BETA


2014/2252(INI) Annual reports 2012-2013 on subsidiarity and proportionality

Progress: Procedure completed

RoleCommitteeRapporteurShadows
Lead JURI KARIM Sajjad (icon: ECR ECR) ZWIEFKA Tadeusz (icon: PPE PPE), DELVAUX Mady (icon: S&D S&D), KAUFMANN Sylvia-Yvonne (icon: S&D S&D), MARINHO E PINTO António (icon: ALDE ALDE), ANDERSSON Max (icon: Verts/ALE Verts/ALE)
Committee Opinion AFET
Committee Opinion DEVE
Committee Opinion INTA BORRELLI David (icon: EFDD EFDD) Sajjad KARIM (icon: ECR ECR), Fernando RUAS (icon: PPE PPE), Marietje SCHAAKE (icon: ALDE ALDE)
Committee Opinion BUDG
Committee Opinion CONT ŠULIN Patricija (icon: PPE PPE) Zigmantas BALČYTIS (icon: S&D S&D), Marco VALLI (icon: EFDD EFDD)
Committee Opinion ECON
Committee Opinion EMPL STEVENS Helga (icon: ECR ECR) Rina Ronja KARI (icon: GUE/NGL GUE/NGL), Agnieszka KOZŁOWSKA (icon: PPE PPE)
Committee Opinion ENVI
Committee Opinion ITRE
Committee Opinion IMCO
Committee Opinion TRAN
Committee Opinion REGI
Committee Opinion AGRI
Committee Opinion PECH
Committee Opinion CULT
Committee Opinion LIBE
Committee Opinion AFCO UJAZDOWSKI Kazimierz Michał (icon: ECR ECR) Max ANDERSSON (icon: Verts/ALE Verts/ALE), Cristian Dan PREDA (icon: PPE PPE)
Committee Opinion FEMM
Committee Opinion PETI
Lead committee dossier:
Legal Basis:
RoP 54

Events

2016/09/20
   EC - Commission response to text adopted in plenary
Documents
2016/04/12
   EP - Results of vote in Parliament
2016/04/12
   EP - Decision by Parliament
Details

The European Parliament adopted by 400 votes to 257, with 57 abstentions, a resolution on the annual reports 2012-2013 on subsidiarity and proportionality.

The Commission received reasoned opinions addressing 83 legislative proposals in 2012, and 99 legislative proposals in 2013 . When taken as a whole, the proportion of reasoned opinions as a percentage of total submissions from national parliaments under the Protocol 2 of the Treaty has increased significantly when compared to 2010 and 2011: this percentage was 25 % in 2012 and 30 % in 2013.

As a consequence, Members emphasised that the use of the EU’s competences should be guided by the principles of subsidiarity and proportionality and welcomed the fact that in 2012 and 2013, compliance with these two principles was carefully scrutinised by the EU institutions and by national parliaments . They noted, however, that the annual reports prepared by the Commission were somewhat perfunctory, and called on the latter to consider preparing more detailed reports regarding the way subsidiarity and proportionality are observed in EU policy-making.

National parliaments: noting the importance of parliaments and of their territorial impact and closeness to the citizens, Members welcomed the stronger involvement of national parliaments in the European legislative process in recent years, and called for their greater involvement in the early warning system and in the European debate .

2012 saw the first use of the yellow card procedure by national parliaments regarding the principle of subsidiarity in response to the Commission’s proposal for a regulation on the exercise of the right to take collective action within the context of freedom of establishment and the freedom to provide services (Monti II). A second yellow card was triggered in 2013 on the Commission’s proposal for a Council Regulation on the establishment of the European Public Prosecutor’s Office.

Members noted that reasoned opinions issued by national parliaments pointed out the existence of various interpretations of the principles of subsidiarity and proportionality. They encouraged national parliaments to be faithful to the letter of the TEU when assessing compliance with the principles of subsidiarity and proportionality, and strongly recommended that national parliaments and European institutions engage in exchanges of views and practices of scrutinising their application. They regretted the absence of common patterns , which makes it more difficult to evaluate on what basis national parliaments intervene.

Impact assessments: Parliament stressed that enhanced subsidiarity checks could be considered an important tool for reducing the so-called ‘democratic deficit’. The Impact Assessment Board considered more than 30 % of IAs reviewed by them in 2012 and 2013 to have included an unsatisfactory analysis of the principle of subsidiarity. Members expressed concern that this number rose to 50 % in 2014 , and urged the Commission in its revision of the guidelines for impact assessments to address this issue and reverse this trend.

Parliament reiterated the call made in Parliament’s resolution of 14 September 2011 for the use of national impact assessments as a complement to those carried out by the Commission in support of proposed legislation.

Furthermore, given that legislative proposals may change dramatically in the lead-up to adoption by the institutions, Members called for a further subsidiarity check and full impact assessment to be undertaken at the conclusion of the legislative negotiations and in advance of the adoption of a final text.

Commission’s response: expressing disappointment at the response of the Commission to national parliaments in instances where yellow cards had been issued, Members believed that the Commission should respond comprehensively and on an individual basis to any concerns raised as part of a dialogue in addition to any published opinion. They felt also that it was necessary for the Commission to appear before the relevant committee or committees of the Parliament to explain its position in detail.

Political dialogue: Members considered that political dialogue should be improved not only in instances of a yellow or orange card, but as a general rule. They welcomed in this regard the Commission’s undertaking to appear before more national parliaments, and called for the Parliament to consider undertaking similar initiatives.

In order to promote a ‘subsidiarity culture’ across the EU, Members recommended two particular initiatives:

· facilitating greater inclusion of positions made by national parliaments in the political dialogue, in particular in the course of preparatory work such as Green Papers or White Papers produced by the Commission;

· considering an extension of the time period for consultation of national parliaments under the subsidiarity check if national parliaments request this on grounds of time constraints on the basis of justified objective reasons, such as natural disasters and recess periods, to be agreed between national parliaments and the Commission.

‘Green card’: the resolution noted that several national parliaments in COSAC had expressed their interest in proposing the introduction of a green card as an instrument for improving political dialogue, having first secured the support of Parliament, the opportunity to make constructive proposals for the Commission’s consideration and with due regard for the Commission’s right of initiative.

Parliament also:

· asked the Commission, in compliance with the proportionality and subsidiarity principles, to simplify the procedure for applying for EU funds, with a view to making the application procedure more efficient and results-oriented;

· underlined its commitment to ensuring compliance with principles of subsidiarity and proportionality through assessments of its own legislative own-initiative reports , ex-ante appraisals of Commission impact assessments and the constant assessment of the potential EU added value and the ‘ cost of non-Europe ’;

· noted, with regard to the recent discussions on investor-state dispute settlement (ISDS), that Article 3 of the Treaty on the Functioning of the European Union designates the common commercial policy and that therefore, the principle of subsidiarity does not apply to that policy;

· stressed the need to clarify the scope of the Union’s exclusive competence on foreign direct investment . The different policies implemented by the Member States as regards investment protection have led to the current situation in which the Member States are party to some 1 400 bilateral investment treaties with, at times, different provisions, which could lead to varying treatment of EU investors abroad, depending on the origin of the investment in question;

· called for more in-depth ex-ante and ex-post impact assessments regarding the proportionality of proposed measures with respect to EU financial assistance to other countries , namely macro-financial assistance.

Lastly, Parliament stressed the need for a proper mechanism for proper consultation, dialogue and involvement of citizens, businesses (namely SMEs) and civil society in the EU decision-making process for trade policy.

Documents
2016/04/12
   EP - End of procedure in Parliament
2016/04/11
   EP - Debate in Parliament
2015/10/16
   EP - Committee report tabled for plenary, single reading
Details

The Committee on Legal Affairs adopted the own-initiative report by Sajjad KARIM (ECR, UK) on the annual reports 2012-2013 on subsidiarity and proportionality.

Members emphasised that the use of the EU’s competences should be guided by the principles of subsidiarity and proportionality and welcomed the fact that in 2012 and 2013, compliance with these two principles was carefully scrutinised by the EU institutions and by national parliaments .

They regretted, however, that the annual reports prepared by the Commission were somewhat perfunctory, and often did not delve into a more detailed consideration of how subsidiarity and, in particular, proportionality were observed in EU policy-making.

National parliaments: noting the importance of parliaments and of their territorial impact and closeness to the citizens, Members called for their greater involvement in the early warning system and in the European debate.

2012 saw the first use of the so-called yellow card procedure by national parliaments regarding the principle of subsidiarity. However, Members noted that reasoned opinions issued by national parliaments pointed out the existence of various interpretations of the principles of subsidiarity and proportionality.

Members encouraged national parliaments to be faithful to the letter of the TEU when assessing compliance with the principles of subsidiarity and proportionality, and strongly recommended that national parliaments and European institutions engage in exchanges of views and practices of scrutinising their application. They regretted the absence of common patterns, which makes it more difficult to evaluate on what basis national parliaments intervene.

Impact assessments : the report stressed that enhanced subsidiarity checks could be considered an important tool for reducing the so-called ‘democratic deficit’. The Impact Assessment Board considered more than 30 % of IAs reviewed by them in 2012 and 2013 to have included an unsatisfactory analysis of the principle of subsidiarity. Members expressed concern that this number rose to 50 % in 2014, and urged the Commission in its revision of the guidelines for impact assessments to address this issue and reverse this trend.

The committee reiterated the call made in Parliament’s resolution of 14 September 2011 for the use of national impact assessments as a complement to those carried out by the Commission in support of proposed legislation.

Furthermore, given that legislative proposals may change dramatically in the lead-up to adoption by the institutions, Members called for a further subsidiarity check and full impact assessment to be undertaken at the conclusion of the legislative negotiations and in advance of the adoption of a final text.

Commission’s response: expressing disappointment at the response of the Commission to national parliaments in instances where yellow cards had been issued, Members believed that the Commission should respond comprehensively and on an individual basis to any concerns raised as part of a dialogue in addition to any published opinion. They felt also that it was necessary for the Commission to appear before the relevant committee or committees of the Parliament to explain its position in detail.

Political dialogue : Members considered that political dialogue should be improved not only in instances of a yellow or orange card, but as a general rule. They welcomed in this regard the Commission’s undertaking to appear before more national parliaments, and called for the Parliament to consider undertaking similar initiatives.

In order to promote a ‘ subsidiarity culture’ across the EU, Members recommended two particular initiatives:

facilitating greater inclusion of positions made by national parliaments in the political dialogue, in particular in the course of preparatory work such as Green Papers or White Papers produced by the Commission; considering an extension of the time period for consultation of national parliaments under the subsidiarity check if national parliaments request this on grounds of time constraints on the basis of justified objective reasons, such as natural disasters and recess periods, to be agreed between national parliaments and the Commission.

‘Green card’: the report noted that several national parliaments in COSAC had expressed their interest in proposing the introduction of a green card as an instrument for improving political dialogue, having first secured the support of Parliament, the opportunity to make constructive proposals for the Commission’s consideration and with due regard for the Commission’s right of initiative.

The report also:

asked the Commission, in compliance with the proportionality and subsidiarity principles, to simplify the procedure for applying for EU funds , with a view to making the application procedure more efficient and results-oriented; emphasised the need to clarify the division of competences when trade policies impact on investments other than the foreign direct ones, namely portfolio investments, as controversies persisted in current Free Trade Agreements; called for clarification of whether trade instruments , such as investor-state dispute settlement (ISDS), could jeopardise the subsidiarity principle with respect to the competences of the Member States; called for more in-depth ex-ante and ex-post impact assessments regarding the proportionality of proposed measures with respect to EU financial assistance to other countries, namely macro-financial assistance.

Lastly, the report stressed the need for a proper mechanism for proper consultation, dialogue and involvement of citizens, businesses (namely SMEs) and civil society in the EU decision-making process for trade policy.

Documents
2015/10/13
   EP - Vote in committee
2015/06/17
   EP - Committee opinion
Documents
2015/06/03
   EP - Amendments tabled in committee
Documents
2015/05/29
   EP - Committee opinion
Documents
2015/05/07
   EP - Committee opinion
Documents
2015/05/07
   EP - Committee opinion
Documents
2015/05/05
   EP - Committee draft report
Documents
2015/02/12
   EP - ŠULIN Patricija (PPE) appointed as rapporteur in CONT
2015/02/11
   EP - STEVENS Helga (ECR) appointed as rapporteur in EMPL
2015/02/04
   CZ_SENATE - Contribution
Documents
2015/01/21
   EP - BORRELLI David (EFDD) appointed as rapporteur in INTA
2015/01/20
   EP - UJAZDOWSKI Kazimierz Michał (ECR) appointed as rapporteur in AFCO
2015/01/15
   EP - Committee referral announced in Parliament
2015/01/06
   IT_CHAMBER - Contribution
Documents
2014/12/04
   IT_SENATE - Contribution
Documents
2014/10/13
   EP - KARIM Sajjad (ECR) appointed as rapporteur in JURI
2014/08/05
   EC - Non-legislative basic document
Details

PURPOSE: to present the Commission’s 21st annual report on the application of the principles of subsidiarity and proportionality in the legislative process in the EU in 2003.

CONTENT: the report looks at how the EU institutions and bodies have implemented the principles of subsidiarity and proportionality and provides a more detailed analysis of a number of Commission proposals that were the subject of reasoned opinions submitted by national Parliaments in 2013.

National Parliaments : 2013 saw, for the second time ever, the triggering of a ‘ yellow card’ by national Parliaments in the context of the subsidiarity control mechanism, namely on the Commission’s proposal for a Council Regulation on the European Public Prosecutor’s Office.

The 88 reasoned opinions issued by national Parliaments (an increase of 25% in comparison to the previous year) covered 36 Commission proposals . This seems to confirm a trend which had already been observed in previous years: national Parliaments have varying political interests and different priorities in choosing Commission proposals to be scrutinised in the context of the subsidiarity control mechanism.

They also seem to apply different criteria when assessing a proposal’s compliance with the principle of subsidiarity.

The proposal on the EPPO generated 13 reasoned opinions; the second highest number of reasoned opinions (9) were issued in relation to the proposal for a Directive establishing a framework for maritime spatial planning and integrated coastal management.

National Parliaments issued 7 reasoned opinions on the proposal for a Directive on the manufacture, presentation and sale of tobacco and related products as well as on the proposal for a Regulation establishing a framework on market access to port services and financial transparency.

As in 2012, the Swedish Riksdag was the national Parliament which issued by far the highest

number of reasoned opinions (9). The Austrian Bundesrat and the Lithuanian Seimas issued the second highest number of reasoned opinions (6 each), followed by the two Spanish chambers (the Congreso de los Diputados and the Senado ), the Maltese Kamra tad-Deputati , the Dutch Tweede Kamer and the UK House of Commons (5 each).

Application of the two principles by institution : the report notes that all institutions involved in the legislative process were active in ensuring control of the principle of subsidiarity.

The Commission continued to carry out in-depth assessments of compliance with the principles of subsidiarity and proportionality at different stages. Before adopting legislative proposals, it provides assessments (e.g. in roadmaps and impact assessments) and after adoption, it examines and replies to reasoned opinions from national Parliaments expressing subsidiarity concerns.

Subsidiarity control and monitoring issues also figured prominently on the agenda of the European Parliament and the Committee of the Regions.

The European Parliament continued to support its legislative own-initiative reports with evidence-based analysis of the potential EU added value. In total, five assessments accompanying legislative own-initiative reports by the European Parliament were finalised in 2013. They covered:

· better governance of the single market;

· combating violence against women;

· a Directive on the cross-border transfer of a company’s registered office (the 14 th Company Law Directive);

· the application of the principle of equal pay for men and women for equal work of equal value; and

· the statute for European mutual societies.

In 2013, the European Parliament’s ex ante Impact Assessment Unit produced 50 initial appraisals of Commission impact assessments, two detailed appraisals of Commission impact assessments, three impact assessments on the Parliament’s amendments (in total, 20 amendments were assessed).

The Committee of the Regions similarly increased its work on subsidiarity issues, especially by adopting and implementing a subsidiarity work programme for the first time. Since local and regional authorities are responsible, in most Member States, for implementing EU waste legislation, the CoR closely monitored the review of EU waste policy and legislation. A Quick Scan territorial impact assessment workshop was held to look at this initiative on 25 September 2013.

2014/06/16
   SE_PARLIAMENT - Contribution
Documents
2014/03/06
   IT_CHAMBER - Contribution
Documents
2014/03/05
   CZ_SENATE - Contribution
Documents
2014/03/04
   DE_BUNDESRAT - Contribution
Documents
2013/11/28
   IT_SENATE - Contribution
Documents
2013/07/30
   EC - Supplementary non-legislative basic document
Details

The Commission presented its 20th annual report on the application of the principles of subsidiarity and proportionality in EU law making in 2012. The report looks at how the different EU institutions and bodies have implemented these two principles and whether practice has changed in comparison to previous years. It also analyses in more detail certain Commission proposals that were the subject of reasoned opinions in 2012.

National Parliaments : 2012 saw the first use of the yellow card by national Parliaments in the context of the subsidiarity control mechanism, in response to the Commission’s proposal for a regulation on the exercise of the right to take collective action within the context of the freedom of establishment and the freedom to provide services (Monti II).

The Commission concluded that the subsidiarity principle had not been breached, but it took note of the views expressed by national Parliaments as well as the state of play of the discussions on the draft regulation among stakeholders. It recognised that its proposal was unlikely to gather the necessary political support within the European Parliament and Council to enable adoption.

The Commission took its decision to withdraw the Monti II proposal on 26 September 2012.

In 2012, the Commission received from national Parliaments 70 reasoned opinions , with a slight increase of around 9% compared to 2011. Reasoned opinions continue to vary greatly in terms of their form and the type of arguments put forward by national Parliaments underpinning their conclusion that the principle of subsidiarity was breached. Similarly to the previous year, the focus of reasoned opinions issued by national Parliaments varied greatly. The 70 reasoned opinions covered no fewer than 23 Commission proposals .

After the Monti II proposal (12 reasoned opinions), the proposal for a regulation on the Fund for European Aid to the Most Deprived elicited the second highest number of reasoned opinions. Eight other proposals elicited three reasoned opinions each.

As in 2011, the Swedish Riksdag was the national Parliament which adopted by far the highest number of reasoned opinions (20). The French Sénat issued the second highest number of reasoned opinions (7), followed by the German Bundesrat (5).

Scope of subsidiarity control : 2012 saw an intensification of discussions concerning the definition of the principles of subsidiarity and proportionality. Although national Parliaments see clear benefits in closer coordination of their scrutiny work and more voices call for guidelines, they wish to maintain the right to interpret these principles . Only half of the national Parliaments responding to the COSAC questionnaire were in favour of this. All who supported it insisted that any guidelines must be non-binding. In this context, it should be recalled that the Commission’s Impact Assessment Guidelines already set out clearly the criteria used to assess the compliance of Commission proposals with subsidiarity and proportionality, and the Commission has always encouraged other institutions to apply the same criteria.

Application of the principles by the institutions : the impact assessment board (IAB) opinions help improve the analysis of compliance with the principles of subsidiarity and proportionality, and they constitute, along with the IA reports themselves, important elements underpinning the Commission’s political decision-making process. In 2012, the IAB examined 97 impact assessments and issued 144 opinions. Comments on issues of subsidiarity were included in 33% of its opinions.

Subsidiarity control and monitoring issues also figured prominently on the agenda of the European Parliament and the Committee of the Regions, who both adapted their internal procedures to be able to better examine the impact and added value of their work.

As a result, the Committee of the Regions can now feed information , at the explicit request by the Commission, relating to the regional and local impact of a planned proposal into the Commission’s impact assessments.

The European Parliament also created a new horizontal directorate to provide a broader range of services to EP committees on impact and European added-value assessments . At the request of a European Parliament committee, European added-value assessments can be provided to assess the potential impacts and identify the advantages and disadvantages of proposals made in legislative reports of the Parliament.

The European Parliament can now also produce reports on the cost of not taking EU-level action , on policy areas with significant potential for greater efficiency and/or on achieving ‘public good’ by taking action at EU level, where such action is currently absent.

Documents

Activities

Votes

A8-0301/2015 - Sajjad Karim - Résolution #

2016/04/12 Outcome: +: 400, -: 257, 0: 57
PL GB IT BG CZ BE NL HR ES DE SI DK SK HU LT LV IE FI EE SE MT RO CY AT PT EL LU FR
Total
50
65
67
16
20
21
26
11
49
94
8
12
13
20
10
8
10
13
5
19
5
30
6
17
20
20
6
72
icon: PPE PPE
206

Denmark PPE

For (1)

1
2

Finland PPE

Against (1)

3

Estonia PPE

For (1)

1

Cyprus PPE

1

Luxembourg PPE

3
icon: ECR ECR
72

Italy ECR

2

Bulgaria ECR

2

Czechia ECR

2

Netherlands ECR

2

Croatia ECR

For (1)

1

Lithuania ECR

1

Latvia ECR

For (1)

1
2

Romania ECR

For (1)

1

Cyprus ECR

1

Greece ECR

For (1)

1
icon: ALDE ALDE
66

United Kingdom ALDE

1

Croatia ALDE

2

Slovenia ALDE

For (1)

1

Latvia ALDE

1

Ireland ALDE

For (1)

1

Estonia ALDE

2

Romania ALDE

2

Austria ALDE

For (1)

1

Portugal ALDE

1

Luxembourg ALDE

For (1)

1
icon: EFDD EFDD
37

Poland EFDD

1

Czechia EFDD

Against (1)

1

Germany EFDD

Against (1)

1

Lithuania EFDD

For (1)

1

Sweden EFDD

2

France EFDD

1
icon: GUE/NGL GUE/NGL
49

United Kingdom GUE/NGL

Abstain (1)

1

Italy GUE/NGL

2

Czechia GUE/NGL

2

Netherlands GUE/NGL

Abstain (1)

3

Denmark GUE/NGL

Abstain (1)

1
4

Finland GUE/NGL

Against (1)

1

Sweden GUE/NGL

Abstain (1)

1

Cyprus GUE/NGL

2

Portugal GUE/NGL

Abstain (1)

4
icon: NI NI
15

Poland NI

1

United Kingdom NI

For (1)

1

Italy NI

Against (1)

1

Germany NI

For (1)

Against (1)

2
3

France NI

3
icon: ENF ENF
37
2

United Kingdom ENF

Against (1)

1

Belgium ENF

Against (1)

1

Netherlands ENF

4

Germany ENF

For (1)

1

Austria ENF

3
icon: Verts/ALE Verts/ALE
47

United Kingdom Verts/ALE

5

Belgium Verts/ALE

2

Netherlands Verts/ALE

2

Croatia Verts/ALE

For (1)

1

Spain Verts/ALE

3

Slovenia Verts/ALE

For (1)

1

Hungary Verts/ALE

2

Lithuania Verts/ALE

Against (1)

1

Latvia Verts/ALE

Against (1)

1

Finland Verts/ALE

Against (1)

1

Estonia Verts/ALE

Abstain (1)

1

Sweden Verts/ALE

Against (1)

4

Austria Verts/ALE

Abstain (1)

3

Luxembourg Verts/ALE

Against (1)

1
icon: S&D S&D
184

Czechia S&D

4

Netherlands S&D

3

Croatia S&D

2

Slovenia S&D

Against (1)

1
3

Lithuania S&D

2

Latvia S&D

Against (1)

1

Ireland S&D

Against (1)

1

Finland S&D

Against (1)

2

Estonia S&D

Against (1)

1

Malta S&D

Against (2)

2

Cyprus S&D

2

Luxembourg S&D

Against (1)

1
AmendmentsDossier
159 2014/2252(INI)
2015/03/24 AFCO 34 amendments...
source: 552.061
2015/03/30 CONT 3 amendments...
source: 554.626
2015/04/20 EMPL 55 amendments...
source: 554.884
2015/05/20 INTA 29 amendments...
source: 557.252
2015/06/03 JURI 38 amendments...
source: 557.420

History

(these mark the time of scraping, not the official date of the change)

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2015-05-05T00:00:00
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Committee opinion
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  • date: 2013-07-30T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2013/0566/COM_COM(2013)0566_EN.pdf title: COM(2013)0566 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2013&nu_doc=566 title: EUR-Lex summary: The Commission presented its 20th annual report on the application of the principles of subsidiarity and proportionality in EU law making in 2012. The report looks at how the different EU institutions and bodies have implemented these two principles and whether practice has changed in comparison to previous years. It also analyses in more detail certain Commission proposals that were the subject of reasoned opinions in 2012. National Parliaments : 2012 saw the first use of the yellow card by national Parliaments in the context of the subsidiarity control mechanism, in response to the Commission’s proposal for a regulation on the exercise of the right to take collective action within the context of the freedom of establishment and the freedom to provide services (Monti II). The Commission concluded that the subsidiarity principle had not been breached, but it took note of the views expressed by national Parliaments as well as the state of play of the discussions on the draft regulation among stakeholders. It recognised that its proposal was unlikely to gather the necessary political support within the European Parliament and Council to enable adoption. The Commission took its decision to withdraw the Monti II proposal on 26 September 2012. In 2012, the Commission received from national Parliaments 70 reasoned opinions , with a slight increase of around 9% compared to 2011. Reasoned opinions continue to vary greatly in terms of their form and the type of arguments put forward by national Parliaments underpinning their conclusion that the principle of subsidiarity was breached. Similarly to the previous year, the focus of reasoned opinions issued by national Parliaments varied greatly. The 70 reasoned opinions covered no fewer than 23 Commission proposals . After the Monti II proposal (12 reasoned opinions), the proposal for a regulation on the Fund for European Aid to the Most Deprived elicited the second highest number of reasoned opinions. Eight other proposals elicited three reasoned opinions each. As in 2011, the Swedish Riksdag was the national Parliament which adopted by far the highest number of reasoned opinions (20). The French Sénat issued the second highest number of reasoned opinions (7), followed by the German Bundesrat (5). Scope of subsidiarity control : 2012 saw an intensification of discussions concerning the definition of the principles of subsidiarity and proportionality. Although national Parliaments see clear benefits in closer coordination of their scrutiny work and more voices call for guidelines, they wish to maintain the right to interpret these principles . Only half of the national Parliaments responding to the COSAC questionnaire were in favour of this. All who supported it insisted that any guidelines must be non-binding. In this context, it should be recalled that the Commission’s Impact Assessment Guidelines already set out clearly the criteria used to assess the compliance of Commission proposals with subsidiarity and proportionality, and the Commission has always encouraged other institutions to apply the same criteria. Application of the principles by the institutions : the impact assessment board (IAB) opinions help improve the analysis of compliance with the principles of subsidiarity and proportionality, and they constitute, along with the IA reports themselves, important elements underpinning the Commission’s political decision-making process. In 2012, the IAB examined 97 impact assessments and issued 144 opinions. Comments on issues of subsidiarity were included in 33% of its opinions. Subsidiarity control and monitoring issues also figured prominently on the agenda of the European Parliament and the Committee of the Regions, who both adapted their internal procedures to be able to better examine the impact and added value of their work. As a result, the Committee of the Regions can now feed information , at the explicit request by the Commission, relating to the regional and local impact of a planned proposal into the Commission’s impact assessments. The European Parliament also created a new horizontal directorate to provide a broader range of services to EP committees on impact and European added-value assessments . At the request of a European Parliament committee, European added-value assessments can be provided to assess the potential impacts and identify the advantages and disadvantages of proposals made in legislative reports of the Parliament. The European Parliament can now also produce reports on the cost of not taking EU-level action , on policy areas with significant potential for greater efficiency and/or on achieving ‘public good’ by taking action at EU level, where such action is currently absent. type: Supplementary non-legislative basic document body: EC
  • date: 2015-05-05T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE557.127 title: PE557.127 type: Committee draft report body: EP
  • date: 2015-05-07T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE549.117&secondRef=03 title: PE549.117 committee: AFCO type: Committee opinion body: EP
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  • date: 2014-12-04T00:00:00 docs: url: http://www.connefof.europarl.europa.eu/connefof/app/exp/COM(2014)0506 title: COM(2014)0506 type: Contribution body: IT_SENATE
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  • date: 2014-03-04T00:00:00 docs: url: http://www.connefof.europarl.europa.eu/connefof/app/exp/COM(2013)0566 title: COM(2013)0566 type: Contribution body: DE_BUNDESRAT
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  • date: 2013-11-28T00:00:00 docs: url: http://www.connefof.europarl.europa.eu/connefof/app/exp/COM(2013)0566 title: COM(2013)0566 type: Contribution body: IT_SENATE
  • date: 2014-06-16T00:00:00 docs: url: http://www.connefof.europarl.europa.eu/connefof/app/exp/COM(2013)0566 title: COM(2013)0566 type: Contribution body: SE_PARLIAMENT
events
  • date: 2014-08-05T00:00:00 type: Non-legislative basic document published body: EC docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2014/0506/COM_COM(2014)0506_EN.pdf title: COM(2014)0506 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2014&nu_doc=0506 title: EUR-Lex summary: PURPOSE: to present the Commission’s 21st annual report on the application of the principles of subsidiarity and proportionality in the legislative process in the EU in 2003. CONTENT: the report looks at how the EU institutions and bodies have implemented the principles of subsidiarity and proportionality and provides a more detailed analysis of a number of Commission proposals that were the subject of reasoned opinions submitted by national Parliaments in 2013. National Parliaments : 2013 saw, for the second time ever, the triggering of a ‘ yellow card’ by national Parliaments in the context of the subsidiarity control mechanism, namely on the Commission’s proposal for a Council Regulation on the European Public Prosecutor’s Office. The 88 reasoned opinions issued by national Parliaments (an increase of 25% in comparison to the previous year) covered 36 Commission proposals . This seems to confirm a trend which had already been observed in previous years: national Parliaments have varying political interests and different priorities in choosing Commission proposals to be scrutinised in the context of the subsidiarity control mechanism. They also seem to apply different criteria when assessing a proposal’s compliance with the principle of subsidiarity. The proposal on the EPPO generated 13 reasoned opinions; the second highest number of reasoned opinions (9) were issued in relation to the proposal for a Directive establishing a framework for maritime spatial planning and integrated coastal management. National Parliaments issued 7 reasoned opinions on the proposal for a Directive on the manufacture, presentation and sale of tobacco and related products as well as on the proposal for a Regulation establishing a framework on market access to port services and financial transparency. As in 2012, the Swedish Riksdag was the national Parliament which issued by far the highest number of reasoned opinions (9). The Austrian Bundesrat and the Lithuanian Seimas issued the second highest number of reasoned opinions (6 each), followed by the two Spanish chambers (the Congreso de los Diputados and the Senado ), the Maltese Kamra tad-Deputati , the Dutch Tweede Kamer and the UK House of Commons (5 each). Application of the two principles by institution : the report notes that all institutions involved in the legislative process were active in ensuring control of the principle of subsidiarity. The Commission continued to carry out in-depth assessments of compliance with the principles of subsidiarity and proportionality at different stages. Before adopting legislative proposals, it provides assessments (e.g. in roadmaps and impact assessments) and after adoption, it examines and replies to reasoned opinions from national Parliaments expressing subsidiarity concerns. Subsidiarity control and monitoring issues also figured prominently on the agenda of the European Parliament and the Committee of the Regions. The European Parliament continued to support its legislative own-initiative reports with evidence-based analysis of the potential EU added value. In total, five assessments accompanying legislative own-initiative reports by the European Parliament were finalised in 2013. They covered: · better governance of the single market; · combating violence against women; · a Directive on the cross-border transfer of a company’s registered office (the 14 th Company Law Directive); · the application of the principle of equal pay for men and women for equal work of equal value; and · the statute for European mutual societies. In 2013, the European Parliament’s ex ante Impact Assessment Unit produced 50 initial appraisals of Commission impact assessments, two detailed appraisals of Commission impact assessments, three impact assessments on the Parliament’s amendments (in total, 20 amendments were assessed). The Committee of the Regions similarly increased its work on subsidiarity issues, especially by adopting and implementing a subsidiarity work programme for the first time. Since local and regional authorities are responsible, in most Member States, for implementing EU waste legislation, the CoR closely monitored the review of EU waste policy and legislation. A Quick Scan territorial impact assessment workshop was held to look at this initiative on 25 September 2013.
  • date: 2015-01-15T00:00:00 type: Committee referral announced in Parliament, 1st reading/single reading body: EP
  • date: 2015-10-13T00:00:00 type: Vote in committee, 1st reading/single reading body: EP
  • date: 2015-10-16T00:00:00 type: Committee report tabled for plenary, single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A8-2015-0301&language=EN title: A8-0301/2015 summary: The Committee on Legal Affairs adopted the own-initiative report by Sajjad KARIM (ECR, UK) on the annual reports 2012-2013 on subsidiarity and proportionality. Members emphasised that the use of the EU’s competences should be guided by the principles of subsidiarity and proportionality and welcomed the fact that in 2012 and 2013, compliance with these two principles was carefully scrutinised by the EU institutions and by national parliaments . They regretted, however, that the annual reports prepared by the Commission were somewhat perfunctory, and often did not delve into a more detailed consideration of how subsidiarity and, in particular, proportionality were observed in EU policy-making. National parliaments: noting the importance of parliaments and of their territorial impact and closeness to the citizens, Members called for their greater involvement in the early warning system and in the European debate. 2012 saw the first use of the so-called yellow card procedure by national parliaments regarding the principle of subsidiarity. However, Members noted that reasoned opinions issued by national parliaments pointed out the existence of various interpretations of the principles of subsidiarity and proportionality. Members encouraged national parliaments to be faithful to the letter of the TEU when assessing compliance with the principles of subsidiarity and proportionality, and strongly recommended that national parliaments and European institutions engage in exchanges of views and practices of scrutinising their application. They regretted the absence of common patterns, which makes it more difficult to evaluate on what basis national parliaments intervene. Impact assessments : the report stressed that enhanced subsidiarity checks could be considered an important tool for reducing the so-called ‘democratic deficit’. The Impact Assessment Board considered more than 30 % of IAs reviewed by them in 2012 and 2013 to have included an unsatisfactory analysis of the principle of subsidiarity. Members expressed concern that this number rose to 50 % in 2014, and urged the Commission in its revision of the guidelines for impact assessments to address this issue and reverse this trend. The committee reiterated the call made in Parliament’s resolution of 14 September 2011 for the use of national impact assessments as a complement to those carried out by the Commission in support of proposed legislation. Furthermore, given that legislative proposals may change dramatically in the lead-up to adoption by the institutions, Members called for a further subsidiarity check and full impact assessment to be undertaken at the conclusion of the legislative negotiations and in advance of the adoption of a final text. Commission’s response: expressing disappointment at the response of the Commission to national parliaments in instances where yellow cards had been issued, Members believed that the Commission should respond comprehensively and on an individual basis to any concerns raised as part of a dialogue in addition to any published opinion. They felt also that it was necessary for the Commission to appear before the relevant committee or committees of the Parliament to explain its position in detail. Political dialogue : Members considered that political dialogue should be improved not only in instances of a yellow or orange card, but as a general rule. They welcomed in this regard the Commission’s undertaking to appear before more national parliaments, and called for the Parliament to consider undertaking similar initiatives. In order to promote a ‘ subsidiarity culture’ across the EU, Members recommended two particular initiatives: facilitating greater inclusion of positions made by national parliaments in the political dialogue, in particular in the course of preparatory work such as Green Papers or White Papers produced by the Commission; considering an extension of the time period for consultation of national parliaments under the subsidiarity check if national parliaments request this on grounds of time constraints on the basis of justified objective reasons, such as natural disasters and recess periods, to be agreed between national parliaments and the Commission. ‘Green card’: the report noted that several national parliaments in COSAC had expressed their interest in proposing the introduction of a green card as an instrument for improving political dialogue, having first secured the support of Parliament, the opportunity to make constructive proposals for the Commission’s consideration and with due regard for the Commission’s right of initiative. The report also: asked the Commission, in compliance with the proportionality and subsidiarity principles, to simplify the procedure for applying for EU funds , with a view to making the application procedure more efficient and results-oriented; emphasised the need to clarify the division of competences when trade policies impact on investments other than the foreign direct ones, namely portfolio investments, as controversies persisted in current Free Trade Agreements; called for clarification of whether trade instruments , such as investor-state dispute settlement (ISDS), could jeopardise the subsidiarity principle with respect to the competences of the Member States; called for more in-depth ex-ante and ex-post impact assessments regarding the proportionality of proposed measures with respect to EU financial assistance to other countries, namely macro-financial assistance. Lastly, the report stressed the need for a proper mechanism for proper consultation, dialogue and involvement of citizens, businesses (namely SMEs) and civil society in the EU decision-making process for trade policy.
  • date: 2016-04-11T00:00:00 type: Debate in Parliament body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?secondRef=TOC&language=EN&reference=20160411&type=CRE title: Debate in Parliament
  • date: 2016-04-12T00:00:00 type: Results of vote in Parliament body: EP docs: url: https://oeil.secure.europarl.europa.eu/oeil/popups/sda.do?id=26303&l=en title: Results of vote in Parliament
  • date: 2016-04-12T00:00:00 type: Decision by Parliament, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2016-0103 title: T8-0103/2016 summary: The European Parliament adopted by 400 votes to 257, with 57 abstentions, a resolution on the annual reports 2012-2013 on subsidiarity and proportionality. The Commission received reasoned opinions addressing 83 legislative proposals in 2012, and 99 legislative proposals in 2013 . When taken as a whole, the proportion of reasoned opinions as a percentage of total submissions from national parliaments under the Protocol 2 of the Treaty has increased significantly when compared to 2010 and 2011: this percentage was 25 % in 2012 and 30 % in 2013. As a consequence, Members emphasised that the use of the EU’s competences should be guided by the principles of subsidiarity and proportionality and welcomed the fact that in 2012 and 2013, compliance with these two principles was carefully scrutinised by the EU institutions and by national parliaments . They noted, however, that the annual reports prepared by the Commission were somewhat perfunctory, and called on the latter to consider preparing more detailed reports regarding the way subsidiarity and proportionality are observed in EU policy-making. National parliaments: noting the importance of parliaments and of their territorial impact and closeness to the citizens, Members welcomed the stronger involvement of national parliaments in the European legislative process in recent years, and called for their greater involvement in the early warning system and in the European debate . 2012 saw the first use of the yellow card procedure by national parliaments regarding the principle of subsidiarity in response to the Commission’s proposal for a regulation on the exercise of the right to take collective action within the context of freedom of establishment and the freedom to provide services (Monti II). A second yellow card was triggered in 2013 on the Commission’s proposal for a Council Regulation on the establishment of the European Public Prosecutor’s Office. Members noted that reasoned opinions issued by national parliaments pointed out the existence of various interpretations of the principles of subsidiarity and proportionality. They encouraged national parliaments to be faithful to the letter of the TEU when assessing compliance with the principles of subsidiarity and proportionality, and strongly recommended that national parliaments and European institutions engage in exchanges of views and practices of scrutinising their application. They regretted the absence of common patterns , which makes it more difficult to evaluate on what basis national parliaments intervene. Impact assessments: Parliament stressed that enhanced subsidiarity checks could be considered an important tool for reducing the so-called ‘democratic deficit’. The Impact Assessment Board considered more than 30 % of IAs reviewed by them in 2012 and 2013 to have included an unsatisfactory analysis of the principle of subsidiarity. Members expressed concern that this number rose to 50 % in 2014 , and urged the Commission in its revision of the guidelines for impact assessments to address this issue and reverse this trend. Parliament reiterated the call made in Parliament’s resolution of 14 September 2011 for the use of national impact assessments as a complement to those carried out by the Commission in support of proposed legislation. Furthermore, given that legislative proposals may change dramatically in the lead-up to adoption by the institutions, Members called for a further subsidiarity check and full impact assessment to be undertaken at the conclusion of the legislative negotiations and in advance of the adoption of a final text. Commission’s response: expressing disappointment at the response of the Commission to national parliaments in instances where yellow cards had been issued, Members believed that the Commission should respond comprehensively and on an individual basis to any concerns raised as part of a dialogue in addition to any published opinion. They felt also that it was necessary for the Commission to appear before the relevant committee or committees of the Parliament to explain its position in detail. Political dialogue: Members considered that political dialogue should be improved not only in instances of a yellow or orange card, but as a general rule. They welcomed in this regard the Commission’s undertaking to appear before more national parliaments, and called for the Parliament to consider undertaking similar initiatives. In order to promote a ‘subsidiarity culture’ across the EU, Members recommended two particular initiatives: · facilitating greater inclusion of positions made by national parliaments in the political dialogue, in particular in the course of preparatory work such as Green Papers or White Papers produced by the Commission; · considering an extension of the time period for consultation of national parliaments under the subsidiarity check if national parliaments request this on grounds of time constraints on the basis of justified objective reasons, such as natural disasters and recess periods, to be agreed between national parliaments and the Commission. ‘Green card’: the resolution noted that several national parliaments in COSAC had expressed their interest in proposing the introduction of a green card as an instrument for improving political dialogue, having first secured the support of Parliament, the opportunity to make constructive proposals for the Commission’s consideration and with due regard for the Commission’s right of initiative. Parliament also: · asked the Commission, in compliance with the proportionality and subsidiarity principles, to simplify the procedure for applying for EU funds, with a view to making the application procedure more efficient and results-oriented; · underlined its commitment to ensuring compliance with principles of subsidiarity and proportionality through assessments of its own legislative own-initiative reports , ex-ante appraisals of Commission impact assessments and the constant assessment of the potential EU added value and the ‘ cost of non-Europe ’; · noted, with regard to the recent discussions on investor-state dispute settlement (ISDS), that Article 3 of the Treaty on the Functioning of the European Union designates the common commercial policy and that therefore, the principle of subsidiarity does not apply to that policy; · stressed the need to clarify the scope of the Union’s exclusive competence on foreign direct investment . The different policies implemented by the Member States as regards investment protection have led to the current situation in which the Member States are party to some 1 400 bilateral investment treaties with, at times, different provisions, which could lead to varying treatment of EU investors abroad, depending on the origin of the investment in question; · called for more in-depth ex-ante and ex-post impact assessments regarding the proportionality of proposed measures with respect to EU financial assistance to other countries , namely macro-financial assistance. Lastly, Parliament stressed the need for a proper mechanism for proper consultation, dialogue and involvement of citizens, businesses (namely SMEs) and civil society in the EU decision-making process for trade policy.
  • date: 2016-04-12T00:00:00 type: End of procedure in Parliament body: EP
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  • body: EC dg: url: http://ec.europa.eu/justice/ title: Justice commissioner: JOUROVÁ Věra
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  • The Committee on Legal Affairs adopted the own-initiative report by Sajjad KARIM (ECR, UK) on the annual reports 2012-2013 on subsidiarity and proportionality.

    Members emphasised that the use of the EU’s competences should be guided by the principles of subsidiarity and proportionality and welcomed the fact that in 2012 and 2013, compliance with these two principles was carefully scrutinised by the EU institutions and by national parliaments.

    They regretted, however, that the annual reports prepared by the Commission were somewhat perfunctory, and often did not delve into a more detailed consideration of how subsidiarity and, in particular, proportionality were observed in EU policy-making.

    National parliaments:  noting the importance of parliaments and of their territorial impact and closeness to the citizens, Members called for their greater involvement in the early warning system and in the European debate.

    2012 saw the first use of the so-called yellow card procedure by national parliaments regarding the principle of subsidiarity. However, Members noted that reasoned opinions issued by national parliaments pointed out the existence of various interpretations of the principles of subsidiarity and proportionality.

    Members encouraged national parliaments to be faithful to the letter of the TEU when assessing compliance with the principles of subsidiarity and proportionality, and strongly recommended that national parliaments and European institutions engage in exchanges of views and practices of scrutinising their application. They regretted the absence of common patterns, which makes it more difficult to evaluate on what basis national parliaments intervene.

    Impact assessments: the report stressed that enhanced subsidiarity checks could be considered an important tool for reducing the so-called ‘democratic deficit’. The Impact Assessment Board considered more than 30 % of IAs reviewed by them in 2012 and 2013 to have included an unsatisfactory analysis of the principle of subsidiarity. Members expressed concern that this number rose to 50 % in 2014, and urged the Commission in its revision of the guidelines for impact assessments to address this issue and reverse this trend.

    The committee reiterated the call made in Parliament’s resolution of 14 September 2011 for the use of national impact assessments as a complement to those carried out by the Commission in support of proposed legislation.

    Furthermore, given that legislative proposals may change dramatically in the lead-up to adoption by the institutions, Members called for a further subsidiarity check and full impact assessment to be undertaken at the conclusion of the legislative negotiations and in advance of the adoption of a final text.

    Commission’s response: expressing disappointment at the response of the Commission to national parliaments in instances where yellow cards had been issued, Members believed that the Commission should respond comprehensively and on an individual basis to any concerns raised as part of a dialogue in addition to any published opinion. They felt also that it was necessary for the Commission to appear before the relevant committee or committees of the Parliament to explain its position in detail.

    Political dialogue: Members considered that political dialogue should be improved not only in instances of a yellow or orange card, but as a general rule. They welcomed in this regard the Commission’s undertaking to appear before more national parliaments, and called for the Parliament to consider undertaking similar initiatives.

    In order to promote a ‘subsidiarity culture’ across the EU, Members recommended two particular initiatives:

    • facilitating greater inclusion of positions made by national parliaments in the political dialogue, in particular in the course of preparatory work such as Green Papers or White Papers produced by the Commission;
    • considering an extension of the time period for consultation of national parliaments under the subsidiarity check if national parliaments request this on grounds of time constraints on the basis of justified objective reasons, such as natural disasters and recess periods, to be agreed between national parliaments and the Commission.

    ‘Green card’: the report noted that several national parliaments in COSAC had expressed their interest in proposing the introduction of a green card as an instrument for improving political dialogue, having first secured the support of Parliament, the opportunity to make constructive proposals for the Commission’s consideration and with due regard for the Commission’s right of initiative.

    The report also:

    • asked the Commission, in compliance with the proportionality and subsidiarity principles, to simplify the procedure for applying for EU funds, with a view to making the application procedure more efficient and results-oriented;
    • emphasised the need to clarify the division of competences when trade policies impact on investments other than the foreign direct ones, namely portfolio investments, as controversies persisted in current Free Trade Agreements;
    • called for clarification of whether trade instruments, such as investor-state dispute settlement (ISDS), could jeopardise the subsidiarity principle with respect to the competences of the Member States;
    • called for more in-depth ex-ante and ex-post impact assessments regarding the proportionality of  proposed measures with respect to EU financial assistance to other countries, namely macro-financial assistance.

    Lastly, the report stressed the need for a proper mechanism for proper consultation, dialogue and involvement of citizens, businesses (namely SMEs) and civil society in the EU decision-making process for trade policy.

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  • body: EP responsible: False committee: AFCO date: 2015-01-20T00:00:00 committee_full: Constitutional Affairs rapporteur: group: ECR name: UJAZDOWSKI Kazimierz Michał
  • body: EP responsible: False committee_full: Foreign Affairs committee: AFET
  • body: EP responsible: False committee_full: Agriculture and Rural Development committee: AGRI
  • body: EP responsible: False committee_full: Budgets committee: BUDG
  • body: EP responsible: False committee: CONT date: 2015-02-12T00:00:00 committee_full: Budgetary Control rapporteur: group: EPP name: ŠULIN Patricija
  • body: EP responsible: False committee_full: Culture and Education committee: CULT
  • body: EP responsible: False committee_full: Development committee: DEVE
  • body: EP responsible: False committee_full: Economic and Monetary Affairs committee: ECON
  • body: EP responsible: False committee: EMPL date: 2015-02-11T00:00:00 committee_full: Employment and Social Affairs rapporteur: group: ECR name: STEVENS Helga
  • body: EP responsible: False committee_full: Environment, Public Health and Food Safety committee: ENVI
  • body: EP responsible: False committee_full: Women’s Rights and Gender Equality committee: FEMM
  • body: EP responsible: False committee_full: Internal Market and Consumer Protection committee: IMCO
  • body: EP responsible: False committee: INTA date: 2015-01-21T00:00:00 committee_full: International Trade rapporteur: group: EFD name: BORRELLI David
  • body: EP responsible: False committee_full: Industry, Research and Energy committee: ITRE
  • body: EP shadows: group: EPP name: ZWIEFKA Tadeusz group: S&D name: DELVAUX Mady group: S&D name: KAUFMANN Sylvia-Yvonne group: ALDE name: MARINHO E PINTO António group: Verts/ALE name: ANDERSSON Max responsible: True committee: JURI date: 2014-10-13T00:00:00 committee_full: Legal Affairs rapporteur: group: ECR name: KARIM Sajjad
  • body: EP responsible: False committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE
  • body: EP responsible: False committee_full: Fisheries committee: PECH
  • body: EP responsible: False committee_full: Petitions committee: PETI
  • body: EP responsible: False committee_full: Regional Development committee: REGI
  • body: EP responsible: False committee_full: Transport and Tourism committee: TRAN
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  • PURPOSE: to present the Commission’s 21st annual report on the application of the principles of subsidiarity and proportionality in the legislative process in the EU in 2003.

    CONTENT: the report looks at how the EU institutions and bodies have implemented the principles of subsidiarity and proportionality and provides a more detailed analysis of a number of Commission proposals that were the subject of reasoned opinions submitted by national Parliaments in 2013.

    National Parliaments: 2013 saw, for the second time ever, the triggering of a ‘yellow card’ by national Parliaments in the context of the subsidiarity control mechanism, namely on the Commission’s proposal for a Council Regulation on the European Public Prosecutor’s Office.

    The 88 reasoned opinions issued by national Parliaments (an increase of 25% in comparison to the previous year) covered 36 Commission proposals. This seems to confirm a trend which had already been observed in previous years: national Parliaments have varying political interests and different priorities in choosing Commission proposals to be scrutinised in the context of the subsidiarity control mechanism.

    They also seem to apply different criteria when assessing a proposal’s compliance with the principle of subsidiarity.

    The proposal on the EPPO generated 13 reasoned opinions; the second highest number of reasoned opinions (9) were issued in relation to the proposal for a Directive establishing a framework for maritime spatial planning and integrated coastal management.

    National Parliaments issued 7 reasoned opinions on the proposal for a Directive on the manufacture, presentation and sale of tobacco and related products as well as on the proposal for a Regulation establishing a framework on market access to port services and financial transparency.

    As in 2012, the Swedish Riksdag was the national Parliament which issued by far the highest

    number of reasoned opinions (9). The Austrian Bundesrat and the Lithuanian Seimas issued the second highest number of reasoned opinions (6 each), followed by the two Spanish chambers (the Congreso de los Diputados and the Senado), the Maltese Kamra tad-Deputati, the Dutch Tweede Kamer and the UK House of Commons (5 each).

    Application of the two principles by institution: the report notes that all institutions involved in the legislative process were active in ensuring control of the principle of subsidiarity.

    The Commission continued to carry out in-depth assessments of compliance with the principles of subsidiarity and proportionality at different stages. Before adopting legislative proposals, it provides assessments (e.g. in roadmaps and impact assessments) and after adoption, it examines and replies to reasoned opinions from national Parliaments expressing subsidiarity concerns.

    Subsidiarity control and monitoring issues also figured prominently on the agenda of the European Parliament and the Committee of the Regions.

    The European Parliament continued to support its legislative own-initiative reports with evidence-based analysis of the potential EU added value. In total, five assessments accompanying legislative own-initiative reports by the European Parliament were finalised in 2013. They covered:

    ·        better governance of the single market;

    ·        combating violence against women;

    ·        a Directive on the cross-border transfer of a company’s registered office (the 14th Company Law Directive);

    ·        the application of the principle of equal pay for men and women for equal work of equal value; and

    ·        the statute for European mutual societies.

    In 2013, the European Parliament’s ex ante Impact Assessment Unit produced 50 initial appraisals of Commission impact assessments, two detailed appraisals of Commission impact assessments, three impact assessments on the Parliament’s amendments (in total, 20 amendments were assessed).

    The Committee of the Regions similarly increased its work on subsidiarity issues, especially by adopting and implementing a subsidiarity work programme for the first time. Since local and regional authorities are responsible, in most Member States, for implementing EU waste legislation, the CoR closely monitored the review of EU waste policy and legislation. A Quick Scan territorial impact assessment workshop was held to look at this initiative on 25 September 2013.

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committees
activities/2/committees
  • body: EP responsible: False committee: AFCO date: 2015-01-20T00:00:00 committee_full: Constitutional Affairs rapporteur: group: ECR name: UJAZDOWSKI Kazimierz Michał
  • body: EP responsible: False committee_full: Foreign Affairs committee: AFET
  • body: EP responsible: False committee_full: Agriculture and Rural Development committee: AGRI
  • body: EP responsible: False committee_full: Budgets committee: BUDG
  • body: EP responsible: False committee_full: Budgetary Control committee: CONT
  • body: EP responsible: False committee_full: Culture and Education committee: CULT
  • body: EP responsible: False committee_full: Development committee: DEVE
  • body: EP responsible: False committee_full: Economic and Monetary Affairs committee: ECON
  • body: EP responsible: False committee_full: Employment and Social Affairs committee: EMPL
  • body: EP responsible: False committee_full: Environment, Public Health and Food Safety committee: ENVI
  • body: EP responsible: False committee_full: Women’s Rights and Gender Equality committee: FEMM
  • body: EP responsible: False committee_full: Internal Market and Consumer Protection committee: IMCO
  • body: EP responsible: False committee_full: International Trade committee: INTA
  • body: EP responsible: False committee_full: Industry, Research and Energy committee: ITRE
  • body: EP shadows: group: S&D name: DELVAUX Mady group: ALDE name: MARINHO E PINTO António responsible: True committee: JURI date: 2014-10-13T00:00:00 committee_full: Legal Affairs rapporteur: group: ECR name: KARIM Sajjad
  • body: EP responsible: False committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE
  • body: EP responsible: False committee_full: Fisheries committee: PECH
  • body: EP responsible: False committee_full: Petitions committee: PETI
  • body: EP responsible: False committee_full: Regional Development committee: REGI
  • body: EP responsible: False committee_full: Transport and Tourism committee: TRAN
activities/2/date
Old
2015-01-15T00:00:00
New
2015-07-06T00:00:00
activities/2/type
Old
Committee referral announced in Parliament, 1st reading/single reading
New
Indicative plenary sitting date, 1st reading/single reading
committees/4/date
2015-02-12T00:00:00
committees/4/rapporteur
  • group: EPP name: ŠULIN Patricija
committees/8/date
2015-02-11T00:00:00
committees/8/rapporteur
  • group: ECR name: STEVENS Helga
committees/12/date
2015-01-21T00:00:00
committees/12/rapporteur
  • group: EFD name: BORRELLI David
activities/1/committees/0/date
2015-01-20T00:00:00
activities/1/committees/0/rapporteur
  • group: ECR name: UJAZDOWSKI Kazimierz Michał
committees/0/date
2015-01-20T00:00:00
committees/0/rapporteur
  • group: ECR name: UJAZDOWSKI Kazimierz Michał
activities
  • date: 2014-08-05T00:00:00 docs: url: http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2014&nu_doc=0506 title: COM(2014)0506 type: Non-legislative basic document published celexid: CELEX:52014DC0506:EN body: EC type: Non-legislative basic document published commission: DG: url: http://ec.europa.eu/justice/ title: Justice Commissioner: JOUROVÁ Věra
  • date: 2015-01-15T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: False committee_full: Constitutional Affairs committee: AFCO body: EP responsible: False committee_full: Foreign Affairs committee: AFET body: EP responsible: False committee_full: Agriculture and Rural Development committee: AGRI body: EP responsible: False committee_full: Budgets committee: BUDG body: EP responsible: False committee_full: Budgetary Control committee: CONT body: EP responsible: False committee_full: Culture and Education committee: CULT body: EP responsible: False committee_full: Development committee: DEVE body: EP responsible: False committee_full: Economic and Monetary Affairs committee: ECON body: EP responsible: False committee_full: Employment and Social Affairs committee: EMPL body: EP responsible: False committee_full: Environment, Public Health and Food Safety committee: ENVI body: EP responsible: False committee_full: Women’s Rights and Gender Equality committee: FEMM body: EP responsible: False committee_full: Internal Market and Consumer Protection committee: IMCO body: EP responsible: False committee_full: International Trade committee: INTA body: EP responsible: False committee_full: Industry, Research and Energy committee: ITRE body: EP shadows: group: S&D name: DELVAUX Mady group: ALDE name: MARINHO E PINTO António responsible: True committee: JURI date: 2014-10-13T00:00:00 committee_full: Legal Affairs rapporteur: group: ECR name: KARIM Sajjad body: EP responsible: False committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE body: EP responsible: False committee_full: Fisheries committee: PECH body: EP responsible: False committee_full: Petitions committee: PETI body: EP responsible: False committee_full: Regional Development committee: REGI body: EP responsible: False committee_full: Transport and Tourism committee: TRAN
committees
  • body: EP responsible: False committee_full: Constitutional Affairs committee: AFCO
  • body: EP responsible: False committee_full: Foreign Affairs committee: AFET
  • body: EP responsible: False committee_full: Agriculture and Rural Development committee: AGRI
  • body: EP responsible: False committee_full: Budgets committee: BUDG
  • body: EP responsible: False committee_full: Budgetary Control committee: CONT
  • body: EP responsible: False committee_full: Culture and Education committee: CULT
  • body: EP responsible: False committee_full: Development committee: DEVE
  • body: EP responsible: False committee_full: Economic and Monetary Affairs committee: ECON
  • body: EP responsible: False committee_full: Employment and Social Affairs committee: EMPL
  • body: EP responsible: False committee_full: Environment, Public Health and Food Safety committee: ENVI
  • body: EP responsible: False committee_full: Women’s Rights and Gender Equality committee: FEMM
  • body: EP responsible: False committee_full: Internal Market and Consumer Protection committee: IMCO
  • body: EP responsible: False committee_full: International Trade committee: INTA
  • body: EP responsible: False committee_full: Industry, Research and Energy committee: ITRE
  • body: EP shadows: group: S&D name: DELVAUX Mady group: ALDE name: MARINHO E PINTO António responsible: True committee: JURI date: 2014-10-13T00:00:00 committee_full: Legal Affairs rapporteur: group: ECR name: KARIM Sajjad
  • body: EP responsible: False committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE
  • body: EP responsible: False committee_full: Fisheries committee: PECH
  • body: EP responsible: False committee_full: Petitions committee: PETI
  • body: EP responsible: False committee_full: Regional Development committee: REGI
  • body: EP responsible: False committee_full: Transport and Tourism committee: TRAN
links
other
  • body: EC dg: url: http://ec.europa.eu/justice/ title: Justice commissioner: JOUROVÁ Věra
procedure
dossier_of_the_committee
JURI/8/02323
reference
2014/2252(INI)
title
Annual reports 2012-2013 on subsidiarity and proportionality
legal_basis
Rules of Procedure of the European Parliament EP 052
stage_reached
Awaiting committee decision
subtype
Annual report
type
INI - Own-initiative procedure
subject
8.40.10 Interinstitutional relations, democratic deficit, subsidiarity, comitology