BETA


2001/0207(CNS) Asylum: refugee status for third-country nationals and stateless persons, minimum standards

Progress: Procedure completed

RoleCommitteeRapporteurShadows
Lead LIBE LAMBERT Jean (icon: Verts/ALE Verts/ALE)
Committee Opinion PETI GONZÁLEZ ÁLVAREZ Laura (icon: GUE/NGL GUE/NGL)
Committee Opinion FEMM ZRIHEN Olga (icon: PES PES)
Committee Opinion AFET
Committee Opinion BUDG
Committee Opinion JURI
Committee Opinion EMPL
Lead committee dossier:
Legal Basis:
EC Treaty (after Amsterdam) EC 063-p1

Events

2010/06/16
   EC - Follow-up document
Details

This report concerns the application of Council Directive 2004/83/EC on minimum standards for the qualification and status of third country nationals or stateless persons as beneficiaries of international protection and the content of the protection granted.

The Directive is one of the building blocks of the first phase of the Common European Asylum System, called for by the European Council in its 1999 Tampere Conclusions. It is applicable to all Member States except Denmark.

The report meets the Commission's obligation under Article 37 of the Directive. It gives an overview of the transposition and implementation of the Directive by Member States and identifies possible problematic issues.

For those Member States which had not adopted the necessary transposing legislation at the time of preparation of the report, relevant information was gathered on the basis of draft legislation available at that time and fragmentary information obtained since the adoption of the transposing legislation.

Monitoring and state of transposition : Member States had to transpose the Directive by 10 October 2006. The Commission assisted the Member States in the process by holding regular meetings with national experts. Following expiry of the deadline for transposition, infringement procedures were opened against all Member States which failed to communicate or to fully communicate their transposition measures. Subsequently, in accordance with Article 226 of the Treaty, the Commission addressed 19 letters of formal notice and 13 reasoned opinions . The decision to bring the cases before the Court of Justice was taken against 9 Member States. Five cases were withdrawn and judgments were given for 4. At present, the Directive has been transposed by all Member States .

Conclusion : several issues of incomplete and/or incorrect transposition of the Directive have been identified. This includes the implementation of standards lower than those established by the Directive. Deficiencies were identified in the provisions of the directive themselves, the vagueness and ambiguity of several concepts such as actors of protection, internal protection, membership of a particular social group leaving room for widely divergent interpretations by the Member States. Thus, important disparities subsist among Member States in the granting of protection and the form of the protection granted . Furthermore, an important share of decisions at first instance based on criteria which are insufficiently clear and precise are overturned on appeal.

The evaluation of the implementation of the Directive shows that in practice few Member States make use of the possibility to differentiate between refugees and beneficiaries of subsidiary protection in terms of the content of the protection granted. On the other hand, the level of protection granted in different Member States differs, which affects asylum flows and is a cause of secondary movements.

The present report shows that the objective of creating a level playing field with respect to the qualification and status of beneficiaries of international protection and to the content of the protection granted has not been fully achieved during the first phase of harmonization.

The Commission will continue to examine and pursue all cases where problems of transposition and/or implementation were identified, so as to ensure the correct application of the common standards set by the Directive in particular with regard to the full respect of the rights laid down in the EU Charter of Fundamental Rights as well as to reduce the scope for divergences. The divergences in the implementation by Member States of the Directive which are due to the vagueness and the ambiguity of the standards themselves could only be addressed by the legislative amendment of the relevant provisions. On the basis of a thorough evaluation of the implementation of the Directive, the Commission adopted on 21 October 2009 a proposal to recast the Qualification Directive in order to remedy to the deficiencies identified.

2004/09/30
   Final act published in Official Journal
Details

PURPOSE : to provide a framework for an international protection regime based on minimum standards for qualification as refugees and those in need of subsidiary protection

LEGISLATIVE ACT : Council Directive 2004/83/EC on minimum standards for the qualification and status of third country nationals or stateless persons as refugees or as persons who otherwise need international protection and the content of the protection granted.

CONTENT : This Directive comes about as the result of the Tampere conclusions, which provided that a Common European Asylum System must include the approximation of rules on the recognition of refugees and the content of refugee status. The Tampere conclusions also provided that rules regarding refugee status should be complemented by measures on subsidiary forms of protection, offering an appropriate status to any person in need of such protection.

This Directive ensures that Member States apply common criteria for the identification of persons genuinely in need of international protection, and that a minimum level of benefits is available for these persons in all Member States. The main points are as follows:

- minimum standards for the definition and content of refugee status are laid down to guide the competent national bodies of Member States in the application of the Geneva Convention;

- the Directive introduces common concepts of protection needs arising sur place; sources of harm and protection; internal protection; and persecution, including the reasons for persecution;

- when assessing applications from minors for international protection, Member States must have regard to child-specific forms of persecution;

- the best interests of the child will be a primary consideration of Member States when implementing the Directive.

- the Directive introduces a common concept of the persecution ground "membership of a particular social group" ;

- minimum standards for the definition and content of subsidiary protection status are laid down. The directive defines criteria on the basis of which applicants for international protection are to be recognised as eligible for subsidiary protection;

- risks to which a population of a country or a section of the population is generally exposed do normally not create in themselves an individual threat which would qualify as serious harm;

- within the limits set out by international obligations, Member States may lay down that the granting of benefits with regard to access to employment, social welfare, health care and access to integration facilities requires the prior issue of a residence permit;

- with regard to social assistance and health care, the modalities and detail of the provision of core benefits to beneficiaries of subsidiary protection status should be determined by national law. The possibility of limiting the benefits for beneficiaries of subsidiary protection status to core benefits is to be understood in the sense that this notion covers at least minimum income support, assistance in case of illness, pregnancy and parental assistance, in so far as they are granted to nationals according to the legislation of the Member State concerned;

- access to health care, including both physical and mental health care, must be ensured to beneficiaries of refugee or subsidiary protection status.

Lastly, it should be noted that Ireland will take part in the adoption of the Directive.

DATE OF TRANSPOSITION : 10/10/2006.

ENTRY INTO FORCE : 20/10/2004.

2004/04/29
   EP/CSL - Act adopted by Council after consultation of Parliament
2004/04/29
   EP - End of procedure in Parliament
2004/04/29
   CSL - Council Meeting
2003/06/05
   CSL - Debate in Council
Documents
2003/06/05
   CSL - Council Meeting
2003/05/08
   CSL - Debate in Council
Documents
2003/05/08
   CSL - Council Meeting
2003/02/27
   CSL - Debate in Council
Documents
2003/02/27
   CSL - Council Meeting
2002/11/28
   CSL - Council Meeting
2002/10/22
   EP - Text adopted by Parliament, 1st reading/single reading
2002/10/22
   EP - Decision by Parliament
Documents
2002/10/21
   EP - Debate in Parliament
2002/10/14
   CSL - Debate in Council
Documents
2002/10/14
   CSL - Council Meeting
2002/10/02
   EP - Committee report tabled for plenary, 1st reading/single reading
Documents
2002/10/02
   EP - Vote in committee
2002/10/01
   EP - Committee report tabled for plenary, 1st reading/single reading
Documents
2002/05/29
   ESC - Economic and Social Committee: opinion, report
2002/05/16
   CofR - Committee of the Regions: opinion
2002/02/26
   EP - ZRIHEN Olga (PES) appointed as rapporteur in FEMM
2001/11/28
   EP - Committee referral announced in Parliament
2001/11/22
   EP - GONZÁLEZ ÁLVAREZ Laura (GUE/NGL) appointed as rapporteur in PETI
2001/11/21
   EP - LAMBERT Jean (Verts/ALE) appointed as rapporteur in LIBE
2001/09/12
   EC - Legislative proposal
2001/09/11
   EC - Legislative proposal published

Documents

History

(these mark the time of scraping, not the official date of the change)

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    • body: CSL type: Council Meeting council: Justice and Home Affairs (JHA) meeting_id: 2504 url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2504*&MEET_DATE=08/05/2003 date: 2003-05-08T00:00:00
    • body: CSL type: Council Meeting council: Justice and Home Affairs (JHA) meeting_id: 2489 url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2489*&MEET_DATE=27/02/2003 date: 2003-02-27T00:00:00
    • body: CSL type: Council Meeting council: Justice and Home Affairs (JHA) meeting_id: 2469 url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2469*&MEET_DATE=28/11/2002 date: 2002-11-28T00:00:00
    • body: CSL type: Council Meeting council: Justice and Home Affairs (JHA) meeting_id: 2455 url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2455*&MEET_DATE=14/10/2002 date: 2002-10-14T00:00:00
    docs
    • date: 2001-09-12T00:00:00 docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2001&nu_doc=510 title: EUR-Lex title: COM(2001)0510 title: OJ C 051 26.02.2002, p. 0325 E summary: type: Legislative proposal body: EC
    • date: 2002-05-16T00:00:00 docs: url: https://dm.cor.europa.eu/CORDocumentSearch/Pages/redresults.aspx?k=(documenttype:AC)(documentnumber:0093)(documentyear:2002)(documentlanguage:EN) title: CDR0093/2002 url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:C:2002:278:SOM:EN:HTML title: OJ C 278 14.11.2002, p. 0044 type: Committee of the Regions: opinion body: CofR
    • date: 2002-05-17T00:00:00 docs: title: PE310.971/1 type: Committee draft report body: EP
    • date: 2002-05-29T00:00:00 docs: url: https://dm.eesc.europa.eu/EESCDocumentSearch/Pages/redresults.aspx?k=(documenttype:AC)(documentnumber:0683)(documentyear:2002)(documentlanguage:EN) title: CES0683/2002 url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:C:2002:221:SOM:EN:HTML title: OJ C 221 17.09.2002, p. 0043 type: Economic and Social Committee: opinion, report body: ESC
    • date: 2002-06-04T00:00:00 docs: title: PE317.319/DEF committee: PETI type: Committee opinion body: EP
    • date: 2002-06-13T00:00:00 docs: title: PE315.500/DEF committee: FEMM type: Committee opinion body: EP
    • date: 2002-06-21T00:00:00 docs: title: PE310.971/AM type: Amendments tabled in committee body: EP
    • date: 2002-10-02T00:00:00 docs: title: PE310.971/2 type: Committee draft report body: EP
    • date: 2002-10-02T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A5-2002-333&language=EN title: A5-0333/2002 type: Committee report tabled for plenary, 1st reading/single reading body: EP
    • date: 2002-10-22T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P5-TA-2002-494 title: T5-0494/2002 url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:C:2003:300E:SOM:EN:HTML title: OJ C 300 11.12.2003, p. 0025-0134 E summary: type: Text adopted by Parliament, 1st reading/single reading body: EP
    • date: 2010-06-16T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2010/0314/COM_COM(2010)0314_EN.pdf title: COM(2010)0314 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2010&nu_doc=314 title: EUR-Lex summary: This report concerns the application of Council Directive 2004/83/EC on minimum standards for the qualification and status of third country nationals or stateless persons as beneficiaries of international protection and the content of the protection granted. The Directive is one of the building blocks of the first phase of the Common European Asylum System, called for by the European Council in its 1999 Tampere Conclusions. It is applicable to all Member States except Denmark. The report meets the Commission's obligation under Article 37 of the Directive. It gives an overview of the transposition and implementation of the Directive by Member States and identifies possible problematic issues. For those Member States which had not adopted the necessary transposing legislation at the time of preparation of the report, relevant information was gathered on the basis of draft legislation available at that time and fragmentary information obtained since the adoption of the transposing legislation. Monitoring and state of transposition : Member States had to transpose the Directive by 10 October 2006. The Commission assisted the Member States in the process by holding regular meetings with national experts. Following expiry of the deadline for transposition, infringement procedures were opened against all Member States which failed to communicate or to fully communicate their transposition measures. Subsequently, in accordance with Article 226 of the Treaty, the Commission addressed 19 letters of formal notice and 13 reasoned opinions . The decision to bring the cases before the Court of Justice was taken against 9 Member States. Five cases were withdrawn and judgments were given for 4. At present, the Directive has been transposed by all Member States . Conclusion : several issues of incomplete and/or incorrect transposition of the Directive have been identified. This includes the implementation of standards lower than those established by the Directive. Deficiencies were identified in the provisions of the directive themselves, the vagueness and ambiguity of several concepts such as actors of protection, internal protection, membership of a particular social group leaving room for widely divergent interpretations by the Member States. Thus, important disparities subsist among Member States in the granting of protection and the form of the protection granted . Furthermore, an important share of decisions at first instance based on criteria which are insufficiently clear and precise are overturned on appeal. The evaluation of the implementation of the Directive shows that in practice few Member States make use of the possibility to differentiate between refugees and beneficiaries of subsidiary protection in terms of the content of the protection granted. On the other hand, the level of protection granted in different Member States differs, which affects asylum flows and is a cause of secondary movements. The present report shows that the objective of creating a level playing field with respect to the qualification and status of beneficiaries of international protection and to the content of the protection granted has not been fully achieved during the first phase of harmonization. The Commission will continue to examine and pursue all cases where problems of transposition and/or implementation were identified, so as to ensure the correct application of the common standards set by the Directive in particular with regard to the full respect of the rights laid down in the EU Charter of Fundamental Rights as well as to reduce the scope for divergences. The divergences in the implementation by Member States of the Directive which are due to the vagueness and the ambiguity of the standards themselves could only be addressed by the legislative amendment of the relevant provisions. On the basis of a thorough evaluation of the implementation of the Directive, the Commission adopted on 21 October 2009 a proposal to recast the Qualification Directive in order to remedy to the deficiencies identified. type: Follow-up document body: EC
    events
    • date: 2001-09-12T00:00:00 type: Legislative proposal published body: EC docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2001&nu_doc=510 title: EUR-Lex title: COM(2001)0510 summary:
    • date: 2001-11-28T00:00:00 type: Committee referral announced in Parliament, 1st reading/single reading body: EP
    • date: 2002-10-02T00:00:00 type: Vote in committee, 1st reading/single reading body: EP summary:
    • date: 2002-10-02T00:00:00 type: Committee report tabled for plenary, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A5-2002-333&language=EN title: A5-0333/2002
    • date: 2002-10-14T00:00:00 type: Debate in Council body: CSL docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2455*&MEET_DATE=14/10/2002 title: 2455
    • date: 2002-10-21T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20021021&type=CRE title: Debate in Parliament summary:
    • date: 2002-10-22T00:00:00 type: Decision by Parliament, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P5-TA-2002-494 title: T5-0494/2002 summary:
    • date: 2003-02-27T00:00:00 type: Debate in Council body: CSL docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2489*&MEET_DATE=27/02/2003 title: 2489 summary:
    • date: 2003-05-08T00:00:00 type: Debate in Council body: CSL docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2504*&MEET_DATE=08/05/2003 title: 2504
    • date: 2003-06-05T00:00:00 type: Debate in Council body: CSL docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2514*&MEET_DATE=05/06/2003 title: 2514 summary:
    • date: 2004-04-29T00:00:00 type: Act adopted by Council after consultation of Parliament body: EP/CSL
    • date: 2004-04-29T00:00:00 type: End of procedure in Parliament body: EP
    • date: 2004-09-30T00:00:00 type: Final act published in Official Journal summary: PURPOSE : to provide a framework for an international protection regime based on minimum standards for qualification as refugees and those in need of subsidiary protection LEGISLATIVE ACT : Council Directive 2004/83/EC on minimum standards for the qualification and status of third country nationals or stateless persons as refugees or as persons who otherwise need international protection and the content of the protection granted. CONTENT : This Directive comes about as the result of the Tampere conclusions, which provided that a Common European Asylum System must include the approximation of rules on the recognition of refugees and the content of refugee status. The Tampere conclusions also provided that rules regarding refugee status should be complemented by measures on subsidiary forms of protection, offering an appropriate status to any person in need of such protection. This Directive ensures that Member States apply common criteria for the identification of persons genuinely in need of international protection, and that a minimum level of benefits is available for these persons in all Member States. The main points are as follows: - minimum standards for the definition and content of refugee status are laid down to guide the competent national bodies of Member States in the application of the Geneva Convention; - the Directive introduces common concepts of protection needs arising sur place; sources of harm and protection; internal protection; and persecution, including the reasons for persecution; - when assessing applications from minors for international protection, Member States must have regard to child-specific forms of persecution; - the best interests of the child will be a primary consideration of Member States when implementing the Directive. - the Directive introduces a common concept of the persecution ground "membership of a particular social group" ; - minimum standards for the definition and content of subsidiary protection status are laid down. The directive defines criteria on the basis of which applicants for international protection are to be recognised as eligible for subsidiary protection; - risks to which a population of a country or a section of the population is generally exposed do normally not create in themselves an individual threat which would qualify as serious harm; - within the limits set out by international obligations, Member States may lay down that the granting of benefits with regard to access to employment, social welfare, health care and access to integration facilities requires the prior issue of a residence permit; - with regard to social assistance and health care, the modalities and detail of the provision of core benefits to beneficiaries of subsidiary protection status should be determined by national law. The possibility of limiting the benefits for beneficiaries of subsidiary protection status to core benefits is to be understood in the sense that this notion covers at least minimum income support, assistance in case of illness, pregnancy and parental assistance, in so far as they are granted to nationals according to the legislation of the Member State concerned; - access to health care, including both physical and mental health care, must be ensured to beneficiaries of refugee or subsidiary protection status. Lastly, it should be noted that Ireland will take part in the adoption of the Directive. DATE OF TRANSPOSITION : 10/10/2006. ENTRY INTO FORCE : 20/10/2004. docs: title: Directive 2004/83 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!CELEXnumdoc&lg=EN&numdoc=32004L0083 title: OJ L 304 30.09.2004, p. 0012-0023 url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:L:2004:304:SOM:EN:HTML
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    • date: 2001-09-12T00:00:00 docs: url: http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2001&nu_doc=510 celexid: CELEX:52001PC0510:EN type: Legislative proposal published title: COM(2001)0510 type: Legislative proposal published body: EC commission: DG: url: http://ec.europa.eu/justice/ title: Justice
    • date: 2001-11-28T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: False committee_full: Foreign Affairs, Human Rights, Common Security, Defense committee: AFET body: EP responsible: False committee_full: Budgets committee: BUDG body: EP responsible: False committee_full: Employment and Social Affairs committee: EMPL body: EP responsible: False committee: FEMM date: 2002-02-26T00:00:00 committee_full: Women's Rights and Equal Opportunities rapporteur: group: PSE name: ZRIHEN Olga body: EP responsible: False committee_full: Legal Affairs and Internal Market committee: JURI body: EP responsible: True committee: LIBE date: 2001-11-21T00:00:00 committee_full: Citizens' Freedoms and Rights, Justice and Home Affairs rapporteur: group: V/ALE name: LAMBERT Jean body: EP responsible: False committee: PETI date: 2001-11-22T00:00:00 committee_full: Petitions rapporteur: group: GUE/NGL name: GONZÁLEZ ÁLVAREZ Laura
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    • date: 2002-10-21T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20021021&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
    • date: 2002-10-22T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P5-TA-2002-494 type: Decision by Parliament, 1st reading/single reading title: T5-0494/2002 body: EP type: Decision by Parliament, 1st reading/single reading
    • date: 2002-11-28T00:00:00 body: CSL type: Council Meeting council: Justice and Home Affairs (JHA) meeting_id: 2469
    • body: CSL meeting_id: 2489 docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=X018*&MEET_DATE=08/05/2003 type: Debate in Council title: X018 council: Justice and Home Affairs (JHA) date: 2003-02-27T00:00:00 type: Council Meeting
    • body: CSL meeting_id: 2504 docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=SMPL&ROWSPP=25&RESULTSET=1&NRROWS=500&DOC_LANCD=EN&ORDERBY=DOC_DATE+DESC&CONTENTS=2504*&MEET_DATE=08/05/2003 type: Debate in Council title: 2504 council: Justice and Home Affairs (JHA) date: 2003-05-08T00:00:00 type: Council Meeting
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    7.10.06 Asylum, refugees, displaced persons