[ParlTrack]

Danuta Maria HÜBNER, Krišjānis KARIŅŠ, Renato SORU

Proposal for a regulation
Article 4 – paragraph 1 – subparagraph 3a (new)

Where a financial counterparty concludes an SFT with a non-financial counterparty which on its balance sheet dates does not exceed the limits of at least two of the three criteria defined in Article 3(3) of Directive 2013/34/EU, the reporting obligations of both counterparties apply only to the financial counterparty.

2015/02/04
Committee: ECON

Danuta Maria HÜBNER, Krišjānis KARIŅŠ

Proposal for a regulation
Article 13 – paragraph 2 – subparagraph 1a (new)

The detailed information on SFTs is provided to ESMA and the national competent authorities. The aggregate data are also communicated to retail investors who invested in the related fund or sub- fund.

2015/02/04
Committee: ECON

Danuta Maria HÜBNER, Philippe DE BACKER, Kay SWINBURNE, Krišjānis KARIŅŠ

Proposal for a regulation
Article 17 – paragraph 2 a (new)

2a. The members of the ESCB shall cooperate closely and exchange information with the relevant competent authorities referred to in Article 12(2). To that end, members of the ESCB, upon request of competent authorities, shall, on a confidential basis, grant access to the details of SFTs necessary in order to ensure that those authorities can fulfil their respective responsibilities and mandates in accordance with Article 16. The members of the ESCB and the competent authorities shall take any necessary administrative and organisational measures to facilitate the exchange of information provided by this paragraph.

2015/02/04
Committee: ECON

3 Amendments of Krišjānis KARIŅŠ related to 2014/0017(COD)

ParlTrack - 2011-2024