BETA

9 Amendments of Stéphanie YON-COURTIN related to 2022/0411(COD)

Amendment 169 #
Proposal for a regulation
Article 1 – paragraph 1 – point 2 – point b a (new)
Regulation (EU) 2017/1129
Article 2 – paragraph 1 – point z b(new)
(z b) ‘business days’ means business days of the competent authority of the Home Member State, excluding Sundays and national public holidays, as defined in the national law applicable to that competent authority.
2023/07/13
Committee: ECON
Amendment 210 #
Proposal for a regulation
Article 1 – paragraph 1 – point 12
Regulation(EU) 2017/1129
Article 14b – paragraph 7a
7 a. The Commission shall, by ... [18 months after the date of entry into force this amending Regulation], adopt delegated acts in accordance with Article 44 to supplement this Regulation by specifying the content, format and sequence for the EU Follow-on prospectus, as well as the reduced content and the standardised format of the specific summary. Those delegated acts shall be based on Annexes IV and V.
2023/07/13
Committee: ECON
Amendment 215 #
Proposal for a regulation
Article 1 – paragraph 1 – point 14
Regulation (EU) 2017/1129
Article 15a – paragraph 7a (new)
7 a. The Commission shall, by ... [18 months after the date of entry into force of this amending Regulation], adopt delegated acts in accordance with Article 44 to supplement this Regulation by specifying the reduced content and the standardised format and sequence for the EU Growth issuance document, as well as the reduced content and the standardised format of the specific summary. Those delegated acts shall be based on Annexes VII and VIII.’;
2023/07/13
Committee: ECON
Amendment 235 #
Proposal for a regulation
Article 1 – paragraph 1 – point 19 – point a
Regulation (EU) 2017/1129
Article 21 – paragraph 1 – subparagraph 2
In the case of an initial offer to the public of a class of shares that is admitted to trading on a regulated market for the first time, the prospectus shall be made available to the public at least 3 workingbusiness days before the end of the offer.;
2023/07/13
Committee: ECON
Amendment 242 #
Proposal for a regulation
Article 1 – paragraph 1 – point 29
Regulation (EU) 2017/1129
Article 48 – paragraph 2 a (new)
The following paragraph is added: 2a. The Commission shall, by 31 December 2025, present a report to the European Parliament and to the Council analysing the issue of liability for the information given in a prospectus, assessing whether further harmonisation of the prospectus liability in the Union could be warranted and, if relevant, propose amendments to the liability provisions set out in Article 11 of this Regulation.
2023/07/13
Committee: ECON
Amendment 247 #
Proposal for a regulation
Article 2 – paragraph 1 – point 5 – point a
Regulation (EU) 596/2014
Article 17 – paragraph 1 – subparagraph 1
An issuer shall inform the public as soon as possible of inside information which directly concerns that issuer. That requirement shall not apply to intermediate steps in a protracted process as referred to in Article 7(2) and (3) where those steps are connected with bringing about a set of circumstances or an event. In a protracted process, only the final event shall be disclosed immediately after it has occurred.’;
2023/07/13
Committee: ECON
Amendment 252 #
Proposal for a regulation
Article 2 – paragraph 1 – point 5 – point b
Regulation (EU) 596/2014
Article 17 – paragraph 1b
1b. An issuer shall ensure the confidentiality of the information which meets the criteria of inside information set out in Article 7 until that information is disclosed pursuant to paragraph 1. Where the confidentiality of that inside information is no longer ensured, the issuer shall disclose that inside information to the public as soon as possible.;
2023/07/13
Committee: ECON
Amendment 256 #
Proposal for a regulation
Article 2 – paragraph 1 – point 5 – point c
Regulation (EU) No 596/2014
Article 17 – paragraph 4 – subparagraph 2
Where an issuer or emission allowance market participant intends to delay the disclosure of inside information under this paragraph, it shall inform the competent authority specified in accordance with paragraph 3 of its intention to delay the disclosure of inside information and shall provide a written explanation of how the conditions set out in this paragraph were met, immediately after the decision to delay is taken.;deleted
2023/07/13
Committee: ECON
Amendment 258 #
Proposal for a regulation
Article 2 – paragraph 1 – point 5 – point c a (new)
Regulation(EU) 596/2014
Article 17 – paragraph 4a (new)
(c a) The following paragraph is inserted: 4a. ESMA shall develop draft regulatory standards to establish a non-exhaustive list of situations in which delay of disclosure of inside information is likely to mislead the public, as referred to in paragraph 4, point (b). ESMA shall submit those draft regulatory technical standards to the Commission by ...[18 months from date of the entry into force of this amending Regulation]. Power is delegated to the Commission to supplement this Regulation by adopting the regulatory technical standards referred to in the first paragraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
2023/07/13
Committee: ECON