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1995/0188(COD) Investment firms, credit institutions: capital adequacy, securities field (amend. Directives 93/6/EEC, 93/22/EEC)

Progress: Procedure rejected

RoleCommitteeRapporteurShadows
Lead JURI ODDY Christine Margaret (icon: PES PES)
Former Responsible Committee JURI ODDY Christine Margaret (icon: PES PES)
Former Committee Opinion ECON WATSON Sir Graham (icon: ELDR ELDR)
Legal Basis:
EC before Amsterdam E 057-p2

Events

1998/05/12
   EP - End of procedure in Parliament
1998/05/12
   EP - End of procedure in Parliament
1998/05/11
   EP - Debate in Parliament
Details

In a statement on the failure of the conciliation procedure on investment services in the securities sector, the part-session President, Mr Renzo IMBENI (PSE, IT), pointed out the generally successful operation of the codecision procedure. Since this procedure had entered into force, 124 acts had been adopted, including 77 without any recourse to the Conciliation Committee. For the other 47, the Conciliation Committee had reached an agreement. Therefore, over the previous four years, there had only been one disagreement between Parliament and Council within the Committee: this was in 1994 on the subject of voice telephony. In the case of the proposal for a directive on securities, the Conciliation Committee had failed to reach agreement specifically on the comitology provisions. As the Council had not confirmed its common position (which involved the early application of the new provisions of the Treaty of Amsterdam eliminating the third reading), the act had to be regarded as not adopted and the President announced a new Commission proposal for the beginning of June. The Chairperson of the Conciliation Committee, Mrs Nicole FONTAINE (EPP, FR), considered that the procedure’s failure stemmed from the Council’s stubbornness in wanting to impose a type 3b committee, which she denounced as anti-democratic. The European Parliament delegation to the Conciliation Committee had been unable to accept a solution that would have committed it to an unfortunate precedent. Following this particular case, Mrs Nicole FONTAINE urged all parties to find a long-term solution on comitology. The Council should realise that implementation measures needed to be adopted which respected the principles of transparency and democracy.

Documents
Debate in Parliament
1998/04/03
   CSL - Document attached to the procedure
Documents
N4-0228/1998
1998/04/03
   EP/CSL - Final decision by Conciliation Committee
1998/02/10
   EP/CSL - Formal meeting of Conciliation Committee
1997/11/18
   EP/CSL - Formal meeting of Conciliation Committee
1997/07/10
   EC - Commission opinion on Parliament's position at 2nd reading
Documents
EUR-Lex
COM(1997)0355
1997/06/26
   CSL - Parliament's amendments rejected by Council
1997/06/26
   CSL - Council Meeting
1997/04/09
   EP - Text adopted by Parliament, 2nd reading
Documents
OJ C 132 28.04.1997, p. 0067-0083
T4-0145/1997
1997/04/09
   EP - Decision by Parliament, 2nd reading
Documents
T4-0145/1997
1997/04/08
   EP - Debate in Parliament
Details

The rapporteur accused the Council of favouring an approach which would give it implementing powers. She had therefore tabled two amendments proposing to set up a committee which would allow Parliament to have a vote on the chapter. Commissioner Monti stated that he could accept Amendment No 3, which introduced a recital on the modus vivendi . However, he was against all the amendments relating to the committee, particularly its role and any urgent decision-making procedure (Amendments Nos 1, 2, 6, 7, 9 and 10). He also rejected Amendments Nos 5 and 8, which called into question the Council’s provisional competence during the period prior to the establishment of the securities committee.

Documents
Debate in Parliament
1997/03/19
   EP - Committee recommendation tabled for plenary, 2nd reading
Documents
A4-0093/1997
OJ C 132 28.04.1997, p. 0007
1997/03/19
   EP - Vote in committee, 2nd reading
1997/03/18
   EP - Committee recommendation tabled for plenary, 2nd reading
Documents
A4-0093/1997
1997/01/16
   EP - Committee referral announced in Parliament, 2nd reading
1997/01/13
   EC - Commission communication on Council's position
Documents
EUR-Lex
SEC(1997)0030
1996/12/16
   CSL - Council position
Documents
07898/1/1996
OJ C 069 05.03.1997, p. 0001
1996/12/16
   CSL - Council Meeting
1996/12/15
   CSL - Council position published
Documents
07898/1/1996
1996/06/20
   EC - Modified legislative proposal
Documents
EUR-Lex
OJ C 221 30.07.1996, p. 0031
COM(1996)0292
1996/06/19
   EC - Modified legislative proposal published
Documents
EUR-Lex
COM(1996)0292
1996/05/09
   EP - Text adopted by Parliament, 1st reading/single reading
Documents
OJ C 152 27.05.1996, p. 0012-0018
T4-0214/1996
1996/05/09
   EP - Decision by Parliament, 1st reading
Documents
T4-0214/1996
1996/05/08
   EP - Debate in Parliament
Documents
Debate in Parliament
1996/02/12
   EP - Committee report tabled for plenary, 1st reading/single reading
Documents
A4-0034/1996
OJ C 078 18.03.1996, p. 0003
1996/02/12
   EP - Vote in committee, 1st reading
1996/02/11
   EP - Committee report tabled for plenary, 1st reading
Documents
A4-0034/1996
1995/10/16
   EP - WATSON Sir Graham (ELDR) appointed as rapporteur in ECON
1995/09/29
   EP - ODDY Christine Margaret (PES) appointed as rapporteur in JURI
1995/09/29
   EP - ODDY Christine Margaret (PES) appointed as rapporteur in JURI
1995/09/18
   EP - Committee referral announced in Parliament, 1st reading
1995/07/17
   EC - Legislative proposal
Documents
EUR-Lex
OJ C 253 29.09.1995, p. 0019
COM(1995)0360
1995/07/16
   EC - Legislative proposal published
Documents
EUR-Lex
COM(1995)0360

Documents

History

(these mark the time of scraping, not the official date of the change)

2023-08-03Show (19) Changes | Timetravel
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date
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docs
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body
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2021-12-18Show (10) Changes | Timetravel
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2020-01-19Show (12) Changes | Timetravel
committees/0
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2019-07-06Show (11) Changes | Timetravel
activities
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  • date: 1997-06-26T00:00:00 body: CSL type: Council Meeting council: General Affairs meeting_id: 2019
  • date: 1997-11-18T00:00:00 body: EP/CSL type: Formal meeting of Conciliation Committee
  • date: 1998-02-10T00:00:00 body: EP/CSL type: Formal meeting of Conciliation Committee
  • date: 1998-04-03T00:00:00 body: EP/CSL type: Final decision by Conciliation Committee
  • date: 1998-05-11T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19980511&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
  • date: 1998-05-12T00:00:00 body: EP type: End of procedure in Parliament
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docs
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  • date: 1996-01-25T00:00:00 docs: title: PE214.591 type: Committee draft report body: EP
  • date: 1996-01-26T00:00:00 docs: title: PE214.591/AM type: Amendments tabled in committee body: EP
  • date: 1996-02-12T00:00:00 docs: url: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ:C:1996:078:TOC title: OJ C 078 18.03.1996, p. 0003 title: A4-0034/1996 type: Committee report tabled for plenary, 1st reading/single reading body: EP
  • date: 1996-03-27T00:00:00 docs: title: PE216.288/DEF committee: ECON type: Committee opinion body: EP
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  • date: 1996-06-20T00:00:00 docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1996&nu_doc=292 title: EUR-Lex url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:C:1996:221:SOM:EN:HTML title: OJ C 221 30.07.1996, p. 0031 title: COM(1996)0292 summary: type: Modified legislative proposal body: EC
  • date: 1996-12-16T00:00:00 docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=ADV&RESULTSET=1&DOC_ID=7898%2F96&DOC_LANCD=EN&ROWSPP=25&NRROWS=500&ORDERBY=DOC_DATE+DESC title: 07898/1/1996 url: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ:C:1997:069:TOC title: OJ C 069 05.03.1997, p. 0001 summary: type: Council position body: CSL
  • date: 1997-01-13T00:00:00 docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=SECfinal&an_doc=1997&nu_doc=30 title: EUR-Lex title: SEC(1997)0030 summary: type: Commission communication on Council's position body: EC
  • date: 1997-02-11T00:00:00 docs: title: PE221.008/RC type: Committee draft report body: EP
  • date: 1997-03-19T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A4-1997-93&language=EN title: A4-0093/1997 url: https://eur-lex.europa.eu/JOHtml.do?uri=OJ:C:1997:132:SOM:EN:HTML title: OJ C 132 28.04.1997, p. 0007 type: Committee recommendation tabled for plenary, 2nd reading body: EP
  • date: 1997-04-09T00:00:00 docs: url: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ:C:1997:132:TOC title: OJ C 132 28.04.1997, p. 0067-0083 title: T4-0145/1997 summary: type: Text adopted by Parliament, 2nd reading body: EP
  • date: 1997-07-10T00:00:00 docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1997&nu_doc=355 title: EUR-Lex title: COM(1997)0355 summary: type: Commission opinion on Parliament's position at 2nd reading body: EC
  • date: 1998-04-03T00:00:00 docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=ADV&RESULTSET=1&DOC_ID=0228%2F98&DOC_LANCD=EN&ROWSPP=25&NRROWS=500&ORDERBY=DOC_DATE+DESC title: N4-0228/1998 type: Document attached to the procedure body: CSL
events
  • date: 1995-07-17T00:00:00 type: Legislative proposal published body: EC docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1995&nu_doc=360 title: EUR-Lex title: COM(1995)0360 summary:
  • date: 1995-09-18T00:00:00 type: Committee referral announced in Parliament, 1st reading/single reading body: EP
  • date: 1996-02-12T00:00:00 type: Vote in committee, 1st reading/single reading body: EP summary:
  • date: 1996-02-12T00:00:00 type: Committee report tabled for plenary, 1st reading/single reading body: EP docs: title: A4-0034/1996
  • date: 1996-05-08T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19960508&type=CRE title: Debate in Parliament
  • date: 1996-05-09T00:00:00 type: Decision by Parliament, 1st reading/single reading body: EP docs: title: T4-0214/1996 summary:
  • date: 1996-06-20T00:00:00 type: Modified legislative proposal published body: EC docs: url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1996&nu_doc=292 title: EUR-Lex title: COM(1996)0292 summary:
  • date: 1996-12-16T00:00:00 type: Council position published body: CSL docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=ADV&RESULTSET=1&DOC_ID=7898%2F96&DOC_LANCD=EN&ROWSPP=25&NRROWS=500&ORDERBY=DOC_DATE+DESC title: 07898/1/1996 summary:
  • date: 1997-01-16T00:00:00 type: Committee referral announced in Parliament, 2nd reading body: EP
  • date: 1997-03-19T00:00:00 type: Vote in committee, 2nd reading body: EP summary:
  • date: 1997-03-19T00:00:00 type: Committee recommendation tabled for plenary, 2nd reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A4-1997-93&language=EN title: A4-0093/1997
  • date: 1997-04-08T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19970408&type=CRE title: Debate in Parliament summary: The rapporteur accused the Council of favouring an approach which would give it implementing powers. She had therefore tabled two amendments proposing to set up a committee which would allow Parliament to have a vote on the chapter. Commissioner Monti stated that he could accept Amendment No 3, which introduced a recital on the modus vivendi . However, he was against all the amendments relating to the committee, particularly its role and any urgent decision-making procedure (Amendments Nos 1, 2, 6, 7, 9 and 10). He also rejected Amendments Nos 5 and 8, which called into question the Council’s provisional competence during the period prior to the establishment of the securities committee.
  • date: 1997-04-09T00:00:00 type: Decision by Parliament, 2nd reading body: EP docs: title: T4-0145/1997 summary:
  • date: 1997-06-26T00:00:00 type: Parliament's amendments rejected by Council body: CSL
  • date: 1997-11-18T00:00:00 type: Formal meeting of Conciliation Committee body: EP/CSL summary:
  • date: 1998-02-10T00:00:00 type: Formal meeting of Conciliation Committee body: EP/CSL summary:
  • date: 1998-04-03T00:00:00 type: Final decision by Conciliation Committee body: EP/CSL summary:
  • date: 1998-05-11T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19980511&type=CRE title: Debate in Parliament summary: In a statement on the failure of the conciliation procedure on investment services in the securities sector, the part-session President, Mr Renzo IMBENI (PSE, IT), pointed out the generally successful operation of the codecision procedure. Since this procedure had entered into force, 124 acts had been adopted, including 77 without any recourse to the Conciliation Committee. For the other 47, the Conciliation Committee had reached an agreement. Therefore, over the previous four years, there had only been one disagreement between Parliament and Council within the Committee: this was in 1994 on the subject of voice telephony. In the case of the proposal for a directive on securities, the Conciliation Committee had failed to reach agreement specifically on the comitology provisions. As the Council had not confirmed its common position (which involved the early application of the new provisions of the Treaty of Amsterdam eliminating the third reading), the act had to be regarded as not adopted and the President announced a new Commission proposal for the beginning of June. The Chairperson of the Conciliation Committee, Mrs Nicole FONTAINE (EPP, FR), considered that the procedure’s failure stemmed from the Council’s stubbornness in wanting to impose a type 3b committee, which she denounced as anti-democratic. The European Parliament delegation to the Conciliation Committee had been unable to accept a solution that would have committed it to an unfortunate precedent. Following this particular case, Mrs Nicole FONTAINE urged all parties to find a long-term solution on comitology. The Council should realise that implementation measures needed to be adopted which respected the principles of transparency and democracy.
  • date: 1998-05-12T00:00:00 type: End of procedure in Parliament body: EP
  • date: 1998-05-12T00:00:00 type: End of procedure in Parliament body: EP
other
  • body: CSL type: Council Meeting council: Former Council configuration
procedure/subject
Old
  • 2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
  • 2.50.04 Banks and credit
New
2.50.03
Securities and financial markets, stock exchange, CIUTS, investments
2.50.04
Banks and credit
2015-11-04Show (1) Changes | Timetravel
links/European Commission/title
Old
PreLex
New
EUR-Lex
2014-11-10Show (5) Changes
activities
  • date: 1995-07-17T00:00:00 docs: url: http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1995&nu_doc=360 celexid: CELEX:51995PC0360:EN type: Legislative proposal published title: COM(1995)0360 type: Legislative proposal published body: EC commission:
  • date: 1995-09-18T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: False committee: ECON date: 1995-10-16T00:00:00 committee_full: Economic and Monetary Affairs, Industrial Policy rapporteur: group: ELDR name: WATSON Sir Graham body: EP responsible: True committee: JURI date: 1995-09-29T00:00:00 committee_full: Legal Affairs, Citizens' Rights rapporteur: group: PSE name: ODDY Christine Margaret
  • body: EP committees: body: EP responsible: False committee: ECON date: 1995-10-16T00:00:00 committee_full: Economic and Monetary Affairs, Industrial Policy rapporteur: group: ELDR name: WATSON Sir Graham body: EP responsible: True committee: JURI date: 1995-09-29T00:00:00 committee_full: Legal Affairs, Citizens' Rights rapporteur: group: PSE name: ODDY Christine Margaret docs: type: Committee report tabled for plenary, 1st reading/single reading title: A4-0034/1996 date: 1996-02-12T00:00:00 type: Vote in committee, 1st reading/single reading
  • date: 1996-05-08T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19960508&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
  • date: 1996-05-09T00:00:00 docs: type: Decision by Parliament, 1st reading/single reading title: T4-0214/1996 body: EP type: Decision by Parliament, 1st reading/single reading
  • date: 1996-06-20T00:00:00 docs: url: http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=1996&nu_doc=292 celexid: CELEX:51996PC0292:EN type: Modified legislative proposal published title: COM(1996)0292 type: Modified legislative proposal published body: EC commission:
  • body: CSL meeting_id: 1981 docs: url: http://register.consilium.europa.eu/content/out?lang=EN&typ=SET&i=ADV&RESULTSET=1&DOC_ID=7898%2F96&DOC_LANCD=EN&ROWSPP=25&NRROWS=500&ORDERBY=DOC_DATE+DESC type: Council position published title: 07898/1/1996 council: Culture date: 1996-12-16T00:00:00 type: Council Meeting
  • date: 1997-01-16T00:00:00 body: EP type: Committee referral announced in Parliament, 2nd reading committees: body: EP responsible: True committee: JURI date: 1995-09-29T00:00:00 committee_full: Legal Affairs, Citizens' Rights rapporteur: group: PSE name: ODDY Christine Margaret
  • body: EP committees: body: EP responsible: True committee: JURI date: 1995-09-29T00:00:00 committee_full: Legal Affairs, Citizens' Rights rapporteur: group: PSE name: ODDY Christine Margaret docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A4-1997-93&language=EN type: Committee recommendation tabled for plenary, 2nd reading title: A4-0093/1997 date: 1997-03-19T00:00:00 type: Vote in committee, 2nd reading
  • date: 1997-04-08T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19970408&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
  • date: 1997-04-09T00:00:00 docs: type: Decision by Parliament, 2nd reading title: T4-0145/1997 body: EP type: Decision by Parliament, 2nd reading
  • date: 1997-06-26T00:00:00 body: CSL type: Council Meeting council: General Affairs meeting_id: 2019
  • date: 1997-11-18T00:00:00 body: EP/CSL type: Formal meeting of Conciliation Committee
  • date: 1998-02-10T00:00:00 body: EP/CSL type: Formal meeting of Conciliation Committee
  • date: 1998-04-03T00:00:00 body: EP/CSL type: Final decision by Conciliation Committee
  • date: 1998-05-11T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=19980511&type=CRE type: Debate in Parliament title: Debate in Parliament body: EP type: Debate in Parliament
  • date: 1998-05-12T00:00:00 body: EP type: End of procedure in Parliament
committees
  • body: EP responsible: False committee: ECON date: 1995-10-16T00:00:00 committee_full: Economic and Monetary Affairs, Industrial Policy rapporteur: group: ELDR name: WATSON Sir Graham
  • body: EP responsible: True committee: JURI date: 1995-09-29T00:00:00 committee_full: Legal Affairs, Citizens' Rights rapporteur: group: PSE name: ODDY Christine Margaret
links
European Commission
other
  • body: CSL type: Council Meeting council: Former Council configuration
procedure
reference
1995/0188(COD)
subtype
Legislation
legal_basis
EC before Amsterdam E 057-p2
stage_reached
Procedure rejected
instrument
Directive
title
Investment firms, credit institutions: capital adequacy, securities field (amend. Directives 93/6/EEC, 93/22/EEC)
type
COD - Ordinary legislative procedure (ex-codecision procedure)
subject
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