5 Amendments of Krišjānis KARIŅŠ related to 2014/0020(COD)
Amendment 149 #
Proposal for a regulation
Recital 21 a (new)
Recital 21 a (new)
Amendment 153 #
Proposal for a regulation
Recital 22
Recital 22
(22) Other than proprietary trading, large credit institutions engage in numerous other trading activities, such as market making, issuance, investment and sponsorship activity linked to risky securitisation, or the structuring, arranging, or execution of complex derivative transactions. These trading activities are often related to client activity but may nevertheless give rise to concerns. Considering, however, the potentially useful nature of these activities they should not be subject to a direct prohibition. Instead, such activities should remain subject to an ex post thorough risk assessment by the competent authority and, potentially, to a requirement to be separated from the rest of the groups’ activities.
Amendment 237 #
Proposal for a regulation
Article 2 – paragraph 1 – point b
Article 2 – paragraph 1 – point b
(b) the separation ofhow to curtail risk posed by certain trading activities.
Amendment 363 #
Proposal for a regulation
Chapter 3 – title
Chapter 3 – title
Amendment 415 #
Proposal for a regulation
Article 9 – paragraph 1 – introductory part
Article 9 – paragraph 1 – introductory part
1. The competent authority shall assess the risks associated with trading activities including in particular: market making, investments in and acting as a sponsor for securitisation, and trading in derivatives other than those derivatives permitted under Articles 11 and 12 of the following entities: