Activities of Evelyn REGNER related to 2011/0295(COD)
Legal basis opinions (0)
Amendments (12)
Amendment 29 #
Proposal for a regulation
Article 6 – paragraph 1 – point a
Article 6 – paragraph 1 – point a
(a) information of a precise nature, which has not been made public, relating, directly or indirectly, to one or more issuers of financial instruments or to one or more financial instruments, and which if it were made public, would be likely to have a significant effect on the prices of those financial instruments or on the price of related derivative financial instruments.;
Amendment 30 #
Proposal for a regulation
Article 6 – paragraph 1 – point b
Article 6 – paragraph 1 – point b
(b) in relation to derivatives on commodities, information of a precise nature, which has not been made public, relating, directly or indirectly, to one or more such derivatives or to the related spot commodity contract, and which, if it were made public, would be likely to have a significant effect on the prices of such derivatives or related spot commodity contracts; notably information which is required to be disclosed in accordance with legal or regulatory provisions at the Union or national level, market rules, contracts or customs, on the relevant commodity derivatives or spot markets.;
Amendment 31 #
Proposal for a regulation
Article 6 – paragraph 1 – point c
Article 6 – paragraph 1 – point c
(c) in relation to emission allowances or auctioned products based thereon, information of a precise nature, which has not been made public, relating, directly or indirectly, to one or more such instruments, and which, if it were made public, would be likely to have a significant effect on the prices of such instruments or on the prices of related derivative financial instruments.;
Amendment 32 #
Proposal for a regulation
Article 6 – paragraph 1 – point d
Article 6 – paragraph 1 – point d
(d) for persons charged with the execution of orders concerning financial instruments, it also means information conveyed by a client and related to the client's pending orders in financial instruments, which is of a precise nature, which relates, directly or indirectly, to one or more issuers of financial instruments or to one or more financial instruments, and which, if it were made public, would be likely to have a significant effect on the prices of those financial instruments, the price of related spot commodity contracts, or on the price of related derivative financial instruments.;
Amendment 38 #
Proposal for a regulation
Article 7 – paragraph 5 – subparagraph 2
Article 7 – paragraph 5 – subparagraph 2
Paragraphs 1, 2, 3 and 4 also apply to any inside information obtained by a person under circumstances other than those referred to in points (a) to (d) and which the person knows, or ought to know, is inside information, and involving even minor negligence.
Amendment 39 #
Proposal for a regulation
Article 7 – paragraph 5 – subparagraph 2 a (new)
Article 7 – paragraph 5 – subparagraph 2 a (new)
The burden of proving the exercise of due diligence shall lie with the person who disseminated the information.
Amendment 42 #
Proposal for a regulation
Article 8 – paragraph 1 – point c – introductory part
Article 8 – paragraph 1 – point c – introductory part
(c) disseminating information through the media, including the Internet, or by any other means, which has the consequences referred to in subparagraph (a), where the person who made the dissemination knew, or ought to have known, that the information was false or misleading and which involves even minor negligence. The burden of proving the exercise of due diligence shall lie with the person who disseminated the information. When information is disseminated for the purposes of journalism, such dissemination of information shall be assessed taking into account the rules governing the freedom of the press and freedom of expression in other media, unless:
Amendment 45 #
Proposal for a regulation
Article 11 – paragraph 1
Article 11 – paragraph 1
1. Any person who operates the business of a trading venue shall adopt and maintain effective arrangements and procedures in accordance with [Articles 31 and 56] of Directive [new MiFID] aimed at preventing and detecting market abuse. These must be approved by the competent supervisory authority.
Amendment 48 #
Proposal for a regulation
Article 12 – paragraph 3
Article 12 – paragraph 3
Amendment 49 #
Proposal for a regulation
Article 12 – paragraph 8
Article 12 – paragraph 8
Amendment 50 #
Proposal for a regulation
Article 13 – paragraph 3
Article 13 – paragraph 3
Amendment 51 #
Proposal for a regulation
Article 14 – paragraph 5
Article 14 – paragraph 5