Progress: Procedure completed
Role | Committee | Rapporteur | Shadows |
---|---|---|---|
Lead | BUDG | GRÄSSLE Ingeborg ( PPE) | NEGRESCU Victor ( S&D), KÖLMEL Bernd ( ECR), ALI Nedzhmi ( ALDE), TARAND Indrek ( Verts/ALE), VALLI Marco ( EFDD) |
Committee Opinion | AFET | EHLER Christian ( PPE) | Marek JUREK ( ECR), Sabine LÖSING ( GUE/NGL), Jozo RADOŠ ( ALDE), Indrek TARAND ( Verts/ALE) |
Committee Opinion | INTA | ||
Committee Opinion | CONT | DEUTSCH Tamás ( PPE) | Louis ALIOT ( ENF), Rina Ronja KARI ( GUE/NGL), Marco VALLI ( EFDD) |
Committee Opinion | ECON | ||
Committee Opinion | EMPL | ||
Committee Opinion | ENVI | ||
Committee Opinion | ITRE | ||
Committee Opinion | IMCO | ||
Committee Opinion | TRAN | ||
Committee Opinion | REGI | ||
Committee Opinion | CULT | ||
Committee Opinion | JURI | ||
Committee Opinion | LIBE |
Lead committee dossier:
Legal Basis:
Euratom Treaty A 106a-pa, TFEU 322-p1
Legal Basis:
Euratom Treaty A 106a-pa, TFEU 322-p1Events
PURPOSE: to align the Financial Regulation to new procurement rules.
LEGISLATIVE ACT: Regulation (EU, Euratom) 2015/1929 of the European Parliament and of the Council amending Regulation (EU, Euratom) No 966/2012 on the financial rules applicable to the general budget of the Union.
CONTENT: the Regulation amends the financial rules applicable to the general budget of the Union . The aim of the new Regulation is to align the procurement procedures used by the EU institutions for awarding contracts to the new procurement rules applicable to member states, set out in directives 2014/24/EU and 2014/23 .
In addition, concessions for works and services are introduced for the first time in the Financial Regulation and are subject to the same types of procedures as public contracts.
The revised Financial Regulation provides for the following:
Respect for environmental, social and labour law obligations : the Regulation stipulated that the contracting authorities may contribute to the protection of the environment and the promotion of sustainable development , while ensuring that they can obtain the best value for money for their contracts, in particular through requiring specific labels and/or through the use of appropriate award methods.
Economic operators shall comply with the applicable environmental, social and labour law obligations established by Union law, national legislation, collective agreements or the applicable international social and environmental conventions listed in Annex X to Directive 2014/24/EU.
Such obligations should be part of the minimum requirements defined by the contracting authority and should be integrated in the contracts signed by the contracting authority.
Single early detection system : in order to protect the Union's financial interests, a single early detection and exclusion system should be set up by the Commission, and the rules for exclusion from participation in procurement procedures should be improved in order to strengthen the protection of those interests. Information exchanged within the early detection system shall be centralised in a database set up by the Commission and shall be managed in full compliance with the right to privacy and other rights.
Exclusion of economic operators : the decision of exclusion of an economic operator from participation in procurement procedures or the imposition of a financial penalty and the decision to publish the related information should be taken by the relevant contracting authority, in view of its autonomy in administrative matters.
In the absence of a final judgment or final administrative decision and in cases related to a serious breach of contract, the contracting authority should take its decision having regard to the recommendation of a panel on the basis of a preliminary classification in law of the conduct of the economic operator concerned. The panel should also assess the duration of an exclusion in cases where the duration has not been set by the final judgment or the final administrative decision.
Reasons for exclusion : the Regulation provides that an economic operator should be excluded by the contracting authority when a final judgment or a final administrative decision has been taken in the case of grave professional misconduct, non-compliance, whether intentional or not, with the obligations related to the payment of social security contributions or the payment of taxes, fraud affecting the general budget of the Union, corruption, participation in a criminal organisation, money laundering, terrorist financing, terrorist related offences, child labour or other forms of trafficking in human beings or irregularity. It should also be excluded in the case of a serious breach of contract or bankruptcy.
An economic operator should not be subject to a decision of exclusion when it has taken remedial measures , thus demonstrating its reliability.
The information related to an exclusion or a financial penalty should only be published in the case of grave professional misconduct, fraud, a significant deficiency in complying with the main obligations of a contract financed by the budget or an irregularity.
Conflicts of interest and grave professional misconduct : the new Regulation states that it is appropriate that different cases usually referred to as situations of conflict of interest are identified and treated distinctly. The notion of a ‘conflict of interest’ should be solely used for cases where an official or an agent of a Union institution is in such a situation.
In cases where an economic operator attempts to unduly influence a procedure or obtain confidential information , this should be treated as grave professional misconduct.
ENTRY INTO FORCE: 31.10.2015. The Regulation shall apply from 1.1.2016.
The European Parliament adopted by 645 votes to 16, with 27 abstentions, a legislative resolution on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EU, Euratom) No 966/2012 on the financial rules applicable to the general budget of the Union.
The European Parliament’s position adopted in first reading following the ordinary legislative procedure amend the Commission proposal. The main amendments adopted in plenary concerning the following issues:
Public procurement : it is stipulated that the term "procurement" shall mean the acquisition by means of a contract of works, supplies or services and the acquisition or rental of land, existing buildings or other immovable property, by one or more contracting authorities from economic operators chosen by those contracting authorities.
Obligations in the areas of environmental, social and labour law : minimum requirements shall include compliance with applicable environmental, social and labour law obligations established by Union law, national legislation, collective agreements or the applicable international social and environmental conventions listed in Annex X to Directive 2014/24/EU .
It has been clarified how the contracting authorities can contribute to the protection of the environment and the promotion of sustainable development, while ensuring that they can obtain the best value for money for their contracts, in particular through requiring specific labels and/or through the use of appropriate award methods.
Single early detection system : the Commission should set up and operate a single early detection and exclusion system. The purpose of such a system shall be to facilitate: (i) the early detection of risks threatening the Union's financial interests; (ii) the exclusion of an economic operator which is in one of the exclusion situations; (iii) the imposition of a financial penalty on an economic operator.
Information exchanged within the early detection system shall be centralised in a database set up by the Commission and shall be managed in full compliance with the right to privacy and other rights.
The decision to exclude and/or to impose a financial penalty shall be taken by the contracting authority. Such a decision shall be based on a final judgment or on a final administrative decision.
In the absence of a final judgment or final administrative decision and in cases related to a serious breach of contract, the contracting authority should take its decision having regard to the recommendation of a panel on the basis of a preliminary classification in law of the conduct of the economic operator concerned. The role of the panel should be to ensure the coherent operation of the exclusion system . The panel should be composed of a standing chair, representatives of the Commission and a representative of the relevant contracting authority. The panel should also assess the duration of an exclusion in the cases where the duration has not been set by the final judgment or the final administrative decision.
Criteria for exclusion : an economic operator should be excluded by the contracting authority when a final judgment or a final administrative decision has been taken in the case of: (i) grave professional misconduct, (ii) non-compliance, whether intentional or not, with the obligations related to the payment of social security contributions or the payment of taxes, (iii) fraud affecting the general budget of the Union, (iv) corruption, (v) participation in a criminal organisation, (vi) money laundering, terrorist financing, terrorist related offences, (vii) child labour or other forms of trafficking in human beings or irregularity. It should also be excluded in the case of a serious breach of contract or bankruptcy .
The contracting authority should also be able to exclude an economic operator where a natural or legal person assuming unlimited liability for the debts of that economic operator is bankrupt or in a similar situation of insolvency or where that natural or legal person fails to comply with its obligations to pay social security contributions or taxes, where such situations impact the financial situation of the economic operator.
An economic operator should not be subject to a decision of exclusion when it has taken remedial measures , thus demonstrating its reliability.
Conflict of interest and grave professional misconduct : the amended Regulation makes a distinction between different cases usually referred to as situations of conflict of interest. The notion of a "conflict of interest" should be solely used for cases where an official or an agent of a Union institution is in such a situation.
On the other hand, grave professional misconduct includes, in particular, any of the following:
fraudulently or negligently misrepresenting information required for the verification of the absence of grounds for exclusion or the fulfilment of selection criteria or in the performance of a contract; entering into agreement with other economic operators with the aim of distorting competition; violating intellectual property rights; attempting to influence the decision-making process of the contracting authority and attempting to obtain confidential information that may confer upon it undue advantages in the procurement procedure.
Financial penalties : the contracting authority may impose a financial penalty on an economic operator who has attempted to obtain access to Union funds by participating or requesting to participate in a procurement procedure while being, without having declared it, in one of the exclusion situations. The amount of the financial penalty shall represent b etween 2% and 10% of the total value of the contract .
The decision of exclusion of an economic operator from participation in procurement procedures or the imposition of a financial penalty and the decision to publish the related information should be taken by the relevant contracting authority, in view of its autonomy in administrative matters.
Rejection of a procurement procedure : before taking a decision to reject an economic operator from a given procurement procedure, the contracting authority shall give the economic operator the opportunity to submit its observations, unless the rejection has been justified by an exclusion decision taken with regard to the economic operator, following an examination of its observations.
Presentation and evaluation of offers : according to the Regulation, the contracting authority may require tenderers to submit a guarantee in advance to make sure that the tenders submitted are not withdrawn. The required guarantee shall be proportionate to the estimated value of the contract and shall be set at an appropriate level in order to prevent discrimination against diverse economic operators.
Parliament also lays down the cases in which a contract or a specific contract under a framework contract may be modified without a new procurement procedure.
Electronic procurement : in order to ensure that Union funds are used in an effective, transparent, and appropriate way, an amendment stressed that electronic procurement should contribute to a better use of Union funds and enhance access to contracts for all economic operators.
The Committee on Budgets adopted the report by Ingeborg GRÄSSLE (EPP, DE) on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EU, Euratom) No 966/2012 on the financial rules applicable to the general budget of the Union.
The proposal under consideration aimed at aligning the financial regulation with the new directives on public procurement and on the award of concession contracts awarded by the European institutions on their own account.
The committee recommended that the position of the European Parliament adopted in first reading following the ordinary legislative procedure should amend the commission proposal as follows:
Principles applicable to public procurement : the estimated value of a contract may not be determined with a view to circumventing the applicable rules , nor may a contract be split up for that purpose. The contracting authority shall give reasons when it decides not to divide a contract into lots.
In accordance with the principle of sustainability , contracting authorities shall take suitable measures to ensure that, when executing contracts, economic operators comply with the environmental, social and labour law obligations established by Union or national legislation, collective agreements or the international environmental, social and labour conventions listed in Annex X to Directive 2014/24/EU.
Exclusion criteria : in order to protect the financial interests of the Union, Members proposed integrating tax fraud, tax evasion - including tax evasion via untaxed offshore structures - misuse of corporate assets, embezzlement of public funds in the criteria for exclusion from participation in procurement procedures of EU institutions.
Conflicts of interests and grave professional misconduct : the report aimed to distinguish different kinds of ‘conflict of interests’ and treat them differently. Accordingly, the term ‘conflict of interest’ should be solely used for cases where an official or agent of an EU institution is in such situation.
On the other hand, grave professional misconduct would mean:
fraudulently or negligently misrepresenting information; entering into agreement with other economic operators with the aim of distorting competition or violating intellectual property rights; attempting to influence the decision-making process of the contracting authority during the procedure; attempting to obtain confidential information on the procedure.
Before taking a decision to reject an economic operator from a given procedure, the contracting authority should give the economic operator the opportunity to submit its observations, unless the rejection had been justified, by an exclusion decision taken with regard to the economic operator, following the examination of its observations.
The early detection and exclusion system : for cases of grave professional misconduct, fraud, corruption, participation in a criminal organisation, money laundering, terrorist financing, or serious breach of contract, a panel should be set up by the Commission at the request of an authorising officer of the Commission or of an executive agency.
Where the request of the authorising officer was based, inter alia, on the information provided by OLAF, the Office should cooperate with the panel in accordance with Regulation (EU, Euratom) No 883/2013 , with due regard to the respect for procedural and fundamental rights, and to the protection of whistle-blowers. The panel might take an exclusion decision including as regards the duration of the exclusion and/or may impose a financial penalty which should represent between 2 % and 10 % of the total value of the contract, without prejudice to the application of liquidated damages or other contractual penalties. In cases of corruption, terrorist financing, human trafficking, etc. – the panel would have the option of permanently excluding the economic operator . Where the exclusion or financial penalty was not published, the Commission should regularly inform the European Parliament and the Council of those decisions, using appropriate measures to ensure confidentiality. The limitation period for excluding or imposing financial penalties on an economic operator should be five years calculated from the date on which the wrongdoing was committed or the date of the final judgment of a national jurisdiction. Members introduced an additional sanction mechanism for Member States who failed to cooperate with the Commission on the early detection and exclusion system.
Submission and evaluation : the proposal stated that the contracting authority might require tenderers to submit a guarantee in advance to make sure that the tenders submitted would not be withdrawn. In such cases, Members considered that the guarantee required should be proportionate to the estimated value of the contract and be set at a very low level in order to prevent discrimination against diverse economic operators.
Members also set out the cases where a contract or a specific contract might be modified without a new procurement procedure.
Electronic procurement : the report stressed that Union public procurement should serve to ensure that Union funds are used in an effective, transparent, and appropriate way and, in that regard, electronic procurement should contribute to better use of public funds and enhance access to public contracts for all economic operators.
Framework contracts : for framework contracts with reopening of competition, Members felt that it was appropriate to waive the obligation to provide the characteristics and relative advantages of the successful tender to an unsuccessful contractor, on the basis that the receipt of such information by parties to the same framework contract each time a competition was reopened might prejudice fair competition between them.
Separate discharge : Members introduced an amendment implementing the Joint Statement of 29 May 2014 made by the European Parliament, the Council and the Commission on the separate discharge for Joint Undertakings under Article 209 of the Financial Regulation, as confirmed by all stakeholders at the Round Table of 13 November 2014 on audit and discharge for Joint Undertakings.
OPINION No 1/2015 of the COURT OF AUDITORS concerning the proposal for a Regulation of the European Parliament and of the Council amending Regulation (EU, Euratom) No 966/2012 on the financial rules applicable to the general budget of the Union.
Following the requests addressed by the European Parliament (23 July 2014) and by the Council (18 July 2014), the Court of Auditors made the following remarks on the proposal.
1) Purpose of the proposal for a Regulation
The Court of Auditors approved of the goal of alignment of the financial rules applicable to the general budget of the Union contained in Directive 2014/24/EU and in Directive 2014/23/EU on the award of concession contracts.
Since the provisions of the Financial Regulation and the rules of implementation are closely linked, the Court of Auditors considers that it should be informed about the amendments which the Commission proposes to the rules of application before the legislator adopts the rules amending the Financial Regulation.
The proposal should therefore also have Article 325 of the TFEU as its legal basis given it also involves a considerable number of rules aimed at reinforcing the protection of the EU's financial interests.
2) Infringement of the rules on decision-making; impediment to the objective of clarification
The Court of Auditors considered that dividing the topic of public procurement between, on the one hand, the Financial Regulation and, on the other, the rules of application infringes the rules on and procedures for decision-making.
The Court of Auditors therefore is of the opinion that the legislator cannot delegate to the Commission, under Article 290 of the TFEU , the power to determine the essential elements relating to public procurement — as would be done through the current proposal for a Regulation.
Moreover, given that the proposal would probably place most key notions and concepts of public procurement in the regulation containing the rules of application, the Court of Auditors is unable to appraise whether this revision would fully achieve the objective of clarifying the public procurement rules.
The Court of Auditors recommended that priority be given to compliance with the decision-making process and to the objective of clarification. In the Court's view, that objective would be met by codifying all the public procurement rules applicable to the institutions in a separate regulation, which would make the rules easier to comprehend and consult.
3) Financial rules not fully aligned with the objectives of the directives revising and modernising the public procurement rules
The Court of Auditors recommended that there be a clear reminder of the objectives in the recitals to the proposed regulation. These are: (i) to increase the efficiency of public spending, facilitating in particular the participation of SMEs in public procurement, and; (ii) to enable procurers to make better use of public procurement in support of common societal goals .
According to the Court, the aim of making better use of public procurement in support of common societal goals should be clearly expressed, but with the proviso that using public procurement in this way cannot be allowed to detract from the sound financial management of the EU budget.
Moreover, the obligation to comply with environmental, social and labour law should be reiterated among the general principles that are applicable to procurement and accompanied by explicit sanctions against non-compliant tenderers or contractors.
4) Unsuitability of the proposed mechanisms to protect the financial interests of the European Union
The Court of Auditors considered that the Commission should continue to be the only institution entrusted with managing the central exclusion database , using timely information sent by the other institutions and bodies of the EU. A system of this kind could remove those institutions' and bodies' control over their own procurement procedures and the management of their own contracts and generate conflicting responsibilities among the authorities and panels charged with the protection of financial interests — and with OLAF in particular.
The Court of Auditors considers that the system envisaged by the proposal for a Regulation should be revised in the light of the principles that penalties must be defined by law and be proportionate and that the right of defence must be respected.
PURPOSE: to amend the Financial Regulation (FR) to take account of the new directives on public procurement and on the award of concession contracts awarded by the European institutions on their own account.
PROPOSED ACT: Regulation of the European Parliament and of the Council.
ROLE OF THE EUROPEAN PARLIAMENT: the European Parliament decides in accordance with the ordinary legislative procedure and on an equal footing with the Council.
BACKGROUND: Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council lays down the rules for the establishment and the implementation of the general budget of the European Union. In particular, it also contains rules on public procurement.
Following the adoption of Directive 2014/24/EU of the European Parliament and of the Council on public procurement and repealing Directive 2004/18/EC and of Directive 2014/23/EU of the European Parliament and of the Council on the award of concession contracts, provision should be made for the rules contained in these Directives to apply to contracts awarded by the European institutions on their own account.
CONTENT: the proposal aims to amend Regulation (EU, EURATOM) No 966/2012 on the financial rules applicable to the general budget of the Union in order to take account of the new directives on public procurement and on the award of concession contracts awarded by the European institutions on their own account.
The modifications brought about to the text of the Financial Regulation (FR) can be classified into three main groups.
Alignment with the Directive : new provisions are introduced, such as market consultation, the new innovation partnership as a procedure, the introduction of compliance with environmental, social and labour law as a key requirement, evaluation of criteria in no particular order, award methodology based on the most economically advantageous tender.
In addition, concessions for works and services are introduced for the first time in the FR and are subject to the same types of procedures as public contracts.
Provisions on exclusion : the grounds for exclusion are clarified and aligned with the Directive as well as the possibility for the economic operator concerned to take remedial measures. Exclusion is clearly separated from the rejection from a given procedure to avoid confusion.
A single system is set up for increasing the protection of the Union financial interests which takes into account the existing Central Exclusion Database. The aim of the system is to ensure the early detection and prevention of risk as well as the publication of information related to excluded economic operators. An exclusion panel is set up to take exclusion decisions after the analysis of the case and it guarantees the right of defence of economic operators.
Clarifications of the text and simplifications : these concern publicity measures above and below thresholds, requirements for opening and evaluation, rejection of non-compliant tenders, bank guarantees for works and complex services contracts, the fact that Union institutions are considered central contracting authorities according to the Directive, the reference to applicable Directive thresholds, electronic procedures and the opening up of procurement by institutions to international organisations.
Documents
- Commission response to text adopted in plenary: SP(2015)750
- Final act published in Official Journal: Regulation 2015/1929
- Final act published in Official Journal: OJ L 286 30.10.2015, p. 0001
- Draft final act: 00043/2015/LEX
- Results of vote in Parliament: Results of vote in Parliament
- Decision by Parliament, 1st reading: T8-0341/2015
- Committee report tabled for plenary, 1st reading: A8-0049/2015
- Committee opinion: PE539.750
- Committee opinion: PE541.620
- Amendments tabled in committee: PE546.617
- Court of Auditors: opinion, report: OJ C 052 13.02.2015, p. 0001
- Court of Auditors: opinion, report: N8-0022/2015
- Committee draft report: PE544.201
- Legislative proposal published: EUR-Lex
- Legislative proposal published: COM(2014)0358
- Committee draft report: PE544.201
- Court of Auditors: opinion, report: OJ C 052 13.02.2015, p. 0001 N8-0022/2015
- Amendments tabled in committee: PE546.617
- Committee opinion: PE539.750
- Committee opinion: PE541.620
- Draft final act: 00043/2015/LEX
- Commission response to text adopted in plenary: SP(2015)750
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Votes
A8-0049/2015 - Ingeborg Gräßle - Résolution législative #
Amendments | Dossier |
97 |
2014/0180(COD)
2014/12/10
AFET
1 amendments...
Amendment 2 #
Proposal for a regulation Article 1 – paragraph 13 Regulation (EU, EURATOM) No 966/2012 Article 190 – paragraph 1 1. The Commission shall be empowered to adopt delegated acts in accordance with Article 210 concerning detailed rules on external action procurement. These rules shall include specific provisions on procurement related to civilian missions under the Common Security and Defence Policy (CSDP) in order to guarantee the rapid and flexible conduct of operations, establishing, in particular, adapted fast- track procedures to be applied to all civilian CSDP missions.
source: 544.199
2015/01/16
BUDG
53 amendments...
Amendment 24 #
Draft legislative resolution Citation 2 – having regard to Article 294(2)
Amendment 25 #
Proposal for a regulation Citation 1 Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 322 and 325 thereof, in conjunction with the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,
Amendment 26 #
Proposal for a regulation Recital 5 a (new) (5a) Article 11 of the Treaty on the Functioning of the European Union stipulates that environmental protection requirements be integrated into the definition and implementations of the Union's policies and activities, in particular with a view to promoting sustainable development. It is therefore important to clarify how the contracting authorities can contribute to the protection of the environment and the promotion of sustainable development, whilst ensuring that they can obtain the best value for money for their contracts.
Amendment 27 #
Proposal for a regulation Recital 9 a (new) Amendment 28 #
Proposal for a regulation Recital 11 a (new) (11a) It is appropriate to identify and treat distinctly different cases usually referred to as situations of "conflict of interest". The notion of "conflict of interest" should be solely used for cases where an official or agent of a Union institution is in such situation. If an economic operator attempts to unduly influence a procedure or obtain confidential information, this is to be treated as "grave professional misconduct". Finally, economic operators may be in a situation where they cannot implement a contract because of a professional conflicting interest, for instance a company should not evaluate a project in which it has participated or an auditor should not be in a position to audit accounts it has previously certified.
Amendment 29 #
Proposal for a regulation Recital 29 a (new) (29a) This Regulation respects the fundamental rights and observes the principles enshrined in the Charter of Fundamental Rights of the European Union, in particular Articles 47 to 50 thereof, from which it can be derived that the legality and proportionality of offences and penalties must be ensured, and that everyone has the right to an effective remedy and a fair trial, the right of defence and the right not to be tried or punished twice in a proceeding for the same offence.
Amendment 30 #
Proposal for a regulation Article 1 – point -1 (new) Regulation (EU, Euratom) No 966/2012 Article 58 – paragraph 8 (-1) Article 58(8) is replaced by the following: "8. The Commission shall be empowered to adopt delegated acts in accordance with Article 210 concerning detailed rules on the methods of implementation of the budget, including direct management, the exercise of powers delegated to executive agencies, and specific provisions for indirect management with international organisations, with bodies referred to in Articles 208 and 209, with public law bodies or bodies governed by private law with a public service mission, with bodies governed by the private law of a Member
Amendment 31 #
Proposal for a regulation Article 1 – point 1 a (new) Regulation (EU, Euratom) No 966/2012 Article 60 – paragraph 3 (1a) Article 60(3) is replaced by the following: "3. The entities and persons entrusted pursuant to point (c) of Article 58(1) shall prevent, detect and correct irregularities and fraud when executing tasks relating to the implementation of the budget. To this end, they shall carry out, in accordance with the principle of proportionality, ex ante and ex post controls including, where appropriate, on-the-spot checks on representative and/or risk-based samples of transactions, to ensure that the actions financed from the budget are effectively carried out and implemented correctly. They shall also recover funds unduly paid
Amendment 32 #
Proposal for a regulation Article 1 – point 1 b (new) Regulation (EU, Euratom) No 966/2012 Article 66 – paragraph 9 – subparagraph 2 (1b) The second subparagraph of Article 66(9) is replaced by the following: "The activity report shall indicate the results of the operations by reference to the objectives set, the risks associated with those operations, the use made of the resources provided and the efficiency and effectiveness of internal control systems, including an overall assessment of the costs and benefits of controls. The report shall also include an assessment of the extent to which the operations have contributed to policy achievements and generated Union added value, as well as of the overall performance of those operations."
Amendment 33 #
Proposal for a regulation Article 1 – point 1 c (new) Regulation (EU, Euratom) No 966/2012 Article 66 – paragraph 9 – subparagraph 3 (1c) The third subparagraph of Article 66(9) is replaced by the following: "No later than 15 June each year, the Commission shall send to the European Parliament and the Council a summary of the annual activity reports for the preceding year. The annual activity report of each authorising officer by delegation
Amendment 34 #
Proposal for a regulation Article 1 – point 1 a (new)Regulation (EU, Euratom) No 966/2012 Article 99 – paragraph 5 1a. Article 99(5) is replaced by the following: 5. Each year the institution shall
Amendment 35 #
Proposal for a regulation Article 1 – point 1 d (new) Regulation (EU, Euratom) No 966/2012 Article 99 – paragraph 5 Amendment 36 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 101 – paragraph 7 a (new) 7 a. 'Administrative decision' means a decision of an administrative authority having final and binding effect in accordance with the legal provisions of the country in which the economic operator is established, with those of the Member State of the contracting authority, or with the applicable Union legal provisions.
Amendment 37 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 102 – paragraph 2 - subparagraph 2 a (new) The contracting authority shall give reasons when it decides not to divide a contract into lots.
Amendment 38 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 102 – paragraph 2 a (new) Amendment 39 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 102 – paragraph 2 a (new) 2a. In accordance with the principle of sustainability, procurement is conducted in such a way as to have continuous and measurable progress in environmental performance, which is to be achieved by reducing environmental impacts whilst ensuring that the best value for money for contracts is obtained.
Amendment 40 #
Proposal for a regulation Article 1 – point 1 Regulation (EU, Euratom) No 966/2012 Article 104 – paragraph 5 5. The Commission shall be empowered to adopt delegated acts in accordance with Article 210 concerning detailed rules on the types of procurement procedures
Amendment 41 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 105 – paragraph 2 2. In the procurement documents, the contracting authority shall identify the subject matter of the procurement by providing a description of its needs and the characteristics required of the works, supplies or services to be bought and specify the applicable exclusion, selection and award criteria. It shall also indicate which elements define the minimum requirements to be met by all
Amendment 42 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 1 – point d (d) fraud, tax fraud, tax evasion – including tax evasion via untaxed offshore structures –, corruption, participation in a criminal organisation, money laundering, terrorist financing, terrorist-related offences, child labour or other forms of trafficking in human beings on the basis of evidence established by the panel referred to in Article 108 or as established by a final judgement;
Amendment 43 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 1 a (new) 1a. "Professional misconduct" shall mean violation of laws or regulations or of ethical standards of the profession to which the economic operator belongs, as well as any wrongful conduct which has an impact on its professional credibility. Professional misconduct shall only give rise to exclusion where it denotes a wrongful intent or gross negligence. Any of the following conducts are deemed to be grave professional misconduct: (a) misrepresenting information; (b) entering into agreement with other economic operators with the aim of distorting competition; (c) violating intellectual property rights; (d) attempting to influence the decision- making process of the contracting authority during the procedure; (e) attempting to obtain confidential information on the procedure.
Amendment 44 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 1 a (new) 1a. Evidence may include: (a) facts established in the context of audits or investigations carried out by the Court of Auditors, OLAF or internal audit, or any other check, audit or control made under the responsibility of the contracting authority; (b) administrative decisions which may include disciplinary measures taken by the competent supervisory body responsible for the verification of the application of standards of professional ethics, decisions of the ECB, the EIB, international organisations, or the Commission relating to the infringement of the Union's competition rules or decisions of a national competent authority.
Amendment 45 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 3 – subparagraph 1 3. Except for cases provided for in point (d) of paragraph 1, the
Amendment 46 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 3 – subparagraph 2 a (new) The contracting authority shall report annually to the European Parliament and the Council, in accordance with the provisions of Title IX, on any decisions it has taken pursuant to the second subparagraph.
Amendment 47 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 7 7. The contracting authority may also
Amendment 48 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 107 – paragraph 1 a (new) 1 a. Before taking a decision to reject an economic operator from a given procedure, the contracting authority shall give the economic operator the opportunity to submit its observations, unless the rejection has been justified, in accordance with point (a) of paragraph 1, by an exclusion decision taken with regard to the economic operator, following the examination of its observations.
Amendment 49 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 2 – subparagraph 1 – point a (a) by OLAF in accordance with Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council* where an OLAF investigation in progress shows that it might be appropriate to take precautionary measures to protect the financial interests of the Union, with due regard to the respect for procedural and fundamental rights, and to the protection of whistleblowers;
Amendment 50 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 2 – subparagraph 1 – point b (b) by an authorising officer of the Commission or of an executive agency in case of presumed grave professional misconduct, irregularity, fraud, corruption or serious
Amendment 51 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 2 – subparagraph 1 – point c (c) by another institution, body or a European office in case of presumed grave professional misconduct, irregularity, fraud, corruption or serious breach of contract.
Amendment 52 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 3 – subparagraph 1 – introductory part 3. For the situations referred to in points (b), (d), (e) and (f) of Article 106(1), a panel shall be set up by the Commission at the request of an authorising officer of the Commission or of an executive agency or a
Amendment 53 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 3 – subparagraph 1 – point c (c) where the request of the authorising officer is based, inter alia, on the information provided by OLAF, the Office shall cooperate with the panel in accordance with Regulation (EU, Euratom) No 883/2013, with due regard to respect for procedural and fundamental rights, and to the protection of whistleblowers;
Amendment 54 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 3 – subparagraph 1 – point f (f) the panel may take an exclusion decision including as regards the duration of the exclusion and/or may impose a financial penalty on the basis of evidence and information received taking into account the principle of proportionality; the financial penalty shall represent between 2 % and 10 % of the total value of the contract, without prejudice to the application of liquidated damages or other contractual penalties;
Amendment 55 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 5 – subparagraph 1 – introductory part 5.
Amendment 56 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 5 – subparagraph 2 a (new) 2 a. Where the budget is implemented in indirect management with third countries, the Commission may take an exclusion decision or impose a financial penalty in accordance with the procedure referred to in paragraph 3, following the failure of the third country entrusted pursuant to point (c) of Article 58(1) to do so. This does not affect the responsibility, under Article 60(3), of the third country to prevent, detect and correct irregularities and fraud.
Amendment 57 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 8 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 210 concerning detailed rules on the Union’s system for the protection of the Union's financial interests, including its standardised procedures and the details subject to publication, the time limits to exclude, the organisation of the panel, the criteria for membership of the panel, the selection process for members of the panel, the prevention and management of conflicts of interest of members of the panel, the duration of exclusion and financial penalties.
Amendment 58 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 110 – paragraph 1 – point c a (new) (ca) the candidate or tenderer is not subject to conflicting interests which may negatively affect the performance of the contract.
Amendment 59 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 110 – paragraph 2 2. The contracting authority shall base the award of contracts on the most economically advantageous tender in accordance with Article 67 of Directive 2014/24/EU.
Amendment 60 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 110 – paragraph 2 a (new) 2 a. The contracting authority may decide not to award a contract to the tenderer submitting the most economically advantageous tender where it has established that the tender does not comply with the applicable environmental, social and labour law obligations established by Union or national legislation, collective agreements or the international environmental, social and labour conventions listed in Annex X to Directive 2014/24/EU.
Amendment 61 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 111 – paragraph 3 3. If deemed appropriate and proportionate, the contracting authority may require tenderers to submit a guarantee in advance to make sure that the tenders submitted will not be withdrawn. The guarantee demanded should be proportionate to the tender and should be set at a very low level in order to prevent discrimination against diverse economic operators.
Amendment 62 #
Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 115 – paragraph 1 – point c (c) ensure full performance of the contract
Amendment 63 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 5 – subparagraph 2 a (new) Where the budget is implemented in indirect management with third countries, the Commission may take an exclusion decision or impose a financial penalty in accordance with the procedure referred to in paragraph 3, following the failure of the third country entrusted pursuant to point (c) of Article 58(1) to do so. This does not affect the responsibility, under Article 60(3), of the third country to prevent, detect and correct irregularities and fraud.
Amendment 64 #
Proposal for a regulation Article 1 – point 4 Regulation (EU, Euratom) No 966/2012 Article 114a – paragraph 2 2. The contracting authority may modify a contract or framework contract
Amendment 65 #
Proposal for a regulation Article 1 – point 4 Regulation (EU, Euratom) No 966/2012 Article 114a – paragraph 2 a (new) Amendment 66 #
Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EU, Euratom) No 966/2012 Article 118 – paragraph 2 2. Subject to exceptions and conditions to be specified in the delegated acts adopted pursuant to this Regulation, in the case of contracts above the thresholds set out in paragraph 1, the contracting authority shall not sign the contract or framework contract with the successful tenderer until a standstill period has elapsed. Contracts signed before the end of the standstill period shall be void.
Amendment 67 #
Proposal for a regulation Article 1 – point 10 a (new) Regulation (EU, Euratom) No 966/2012 Article 139 – paragraph 5 (10a) Article 139(5) is replaced by the following: "5. Where financial instruments are implemented under shared management with Member States, the provisions applying to those instruments, including rules for contributions to financial instruments managed directly or indirectly in accordance with this Title, shall be laid down in the Regulations referred to in Article 175. Notwithstanding the foregoing, Article 140(8) shall also apply to financial instruments under shared management."
Amendment 68 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 162 – paragraph 1 (11a) Article 162(1) is replaced by the following: "1. The Court of Auditors shall transmit to the Commission and the institutions concerned, by 30 June, any observations which are, in its opinion, such that they
Amendment 69 #
Proposal for a regulation Article 1 - point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 162 – paragraph 1 (11a) Article 162(1) is replaced by the following: "1. The Court of Auditors shall transmit to the Commission and the institutions concerned
Amendment 70 #
Proposal for a regulation Article 1 – point 11 b (new) Regulation (EU, Euratom) No 966/2012 Article 163 – paragraph 1 11b. Article 163(1) is replaced by the following: "1. The Court of Auditors shall transmit to the institution or the body concerned any observations which are, in its opinion, such that they should appear in a special report. Those observations shall remain confidential and shall be subject to an adversarial procedure. The institution or the body concerned shall inform the Court of Auditors,
Amendment 71 #
Proposal for a regulation Article 1 – point 11 b (new) Regulation (EU, Euratom) No 966/2012 Article 163 – paragraph 1 – subparagraph 3 11b. In Article 163(1), the third subparagraph is replaced by the following: "The Court of Auditors shall adopt the definitive version of the special report
Amendment 72 #
Proposal for a regulation Article 1 – point 11 c (new) Regulation (EU, Euratom) No 966/2012 Article 164 11c. Article 164 is replaced by the following: "1. The European Parliament, upon a recommendation from the Council acting by qualified majority, shall, before 15 May of year n + 2, give a discharge
Amendment 73 #
Proposal for a regulation Article 1 – point 11 d (new) Regulation (EU, Euratom) No 966/2012 Article 165 – paragraph 3 Amendment 74 #
Proposal for a regulation Article 1 – point 11 e (new) Regulation (EU, Euratom) No 966/2012 Article 166 11e. Article 166 is replaced by the following: "1. In accordance with Article 319 TFEU and Article 106a of the Euratom Treaty, the Commission and the other institutions and bodies shall take all appropriate steps to act on the observations accompanying the European Parliament’s discharge decision and on the comments accompanying the recommendation for discharge adopted by the Council. 2. At the request of the European Parliament or the Council, the institutions and bodies shall report on the measures taken in the light of those observations and comments, and, in particular, on the instructions they have given to any of their departments which are responsible for the implementation of the budget. The Member States shall cooperate with the Commission by informing it of the measures they have taken to act on those observations so that the Commission may take them into account when drawing up its own report. The reports from the institutions shall also be transmitted to the
Amendment 75 #
Proposal for a regulation Article 1 – point 11 f (new) Regulation (EU, Euratom) No 966/2012 Article 167 Amendment 76 #
Proposal for a regulation Article 1 – paragraph 1 – point 14 a (new) Regulation (EU, Euratom) No 966/2012 Article 208 – paragraph 1 – subparagraph 3 a (new) (14a) In paragraph 1 of Article 208, the following subparagraph is added: "Union bodies that are fully self– financed, to which this Regulation does not apply, shall establish for the sake of consistency similar rules where appropriate. Furthermore, it is necessary to ensure that the fees are set at an appropriate level to cover the costs of providing the services and to avoid significant surpluses. In case of surpluses the money shall be assigned to the budget."
source: 546.617
2015/01/20
CONT
43 amendments...
Amendment 15 #
Proposal for a regulation Recital 5 a (new) (5a) Article 11 TFEU stipulates that environmental protection requirements be integrated into the definition and implementations of the Union's policies and activities, in particular with a view to promoting sustainable development. It is therefore important to clarify how the contracting authorities can contribute to the protection of the environment and the promotion of sustainable development, whilst ensuring that they can obtain the best value for money for their contracts.
Amendment 16 #
Proposal for a regulation Recital 8 a (new) (8a) EU public procurement should serve to ensure that EU funds are used in an effective, transparent, and appropriate manner: that being the case, procurement procedures should be moved into cyberspace, as this would save a great deal of money, compared with conventional public procurement procedures, as well as making for better access for small and medium-sized enterprises.
Amendment 17 #
Proposal for a regulation Recital 9 a (new) (9a) It is appropriate to identify and treat distinctly different cases usually referred to as situations of "conflict of interest". The notion of "conflict of interest" should be solely used for cases where an official or agent of an EU institution is in such situation. If an economic operator attempts to unduly influence a procedure or obtain confidential information, this is to be treated as "grave professional misconduct". Finally, economic operators may be in a situation where they cannot implement a contract because of a professional conflicting interest, for instance a company should not evaluate a project in which it has participated or an auditor should not be in a position to audit accounts it has previously certified.
Amendment 18 #
Proposal for a regulation Article 1– point 1 a (new) Regulation (EU, Euratom) No 966/2012 Article 99 – paragraph 5 (1a) Article 99(5) is replaced by the following: 5. Each year the institution shall
Amendment 19 #
Proposal for a regulation Article 1 – point 1 a (new) Regulation (EU, Euratom) No 966/2012 Article 99 – paragraph 5 (1a) Article 99(5) is replaced by the following: '5. Each year the institution shall
Amendment 20 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 101 – paragraph 9 Amendment 21 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 102 – paragraph 2 a (new) 2a. In accordance with the principle of sustainability, procurement is conducted in such a way as to have continuous and measurable progress in environmental performance, which is to be achieved by reducing environmental impacts whilst ensuring that they can obtain the best value for money for their contracts
Amendment 22 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 103 – paragraph 4 Amendment 23 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 104 – paragraph 5 Amendment 24 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 105 – paragraph 3 Amendment 25 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 1 – point d d) fraud, tax fraud, tax evasion – including tax evasion in the European Union or via untaxed offshore structures – misuse of corporate assets, embezzlement of public funds, corruption, participation in a criminal organisation, money laundering, terrorist financing, terrorist-related offences, child labour or other forms of trafficking in human beings on the basis of evidence established by the panel referred to in Article 108 or as established by a final judgement;
Amendment 26 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 1 a (new) (1a) Evidence may include: (a) facts established in the context of audits or investigations carried out by the Court of Auditors, the Anti-Fraud Office (OLAF) or internal audit, or any other check, audit or control made under the responsibility of the contracting authority; (b) administrative decisions which may include disciplinary measures taken by the competent supervisory body responsible for the verification of the application of standards of professional ethics, decisions of the ECB, the EIB, international organisations, or the Commission relating to the infringement of the Union's competition rules or decisions of a national competent authority.
Amendment 27 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 3 – subparagraph 1 3. Except for cases provided for in point (d) of paragraph 1, the
Amendment 28 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 3 – subparagraph 1 3. Except for cases provided for in point (d) of paragraph 1, the contracting authority may decide not to exclude the economic operator concerned where it has taken remedial measures
Amendment 29 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 106 – paragraph 8 Amendment 30 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 107 – paragraph 2 Amendment 31 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 3 – introductory part 3. For the situations referred to in points (b), (d), (e) and (f) of Article 106(1), a panel shall be set up by the Commission at the request of an authorising officer of the Commission or of an executive agency or a joint panel at the request of another institution, body or European office. The panel shall appoint a standing high-level body and shall be composed of members with technical and legal competences. The Commission shall ensure that it can work independently. The panel, on behalf of the Commission and its executive agencies, other institutions, bodies or European offices, shall apply the following procedure:
Amendment 32 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 3 – introductory part 3. For the situations referred to in points (b), (d), (e) and (f) of Article 106(1), a neutral and politically independent panel shall be set up by the Commission at the request of an authorising officer of the Commission or of an executive agency or a joint panel at the request of another institution, body or European office. The panel, on behalf of the Commission and its executive agencies, other institutions, bodies or European offices, shall apply the following procedure:
Amendment 33 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 4 – subparagraph 1 – point b Amendment 34 #
Proposal for a regulation Article 1 – point 3 2a. Notwithstanding the first subparagraph, in the cases referred to in Article 106(1)(d) the economic operators concerned shall be permanently excluded.
Amendment 35 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 4 – subparagraph 1 – point c a (new) (ca) The exclusion shall be permanent in the case of illegal activities in the context of organised crime.
Amendment 36 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) n. 966/2012 Article 108 – paragraph 4 – subparagraph 3 The first subparagraph of this paragraph shall not apply where the exclusion is communicated by authorities and entities referred to in paragraph 5 that are not subject to Directive 2014/24/EU of the European Parliament and of the Council**. The limitation period for excluding and/or imposing financial penalties on an economic operator shall be ten years calculated from any of the following dates: (a) the date on which the wrongdoing is committed or, in the case of ongoing or repeated wrongdoings, the date on which the wrongdoing ceases, in the cases referred to in points (b), (c), (d) and (e) of Article 106(1) of this Regulation; (b) the date of the final judgment of a national court or of the final administrative decision of a public authority or an international organisation in the cases referred to in points (b), (c) and (d) of Article 106(1) of this Regulation. The limitation period shall be interrupted by any act of the Commission or any other entity involved in the implementation of the Union budget which is notified to the economic operator and which relates to investigations or judicial proceedings. A new limitation period shall begin to run on the day following the interruption. For the purpose of point (f) of Article 106(1) of this Regulation, the limitation period for excluding and/or imposing financial penalties on an economic operator provided for in Article 3 of Council Regulation (EC, Euratom) No 2988/95 shall apply. __________________ ** Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (OJ L 94, 28.03.2014, p.65).”
Amendment 37 #
Proposal for a regulation Article 1 – point 3 4a. In order to determine the exclusion and its duration and/or financial penalties in compliance with the principle of proportionality, the panel shall take into account in particular the seriousness of the situation, including the impact on the Union's financial interests and image, its duration and its recurrence, the intention or degree of negligence and the measures taken to remedy the situation or any other mitigating circumstances.
Amendment 38 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 5 – subparagraph 2 As part of the measures referred to under point (c) of Article 60(1), the Commission may also exclude an economic operator and/or impose financial penalties under the conditions laid down in paragraph 3 of this Article. Where the budget is implemented in indirect management with third countries, the Commission may take an exclusion decision or impose a financial penalty in accordance with the procedure referred to in paragraph 3, following the failure of the third country entrusted pursuant to point (c) of Article 58(1) to do so. This does not affect the responsibility, under Article 60(3), of the third country to prevent, detect and correct irregularities and fraud.
Amendment 39 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 108 – paragraph 8 Amendment 40 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 110 – paragraph 1 – point c (c) the candidate or tenderer meets the selection criteria specified in the procurement documents
Amendment 41 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 110 – paragraph 3 Amendment 42 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 111 – paragraph 6 Amendment 43 #
Proposal for a regulation Article 1 – point 3 Regulation (EU, Euratom) No 966/2012 Article 112 – paragraph 2 Amendment 44 #
Proposal for a regulation Article 1 – point 3 Amendment 45 #
Proposal for a regulation Article 1 – point 4 Regulation (EU, Euratom) No 966/2012 Article 114a – paragraph 3 Amendment 46 #
Proposal for a regulation Article 1 – point 4 Regulation (EU, Euratom) No 966/2012 Article 115 – paragraph 2 Amendment 47 #
Proposal for a regulation Article 1 – point 4 Regulation (EU, Euratom) No 966/2012 Article 116 – paragraph 4 Amendment 48 #
Proposal for a regulation Article 1 – point 5 Regulation (EU, Euratom) No 966/2012 Article 117 – paragraph 2 Amendment 49 #
Proposal for a regulation Article 1 – point 5 Regulation (EU, Euratom) No 966/2012 Article 118 – paragraph 3 Amendment 50 #
Proposal for a regulation Article 1 – point 6 Regulation (EU, Euratom) No 966/2012 Article 119 – paragraph 2 Amendment 51 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 162 – paragraph 1 (11a) Article 162(1) is replaced by the following: '1. The Court of Auditors shall transmit to the Commission and the institutions concerned, by 30 June, any observations which are, in its opinion, such that they should appear in the annual report. Those observations shall remain confidential and shall be subject to an adversarial procedure. They shall nevertheless be made available to the European Parliament on request, if appropriate on a confidential basis. Each institution shall address its reply to the Court of Auditors by 15 October. The replies of institutions other than the Commission shall be sent to the Commission at the same time.'
Amendment 52 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 163 – paragraph 1 – subparagraph 2 (11a) In Article 163(1) subparagraph 2 is be replaced by the following: The institution or the body concerned shall inform the Court of Auditors, within
Amendment 53 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 164 (11a) Article 164 is replaced by the following: '1. The European Parliament, upon a recommendation from the Council acting by qualified majority, shall, before 15 May of year n + 2, give a discharge
Amendment 54 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 165 – paragraph 3 Amendment 55 #
Proposal for a regulation Article 1 – point 11 a (new) Regulation (EU, Euratom) No 966/2012 Article 166 (11a) Article 166 is replaced by the following: '1. In accordance with Article 319 TFEU and Article 106a of the Euratom Treaty, the Commission and the other institutions and bodies shall take all appropriate steps to act on the observations accompanying the European Parliament’s discharge decision and on the comments accompanying the recommendation for discharge adopted by the Council. 2. At the request of the European Parliament or the Council, the institutions and bodies shall report on the measures taken in the light of those observations and comments, and, in particular, on the instructions they have given to any of their departments which are responsible for the implementation of the budget. The Member States shall cooperate with the Commission by informing it of the measures they have taken to act on those
Amendment 56 #
Proposal for a regulation Article 1 – point 13 Regulation (EU, Euratom) No 966/2012 Article 191 – paragraph 4 Amendment 57 #
Proposal for a regulation Article 1 – point 14 a (new) Regulation (EU, Euratom) No 966/2012 Article 208 – paragraph 1 – subparagraph 3 a (new) (14a) In Article 208 (1) the following subparagraph 3 a is added: '3a. With reference to the financial rules on the basis of which the Union bodies referred to in Article 208 of the Financial Regulation1 a operate, Union bodies that are fully self–financed, to which this Regulation does not apply, should establish for the sake of consistency similar rules where appropriate. Furthermore, it is necessary to ensure that the fees are set at an appropriate level to cover the costs of providing the services and to avoid significant surpluses. In case of surpluses the money shall be assigned to the EU budget. __________________ 1a C(2013) 6287 final.'
source: 544.204
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https://www.europarl.europa.eu/doceo/document/AFET-AD-541620_EN.html |
docs/6/docs/0/url |
/oeil/spdoc.do?i=25409&j=0&l=en
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events/1/type |
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Committee referral announced in Parliament, 1st reading/single readingNew
Committee referral announced in Parliament, 1st reading |
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Vote in committee, 1st reading/single readingNew
Vote in committee, 1st reading |
events/4 |
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events/4 |
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events/7 |
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events/7 |
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Rules of Procedure EP 159
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Rules of Procedure EP 159
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committees/0 |
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committees/0 |
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EC
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council |
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European Court of Auditors
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Rules of Procedure of the European Parliament EP 150New
Rules of Procedure EP 159 |
procedure/dossier_of_the_committee |
Old
BUDG/8/00619New
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http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!CELEXnumdoc&lg=EN&numdoc=32015R1929New
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RegulationNew
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Euratom Treaty A 106a-pa
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Euratom Treaty A 106-pa
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European Court of Auditors
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CELEX:52014PC0358:EN
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OJ L 286 30.10.2015, p. 0001New
Regulation 2015/1929 |
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Procedure completed, awaiting publication in Official Journal |
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Old
Provisional agreement between Parliament and Council on final actNew
Awaiting signature of act |
activities/2/body |
Old
EPNew
unknown |
activities/2/date |
Old
2015-10-05T00:00:00New
2015-02-26T00:00:00 |
activities/2/type |
Old
Indicative plenary sitting date, 1st reading/single readingNew
Committee decision to open interinstitutional negotiations with report adopted in committee |
activities/5 |
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Old
Awaiting Parliament 1st reading / single reading / budget 1st stageNew
Provisional agreement between Parliament and Council on final act |
activities/3/docs/0/text |
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Old
2015-09-08T00:00:00New
2015-10-05T00:00:00 |
activities/0/docs/0/celexid |
CELEX:52014PC0358:EN
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activities/0/docs/0/celexid |
CELEX:52014PC0358:EN
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activities/0/docs/0/celexid |
CELEX:52014PC0358:EN
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links/European Commission/title |
Old
PreLexNew
EUR-Lex |
activities/3/docs |
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activities/4/date |
Old
2015-06-09T00:00:00New
2015-09-08T00:00:00 |
activities/0/commission/0/Commissioner |
Old
LEWANDOWSKI JanuszNew
GEORGIEVA Kristalina |
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other/0/commissioner |
Old
LEWANDOWSKI JanuszNew
GEORGIEVA Kristalina |
procedure/Modified legal basis |
Rules of Procedure of the European Parliament EP 150
|
procedure/stage_reached |
Old
Awaiting committee decisionNew
Awaiting Parliament 1st reading / single reading / budget 1st stage |
procedure/summary/0 |
Old
Amending Regulation (EU, EURATOM) No 966/2012New
Amending Regulation (EU, Euratom) No 966/2012 |
activities/2/date |
Old
2015-03-10T00:00:00New
2015-06-09T00:00:00 |
activities/2 |
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activities/1/committees/0/date |
2014-09-22T00:00:00
|
activities/1/committees/0/rapporteur |
|
committees/0/date |
2014-09-22T00:00:00
|
committees/0/rapporteur |
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activities/1/committees/1/date |
2014-09-24T00:00:00
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activities/1/committees/1/rapporteur |
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committees/1/date |
2014-09-24T00:00:00
|
committees/1/rapporteur |
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activities/1/committees/2/date |
2014-09-30T00:00:00
|
activities/1/committees/2/rapporteur |
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committees/2/date |
2014-09-30T00:00:00
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committees/2/rapporteur |
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activities |
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links |
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