 #
Proposal for a regulation
Article 12 – paragraph 2 – introductory part
Article 12 – paragraph 2 – introductory part
2. By way of derogation from paragraph 1, a person selling an investment product, or acting as an intermediary in its sale, may provide the retail investor with the key information document immediately after the conclusion of the transaction where:
Amendment 536 #
Proposal for a regulation
Article 12 – paragraph 2 – point a – point c
Article 12 – paragraph 2 – point a – point c
(c) where the person selling the investment product, or acting as an intermediary in its sale, has informed the retail investor of this fact.
Amendment 545 #
Proposal for a regulation
Article 12 – paragraph 3
Article 12 – paragraph 3
3. Where successive transactions regarding the same investment product are carried out on behalf of a retail investor in accordance with instructions given by that investor to the person selling the investment product, or acting as an intermediary in its sale, prior to the first transaction, the obligation to provide a key information document under paragraph 1 shall only apply to the first transaction.
Amendment 550 #
Proposal for a regulation
Article 13 – paragraph 1
Article 13 – paragraph 1
1. The person selling an investment product, or acting as an intermediary in its sale, shall provide the key information document to retail investors free of charge.
Amendment 556 #
Proposal for a regulation
Article 13 – paragraph 2 – introductory part
Article 13 – paragraph 2 – introductory part
2. The person selling an investment product, or acting as an intermediary in its sale, shall provide the key information document to the retail investor in one of the following media:
Amendment 558 #
Proposal for a regulation
Article 13 – paragraph 4 – point a
Article 13 – paragraph 4 – point a
(a) the use of the durable medium is appropriate in the context of the business conducted between the person selling an investment product, or acting as an intermediary in its sale, and the retail investor; and
Amendment 560 #
Proposal for a regulation
Article 13 – paragraph 5 – point a
Article 13 – paragraph 5 – point a
(a) the provision of the key information document by means of a website is appropriate in the context of the business conducted between the person selling an investment product, or acting as an intermediary in its sale, and the retail investor;
Amendment 566 #
Proposal for a regulation
Article 13 – paragraph 6
Article 13 – paragraph 6
6. For the purposes of paragraph 4 and 5, the provision of information using a durable medium other than paper or by means of a website shall be regarded as appropriate in the context of the business conducted between the person selling an investment product, or acting as an intermediary in its sale, and the retail investor, if there is evidence that the retail investor has regular access to the Internet. The provision by the retail investor of an e- mail address for the purposes of that business shall be regarded as such evidence.