Activities of Evelyn REGNER related to 2009/0132(COD)
Legal basis opinions (0)
Amendments (7)
Amendment 131 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 2003/71/EC
Article 5 – paragraph 2 – subparagraph 1 – introductory part
Article 5 – paragraph 2 – subparagraph 1 – introductory part
2. The prospectus shall contain information concerning the issuer and the securities to be offered to the public or to be admitted to trading on a regulated market. It shall also include a summary. The summary shall, in a brief manner and in non-technical language, convey the essential characteristics and risks associated with the issuer, any guarantor and the securities, in the language in which the prospectus was originally drawn up. The format and content of the summary of the prospectus shall provide key information in order to enable investors to Capital market prospectuses and summaries thereof shall be drafted in the language of the Member Stakte informed which the investment decisions and to compare the securities with other investment productsis offered to the public. The summary shall also contain a warning that:
Amendment 137 #
Proposal for a directive – amending act
Article 1 – point 6 a (new)
Article 1 – point 6 a (new)
Directive 2003/71/EC
Article 6 – paragraph 2 a (new)
Article 6 – paragraph 2 a (new)
6a. In Article 6, the following paragraph is added after paragraph 2: "2a. The Member States shall ensure that the persons, who are responsible for the prospectus are liable independent of the fact whether the investor knew the prospectus."
Amendment 138 #
Proposal for a directive – amending act
Article 1 – point 7 – point b
Article 1 – point 7 – point b
Directive 2003/71/EC
Article 7 – paragraph 2 – point g
Article 7 – paragraph 2 – point g
Amendment 155 #
Proposal for a directive – amending act
Article 1 – point 13 a (new)
Article 1 – point 13 a (new)
Directive 2003/71/EC
Article 14 – paragraph 7 a (new)
Article 14 – paragraph 7 a (new)
13a. In Article 14 the following paragraph is inserted after paragraph 7: "7a. The investor shall be provided with a summary of all prospectuses."
Amendment 164 #
Proposal for a directive – amending act
Article 1 – point 15 a (new)
Article 1 – point 15 a (new)
Directive 2003/71/EC
Article 19 – paragraph 2 - subparagraph 1
Article 19 – paragraph 2 - subparagraph 1
15a. In Article 19(2), the first subparagraph is replaced by the following: "2. Where an offer to the public is made or admission to trading on a regulated market is sought in one or more Member States excluding the home Member State, the prospectus shall be drawn up either in a language accepted by the competent authorities of those Member States or in a language customary in the sphere of international finance, at the choice of the issuer, offeror or person asking for admission, as the case may be.[...]"
Amendment 165 #
Proposal for a directive – amending act
Article 1 – point 15 b (new)
Article 1 – point 15 b (new)
Directive 2003/71/EC
Article 19 – paragraph 3
Article 19 – paragraph 3
15b. Article 19(3) is replaced by the following: "3. Where an offer to the public is made or admission to trading on a regulated market is sought in more than one Member State including the home Member State, the prospectus shall be drawn up in a language accepted by the competent authority of the home Member State and shall also be made available either in a language accepted by the competent authorities of each host Member State or in a language customary in the sphere of international finance, at the choice of the issuer, offeror, or person asking for admission to trading, as the case may be.[...]"
Amendment 166 #
Proposal for a directive – amending act
Article 1 – point 15 c (new)
Article 1 – point 15 c (new)
Directive 2003/71/EC
Article 19 – paragraph 4 a (new)
Article 19 – paragraph 4 a (new)
15c. In Article 19 the following paragraph is inserted after paragraph 4: "4a. Notwithstanding paragraphs 1 to 3, the Capital Market Prospectus and summary shall also be drafted in the language of the Member State in which the investment is publicly offered."