83 Amendments of Bart GROOTHUIS related to 2023/0133(COD)
Amendment 235 #
Proposal for a regulation
Article 1 – paragraph 1 a (new)
Article 1 – paragraph 1 a (new)
1a. This Regulation shall only apply to patents that are in force after the entry into force of this Regulation.
Amendment 236 #
Proposal for a regulation
Article 1 – paragraph 2 – introductory part
Article 1 – paragraph 2 – introductory part
2. This Regulation shall apply to patents that are essential to a standard that has been published by a standard development organisation, to which the SEP holder has made a commitment to license its SEPs on fair, reasonable and non-discriminatory (FRAND) terms and conditions and that is not subject to a royalty-free intellectual property policy, if the Commission has determined with regard to the standard concerned, by means of a delegated act pursuant to Article 67, that the functioning of the internal market is severely distorted.
Amendment 241 #
Proposal for a regulation
Article 1 – paragraph 2 – point a
Article 1 – paragraph 2 – point a
Amendment 246 #
Proposal for a regulation
Article 1 – paragraph 2 – point b
Article 1 – paragraph 2 – point b
Amendment 251 #
Proposal for a regulation
Article 1 – paragraph 3
Article 1 – paragraph 3
Amendment 255 #
Proposal for a regulation
Article 1 – paragraph 4
Article 1 – paragraph 4
4. Where there is sufficient evidence that, as regards identified use cases of certain standards or parts thereof, SEP licensing negotiations on FRAND terms do not give rise to significant difficulties or inefficiencies affecting the functioning of the internal market, the Commission shall, by [OJ: please insert the date: 24 months from the date of entry into force of this Regulation], and after an appropriate consultation process, by means of a delegated act pursuant to Article 67, establish a list of such use cases, standards or parts thereof, for the purposes of paragraph 3.
Amendment 284 #
Proposal for a regulation
Article 3 – paragraph 2 – point f
Article 3 – paragraph 2 – point f
Amendment 295 #
Proposal for a regulation
Article 4 – paragraph 4 – point b
Article 4 – paragraph 4 – point b
Amendment 297 #
Proposal for a regulation
Article 4 – paragraph 4 – point c
Article 4 – paragraph 4 – point c
(c) information on whether an essentiality check or peer evaluation haves been performed and reference to the result, unless not possible because of contractual obligations agreed upon between parties, the outcome of that process;
Amendment 300 #
Proposal for a regulation
Article 4 – paragraph 4 – point f
Article 4 – paragraph 4 – point f
(f) date of publication of information pursuant to Article 19(1) in conjunction with Article 14(7), Article 15(4) and Article 18(11);
Amendment 301 #
Proposal for a regulation
Article 4 – paragraph 4 – point g
Article 4 – paragraph 4 – point g
Amendment 309 #
Proposal for a regulation
Article 5 – paragraph 2 – point f
Article 5 – paragraph 2 – point f
Amendment 311 #
Proposal for a regulation
Article 5 – paragraph 2 – point g
Article 5 – paragraph 2 – point g
Amendment 312 #
Proposal for a regulation
Article 5 – paragraph 2 – point h
Article 5 – paragraph 2 – point h
Amendment 335 #
Proposal for a regulation
Article 8 – paragraph 1 – point b
Article 8 – paragraph 1 – point b
(b) any essentiality check prior to [OJ: please insert the date = 24 months from entry into force of this regulation] by an independent evaluator in the context of afor example, a patent pool, identifying the SEP registration number, the identity of the patent pool and its administrator, and the evaluator.
Amendment 342 #
Proposal for a regulation
Article 9 – paragraph 1 – point c
Article 9 – paragraph 1 – point c
Amendment 343 #
Proposal for a regulation
Article 9 – paragraph 1 – point d
Article 9 – paragraph 1 – point d
Amendment 344 #
Proposal for a regulation
Article 9 – paragraph 1 – point e
Article 9 – paragraph 1 – point e
Amendment 368 #
Proposal for a regulation
Article 15
Article 15
Amendment 374 #
Proposal for a regulation
Article 16
Article 16
Amendment 378 #
Proposal for a regulation
Article 17
Article 17
Amendment 389 #
Proposal for a regulation
Article 18
Article 18
Amendment 419 #
Proposal for a regulation
Article 19 – paragraph 1 – introductory part
Article 19 – paragraph 1 – introductory part
1. The competence centre shall create an entry in the register for a standard for which FRAND commitments have been made within 60 days from the earliest of the following events:
Amendment 421 #
Proposal for a regulation
Article 19 – paragraph 1 – point b
Article 19 – paragraph 1 – point b
Amendment 423 #
Proposal for a regulation
Article 19 – paragraph 2
Article 19 – paragraph 2
2. The competence centre shall publish a notice on the EUIPO website informing stakeholders that an entry in the register has been made and refer to the publications referred to in paragraph (1). The competence centre shall notify known SEP holders individually by electronic means and the relevant standard development organisation of the notice in this paragraph.
Amendment 427 #
Proposal for a regulation
Article 22 – paragraph 1
Article 22 – paragraph 1
1. A sample of SEP registrations shallmay be checked annually for completeness and correctness, if the SEP holder agrees to do so.
Amendment 428 #
Proposal for a regulation
Article 22 – paragraph 3
Article 22 – paragraph 3
3. Where the registration does not contain the information in accordance with Articles 4 and 5 or contains incomplete or inaccurate information, the competence centre shallcan request the SEP holder to provide the complete and accurate information within the set time limit of no less than 2 months.
Amendment 429 #
Proposal for a regulation
Article 22 – paragraph 4
Article 22 – paragraph 4
Amendment 434 #
Proposal for a regulation
Article 22 – paragraph 5
Article 22 – paragraph 5
Amendment 437 #
Proposal for a regulation
Article 23 – paragraph 5
Article 23 – paragraph 5
Amendment 441 #
Proposal for a regulation
Article 23 – paragraph 6
Article 23 – paragraph 6
Amendment 443 #
Proposal for a regulation
Article 24
Article 24
Amendment 465 #
Proposal for a regulation
Article 26 – paragraph 2 – introductory part
Article 26 – paragraph 2 – introductory part
2. A conciliator shall conduct the following tasks:serve in a FRAND determination.
Amendment 468 #
Proposal for a regulation
Article 26 – paragraph 2 – point a
Article 26 – paragraph 2 – point a
Amendment 471 #
Proposal for a regulation
Article 26 – paragraph 2 – point b
Article 26 – paragraph 2 – point b
Amendment 474 #
Proposal for a regulation
Article 26 – paragraph 2 – point c
Article 26 – paragraph 2 – point c
Amendment 481 #
Proposal for a regulation
Article 26 – paragraph 5 – introductory part
Article 26 – paragraph 5 – introductory part
5. By [OJ: please insert the date = 1824 months from entry into force of this regulation], the Commission shall by means of an implementing act adopted in accordance with the examination procedure referred to in Article 68(2), lay down the practical and operational arrangements concerning:
Amendment 489 #
Proposal for a regulation
Article 26 – paragraph 5 – point b
Article 26 – paragraph 5 – point b
(b) the procedures pursuant to Articles 17, 18, 31 and 32 and Title VI.
Amendment 512 #
Proposal for a regulation
Article 29 – paragraph 1
Article 29 – paragraph 1
1. The competence centre shall select annually a sample of registered SEPs from different patent families from each SEP holder and with regard to each specific standard in the register for essentiality checks. Registered SEPs of micro and small enterprises shall be excluded from the annual sampling process. The checks shall be conducted based on a methodology that ensures the establishment of a fair and statistically valid selection that can produce sufficiently accurate results about the essentiality rate in all registered SEPs of a SEP holder with regard to each specific standard in the register. By [OJ: please insert the date = 1824 months from entry into force of this regulation] the Commission shall, by means of an implementing act, determine the detailed methodology. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 68(2).
Amendment 515 #
Proposal for a regulation
Article 29 – paragraph 6
Article 29 – paragraph 6
Amendment 516 #
Proposal for a regulation
Article 29 – paragraph 11
Article 29 – paragraph 11
Amendment 537 #
Proposal for a regulation
Article 34 – paragraph 4
Article 34 – paragraph 4
Amendment 544 #
Proposal for a regulation
Article 34 – paragraph 5
Article 34 – paragraph 5
Amendment 549 #
Proposal for a regulation
Article 37 – paragraph 2
Article 37 – paragraph 2
Amendment 552 #
Proposal for a regulation
Article 38 – paragraph 2
Article 38 – paragraph 2
2. The responding party shall notify the competence centre within 15 days from the receipt of the notification of the request for FRAND determination from the competence centre in accordance with paragraph (1). The response shall indicate whether the responding party agrees to the FRAND determination and whether it commits to comply with its outcome.
Amendment 558 #
Proposal for a regulation
Article 38 – paragraph 3 – introductory part
Article 38 – paragraph 3 – introductory part
3. Where the responding party does not reply within the time limit laid down in paragraph (2) or informs the competence centre of its decision not to participate in the FRAND determination, or not to commit to comply with the outcome, the following shall apply:the competence centre shall terminate the FRAND determination.
Amendment 560 #
Proposal for a regulation
Article 38 – paragraph 3 – point a
Article 38 – paragraph 3 – point a
Amendment 565 #
Proposal for a regulation
Article 38 – paragraph 3 – point b
Article 38 – paragraph 3 – point b
Amendment 568 #
Proposal for a regulation
Article 38 – paragraph 3 – point c
Article 38 – paragraph 3 – point c
Amendment 574 #
Proposal for a regulation
Article 38 – paragraph 4 – introductory part
Article 38 – paragraph 4 – introductory part
4. Where the responding party agrees to the FRAND determination and commits to comply with its outcome pursuant to paragraph (2), including where, such commitment ishall contingent upon the commitment of the requesting party to comply with the outcome of the FRAND determination, the following shall apply:ue and, upon mutual agreement, the outcome may be binding for both parties.
Amendment 575 #
Proposal for a regulation
Article 38 – paragraph 4 – point a
Article 38 – paragraph 4 – point a
Amendment 580 #
Proposal for a regulation
Article 38 – paragraph 4 – point b
Article 38 – paragraph 4 – point b
Amendment 583 #
Proposal for a regulation
Article 38 – paragraph 4 – point c
Article 38 – paragraph 4 – point c
Amendment 586 #
Proposal for a regulation
Article 38 – paragraph 4 – point d
Article 38 – paragraph 4 – point d
Amendment 589 #
Proposal for a regulation
Article 38 – paragraph 5
Article 38 – paragraph 5
Amendment 592 #
Proposal for a regulation
Article 38 – paragraph 6
Article 38 – paragraph 6
Amendment 597 #
Proposal for a regulation
Article 39 – paragraph 1
Article 39 – paragraph 1
1. Following the reply to the FRAND determination by the responding party in accordance with Article 38(2), or the request to continue in accordance with Article 38(5), the competence centre shall propose at least 3 candidates for the FRAND determination from the roster of conciliators referred to Article 27(2). The parties or party shall select one of the proposed candidates as a conciliator for the FRAND determination.
Amendment 612 #
Proposal for a regulation
Article 42 – paragraph 2
Article 42 – paragraph 2
2. He/she shall communicate to the parties or the party requesting the continuation of the FRAND determination the conduct as well as the schedule of procedure.
Amendment 623 #
Proposal for a regulation
Article 45 – paragraph 2
Article 45 – paragraph 2
2. The conciliator may invite the parties or the party requesting the continuation of the FRAND determination to meet with him/her or may communicate with him/her orally or in writing.
Amendment 628 #
Proposal for a regulation
Article 45 – paragraph 3
Article 45 – paragraph 3
Amendment 632 #
Proposal for a regulation
Article 45 – paragraph 4
Article 45 – paragraph 4
Amendment 633 #
Proposal for a regulation
Article 45 – paragraph 5
Article 45 – paragraph 5
5. At any stage of the procedure upon request by both parties, or the party requesting the continuation of the FRAND determination, as applicable, the conciliator shall terminate the FRAND determination.
Amendment 638 #
Proposal for a regulation
Article 46 – paragraph 1 – point b
Article 46 – paragraph 1 – point b
Amendment 646 #
Proposal for a regulation
Article 46 – paragraph 3
Article 46 – paragraph 3
Amendment 653 #
Proposal for a regulation
Article 47 – paragraph 2
Article 47 – paragraph 2
2. Where a parallel proceeding has been initiated before or during the FRAND determination by a party, the conciliator, or where he/she has not been appointed, the competence centre, shall terminate the FRAND determination upon the request of any other party.
Amendment 663 #
Proposal for a regulation
Article 50 – paragraph 3
Article 50 – paragraph 3
3. When submitting suggestions for FRAND terms and conditions, the conciliator shall take into account the impact of the determination FRAND terms and conditions on the value chain and on the incentives to innovation of both the SEP holder and the stakeholders in the relevant value chain. To that end, the conciliator may rely on the expert opinion referred to in Article 18 or, in case of absence of such an opinion request additional information and hear experts or stakeholders.
Amendment 685 #
Proposal for a regulation
Article 55 – paragraph 1
Article 55 – paragraph 1
1. At the latest 45 days before the end of the time limit referred to in Article 37, the conciliator shall submit a reasoned proposal for a determination of FRAND terms and conditions to the parties or, as applicable, the party requesting the continuation of the FRAND determination.
Amendment 689 #
Proposal for a regulation
Article 55 – paragraph 2
Article 55 – paragraph 2
2. Either party may submit observations to the proposal and suggest amendments to the proposal by the conciliator, who may reformulate its proposal to take into account the observations submitted by the parties and shall inform the parties or the party requesting the continuation of the FRAND determination, as applicable, of such reformulation.
Amendment 696 #
Proposal for a regulation
Article 56 – paragraph 1 – introductory part
Article 56 – paragraph 1 – introductory part
1. In addition to the termination of the FRAND determination for reasons provided for Article 38(43), Article 44(3), Article 45(54), Article 46(2), point (b), Article 46(3) and Article 47(2), the FRAND determination shall be terminated in any of the following ways:
Amendment 705 #
Proposal for a regulation
Article 56 – paragraph 1 – point d a (new)
Article 56 – paragraph 1 – point d a (new)
(da) A binding FRAND determination agreed between parties pursuant to Article 38(4) shall terminate when the conciliator makes its final seasoned proposal under Article 55.
Amendment 707 #
Proposal for a regulation
Article 56 – paragraph 4
Article 56 – paragraph 4
Amendment 710 #
Proposal for a regulation
Article 56 – paragraph 5
Article 56 – paragraph 5
Amendment 728 #
Proposal for a regulation
Article 61 – paragraph 1
Article 61 – paragraph 1
1. The competence centre shall offer training, guidance and support on SEP related matters for micro, small and medium-size enterprises free of charge. To offer these trainings, the competence centre can work together with the Commission, national patent offices and governmental schemes.
Amendment 729 #
Proposal for a regulation
Article 61 – paragraph 1 a (new)
Article 61 – paragraph 1 a (new)
1a. The competence centre will maintain a list all the relevant existing patent pools for the various standards and facilitate establishing contacts between those patent pools and SMEs.
Amendment 740 #
Proposal for a regulation
Article 63 – paragraph 2 – point a
Article 63 – paragraph 2 – point a
Amendment 743 #
Proposal for a regulation
Article 63 – paragraph 2 – point b
Article 63 – paragraph 2 – point b
Amendment 747 #
Proposal for a regulation
Article 63 – paragraph 3 – point a
Article 63 – paragraph 3 – point a
Amendment 749 #
Proposal for a regulation
Article 63 – paragraph 3 – point b
Article 63 – paragraph 3 – point b
Amendment 754 #
Proposal for a regulation
Article 64 – paragraph 2
Article 64 – paragraph 2
2. If the amounts requested are not paid in full within 10 days after the date of the request, the competence centre may notify the defaulting party and give it the opportunity to make the required payment within [5] days. It shall submit a copy of the request to the other party, in case of an aggregate royalty or FRAND determination.
Amendment 756 #
Proposal for a regulation
Article 66
Article 66
Amendment 764 #
Proposal for a regulation
Article 67 – paragraph 2
Article 67 – paragraph 2
2. The power to adopt a delegated act referred to in Articles 1(4)2, 4(5) and 66(44(5) shall be conferred on the Commission for an indeterminate period of time from the date of entry into force of this Regulation.
Amendment 766 #
Proposal for a regulation
Article 67 – paragraph 3
Article 67 – paragraph 3
3. The delegation of power referred to in Articles 1(4)2, 4(5) and 66(44(5) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force.
Amendment 768 #
Proposal for a regulation
Article 67 – paragraph 6
Article 67 – paragraph 6
6. A delegated act adopted pursuant to Articles 1(4)2, 4(5) and 66(44(5) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of 2 months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by 2 months at the initiative of the European Parliament or of the Council.