12 Amendments of Andreas SCHWAB related to 2011/0202(COD)
Amendment 187 #
Proposal for a regulation
Recital 68
Recital 68
(68) A leverage ratio is a new regulatory and supervisory tool for the Union. In line with international agreements, it should be introduced first as an additional feature that can be applied on individual institutions at the discretion of supervisory authorities. Reporting obligations for institutions would allow appropriate review and calibration, with a view to migrating to a binding measure in 2018 based on a legislative proposal by the Commission, and subject to the Union's full co-decision procedure.
Amendment 217 #
Proposal for a regulation
Recital 89
Recital 89
(89) The Commission should adopt the draft regulatory technical standards developed by EBA in the areas of cooperative societies, saving banks, or similar institutions, certain own funds instruments, prudential adjustments, deductions from own funds, additional own funds instruments, minority interests, services ancillary to banking, the treatment of credit risk adjustment, probability of default, loss given default, corporate Governance, approaches to risk- weighting of assets, convergence of supervisory practices, liquidity, and transitional arrangements for own funds, by means of delegated acts pursuant to Article 290 TFEU and in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. EBA and the Commission should ensure that those standards and requirements can be applied by all institutions concerned in a manner that is proportionate to the nature, scale and complexity of those institutions and their activities.
Amendment 263 #
Proposal for a regulation
Article 5 a (new)
Article 5 a (new)
Article 5a Member States shall ensure that the requirements laid down in this Regulation are applied in a manner which is proportionate to the nature, scale and complexity of the risks inherent in the business model and activities carried out by an institution. The Commission shall ensure that delegated acts, regulatory technical standards and implementing technical standards take into account the principle of proportionality, thus ensuring the proportionate application of this Regulation, in particular to smaller institutions. The European Banking Authority (EBA) shall therefore ensure that all regulatory technical standards are drafted in such a way which encompasses and upholds the spirit of the principle of proportionality.
Amendment 474 #
Proposal for a regulation
Article 46 – paragraph 3 – point b – point i
Article 46 – paragraph 3 – point b – point i
(i) where the holding is in a central or regional credit institution, either the institution with that holding is associated with that central or regional credit institution in a network subject to legal or statutory provisions and the central or regional credfor cash-clearing operations wit hinstitution is responsible, under those provisions, for cash-clearing operations within that network that network or that network ensures the liquidity and solvency of the institution in accordance with Article 108(7);
Amendment 485 #
Proposal for a regulation
Article 46 – paragraph 3 – point b – point v
Article 46 – paragraph 3 – point b – point v
(v) the institution draws up and reports to the competent authorities the consolidated or aggregated balance sheet referred to in point (e) of Article 108(7) no less frequently than own funds requirements are required to be reported underlaid down in Article 95108(7).
Amendment 509 #
Proposal for a regulation
Article 59 – paragraph 1 – point d a (new)
Article 59 – paragraph 1 – point d a (new)
(da) Value adjustments referred to in Article 37 paragraph 2 of directive 86/635/EU.
Amendment 645 #
Proposal for a regulation
Article 118 – paragraph 1 – introductory part
Article 118 – paragraph 1 – introductory part
Exposures that comply with the following criteria shall be assigned a risk weight of 75 % x 0.7619:
Amendment 1010 #
Proposal for a regulation
Article 404 – paragraph 2 – point a – point iii a (new)
Article 404 – paragraph 2 – point a – point iii a (new)
(iiia) The issuer of transferable assets and the investing institution are both part of the same institutional protection scheme referred to in 108(7)(b), provided that they meet all the conditions laid down in Article 108(7).
Amendment 1077 #
Proposal for a regulation
Article 405 – paragraph 1 – point b
Article 405 – paragraph 1 – point b
Amendment 1238 #
Proposal for a regulation
Article 414
Article 414
Amendment 1249 #
Proposal for a regulation
Article 415
Article 415
Amendment 1386 #
Proposal for a regulation
Article 444
Article 444