5 Amendments of Ramon TREMOSA i BALCELLS related to 2011/0297(COD)
Amendment 15 #
Proposal for a directive
Recital 11 a (new)
Recital 11 a (new)
(11 a) Deliberate manipulation of financial indexes as LIBOR or EURIBOR should be included in the scope of this legislation, as well as hiding information on the near term future viability of a company before its IPO.
Amendment 16 #
Proposal for a directive
Recital 11 b (new)
Recital 11 b (new)
(11 b) Deliberate selling of complex financial products to private investors with no financial experience that may endanger their lifetime saving should be included in the scope of this legislation.
Amendment 43 #
Proposal for a directive
Article 4 – paragraph 1 – point a a (new)
Article 4 – paragraph 1 – point a a (new)
(a a) deliberate manipulation of financial indexes by market participants
Amendment 53 #
Proposal for a directive
Article 4 – paragraph 1 – point d a (new)
Article 4 – paragraph 1 – point d a (new)
(d a) Participation in IPO on a financial institution where the management of the firm or the IPO underwriters are aware of near term financial problems which endanger the future viability of the company.
Amendment 54 #
Proposal for a directive
Article 4 – paragraph 1 – point d b (new)
Article 4 – paragraph 1 – point d b (new)
(d b) Deliberate selling of complex financial products to private investors with no financial experience that may endanger their lifetime savings.