BETA


2016/3007(DEA) Identifying high-risk third countries with strategic deficiencies: Guyana

Progress: Procedure completed - delegated act rejected

RoleCommitteeRapporteurShadows
Lead ECON
Lead LIBE
Lead committee dossier:
Legal Basis:
RoP 111-p3, RoP 58

Events

2017/06/16
   Commission response to text adopted in plenary
Documents
2017/01/19
   EP - Results of vote in Parliament
2017/01/19
   EP - Decision by Parliament, 1st reading/single reading
Details

The European Parliament adopted by 393 votes to 67, with 210 abstentions, a resolution objecting to a Commission Delegated Regulation of 24 November 2016 amending Commission Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 by identifying high-risk third countries with strategic deficiencies.

The Delegated Regulation, its annex and the amending Delegated Regulation are meant to identify high-risk third countries with strategic deficiencies as regards anti-money laundering and countering terrorist financing (AML/CTF), which represent a threat for the EU financial system and for which enhanced customer due diligence measures are necessary at EU obliged entities under Directive (EU) 2015/849 (4AMLD) on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing.

Parliament believes that the list of criteria established by the Commission – which corresponds to those laid down by the Financial Action Task Force (FATF) - is non-exhaustive and that it should be extended to include territories that facilitate tax crimes.

Stressing that the Commission assessment must be a fully independent and non-politicised process, Members expect the Commission to conduct its own assessment and to avoid relying solely on external information sources.

The evidence gathered by the Parliament’s two Special Committees, the Committee on Tax Rulings and Other Measures Similar in Nature or Effect and the Inquiry Committee on Money Laundering, Tax Avoidance and Tax Evasion indicates that some countries not included in the present list of high-risk third countries may present such deficiencies.

On the basis of these considerations, Parliament called on the Commission to submit a new delegated act which takes account of the concerns set out above.

Documents
2017/01/09
   EP - Motion for a resolution objecting delegated act
Documents
2016/12/14
   EP - Committee referral announced in Parliament, 1st reading/single reading
2016/12/14
   EP - Referral to joint committee announced in Parliament
2016/12/14
   EP/CSL - Initial period for examining delegated act extended at Parliament's request by 1 month(s)
2016/12/12
   CSL - Delegated act not objected by Council
2016/12/06
   EP - Amendments tabled in committee
Documents
2016/11/24
   EC - Non-legislative basic document
Documents
2016/11/24
   EC - Non-legislative basic document published
Documents
2016/11/24
   EP/CSL - Initial period for examining delegated act 1 month(s)

Documents

Votes

B8-0001/2017 - Résolution

2017/01/19 Outcome: +: 393, 0: 210, -: 67
IT FR ES DE RO SE EL PT AT BE NL FI GB CZ HU BG LT HR DK LV EE LU IE SI CY MT SK PL
Total
62
65
51
85
28
20
17
21
18
21
25
10
58
20
19
17
9
11
11
7
5
6
7
7
6
6
12
46
icon: S&D S&D
174

Netherlands S&D

3

Lithuania S&D

1

Croatia S&D

2

Latvia S&D

1

Estonia S&D

For (1)

1

Luxembourg S&D

For (1)

1

Ireland S&D

For (1)

1

Slovenia S&D

For (1)

1

Cyprus S&D

2

Malta S&D

3
icon: ALDE ALDE
63

Germany ALDE

2

Romania ALDE

2

Portugal ALDE

1

Austria ALDE

For (1)

1

United Kingdom ALDE

1

Croatia ALDE

2

Latvia ALDE

1

Estonia ALDE

2

Luxembourg ALDE

For (1)

1

Ireland ALDE

For (1)

1

Slovenia ALDE

For (1)

1
icon: Verts/ALE Verts/ALE
46

Italy Verts/ALE

For (1)

1

Austria Verts/ALE

3

Belgium Verts/ALE

2

Netherlands Verts/ALE

2

United Kingdom Verts/ALE

5

Hungary Verts/ALE

2

Lithuania Verts/ALE

For (1)

1

Croatia Verts/ALE

For (1)

1

Denmark Verts/ALE

For (1)

1

Latvia Verts/ALE

1

Estonia Verts/ALE

For (1)

1

Luxembourg Verts/ALE

For (1)

1

Slovenia Verts/ALE

For (1)

1
icon: GUE/NGL GUE/NGL
42

Sweden GUE/NGL

For (1)

1

Netherlands GUE/NGL

3

Finland GUE/NGL

For (1)

1

Czechia GUE/NGL

2

Ireland GUE/NGL

For (1)

1

Cyprus GUE/NGL

2
icon: ENF ENF
33

Germany ENF

Against (1)

1

Romania ENF

1

Belgium ENF

For (1)

1

Netherlands ENF

4

United Kingdom ENF

Abstain (1)

1

Poland ENF

For (1)

1
icon: EFDD EFDD
35

France EFDD

1

Germany EFDD

Abstain (1)

1

Sweden EFDD

2

Czechia EFDD

Abstain (1)

1

Lithuania EFDD

For (1)

1

Poland EFDD

1
icon: NI NI
17

Italy NI

For (1)

1

France NI

Abstain (1)

3

Germany NI

For (1)

Against (1)

2

United Kingdom NI

Against (1)

Abstain (1)

2

Poland NI

1
icon: PPE PPE
197

Belgium PPE

4

Finland PPE

Abstain (1)

1

Lithuania PPE

2

Denmark PPE

Abstain (1)

1

Estonia PPE

Abstain (1)

1

Luxembourg PPE

3
4

Cyprus PPE

Abstain (1)

1
icon: ECR ECR
63

Italy ECR

2

Romania ECR

For (1)

1

Greece ECR

For (1)

1

Netherlands ECR

2
2

Czechia ECR

2

Bulgaria ECR

2

Lithuania ECR

Against (1)

1

Croatia ECR

Abstain (1)

1

Denmark ECR

Abstain (1)

3

Cyprus ECR

Against (1)

1

History

(these mark the time of scraping, not the official date of the change)

committees/0/date
    committees/1/date
      activities
      • date: 2016-11-24T00:00:00 body: EP/CSL type: Initial period for examining delegated act 1 month(s)
      • date: 2016-11-24T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/actes_delegues/2016/07495/COM_ADL(2016)07495_EN.pdf type: Non-legislative basic document published title: C(2016)07495 body: EC commission: type: Non-legislative basic document published
      • date: 2016-12-12T00:00:00 body: EP/CSL type: Delegated act not objected by Council
      • date: 2016-12-14T00:00:00 body: EP type: Committee referral announced in Parliament, 1st reading/single reading committees: body: EP responsible: True committee_full: Economic and Monetary Affairs committee: ECON body: EP responsible: True committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE
      • date: 2016-12-14T00:00:00 body: EP/CSL type: Initial period for examining delegated act extended at Parliament's request by 1 month(s)
      • date: 2017-01-19T00:00:00 docs: url: http://www.europarl.europa.eu/oeil/popups/sda.do?id=28060&l=en type: Results of vote in Parliament title: Results of vote in Parliament url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2017-0008 type: Decision by Parliament, 1st reading/single reading title: T8-0008/2017 body: EP type: Results of vote in Parliament
      committees/0
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      committee_full
      Economic and Monetary Affairs
      committee
      ECON
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      True
      committee_full
      Economic and Monetary Affairs
      committee
      ECON
      committees/1
      type
      Responsible Committee
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      committee_full
      Civil Liberties, Justice and Home Affairs
      committee
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      LIBE
      docs
      • date: 2016-11-24T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/actes_delegues/2016/07495/COM_ADL(2016)07495_EN.pdf title: C(2016)07495 type: Non-legislative basic document body: EC
      • date: 2016-12-06T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE595.562 title: PE595.562 type: Amendments tabled in committee body: EP
      • date: 2017-01-09T00:00:00 docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=MOTION&reference=B8-2017-0001&language=EN title: B8-0001/2017 type: Motion for a resolution objecting delegated act body: EP
      • date: 2017-06-16T00:00:00 docs: url: /oeil/spdoc.do?i=28060&j=0&l=en title: SP(2017)205 type: Commission response to text adopted in plenary
      events
      • date: 2016-11-24T00:00:00 type: Non-legislative basic document published body: EC docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/actes_delegues/2016/07495/COM_ADL(2016)07495_EN.pdf title: C(2016)07495
      • date: 2016-11-24T00:00:00 type: Initial period for examining delegated act 1 month(s) body: EP/CSL
      • date: 2016-12-12T00:00:00 type: Delegated act not objected by Council body: CSL
      • date: 2016-12-14T00:00:00 type: Committee referral announced in Parliament, 1st reading/single reading body: EP
      • date: 2016-12-14T00:00:00 type: Referral to joint committee announced in Parliament body: EP
      • date: 2016-12-14T00:00:00 type: Initial period for examining delegated act extended at Parliament's request by 1 month(s) body: EP/CSL
      • date: 2017-01-19T00:00:00 type: Results of vote in Parliament body: EP docs: url: https://oeil.secure.europarl.europa.eu/oeil/popups/sda.do?id=28060&l=en title: Results of vote in Parliament
      • date: 2017-01-19T00:00:00 type: Decision by Parliament, 1st reading/single reading body: EP docs: url: http://www.europarl.europa.eu/sides/getDoc.do?type=TA&language=EN&reference=P8-TA-2017-0008 title: T8-0008/2017 summary: The European Parliament adopted by 393 votes to 67, with 210 abstentions, a resolution objecting to a Commission Delegated Regulation of 24 November 2016 amending Commission Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 by identifying high-risk third countries with strategic deficiencies. The Delegated Regulation, its annex and the amending Delegated Regulation are meant to identify high-risk third countries with strategic deficiencies as regards anti-money laundering and countering terrorist financing (AML/CTF), which represent a threat for the EU financial system and for which enhanced customer due diligence measures are necessary at EU obliged entities under Directive (EU) 2015/849 (4AMLD) on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing. Parliament believes that the list of criteria established by the Commission – which corresponds to those laid down by the Financial Action Task Force (FATF) - is non-exhaustive and that it should be extended to include territories that facilitate tax crimes. Stressing that the Commission assessment must be a fully independent and non-politicised process, Members expect the Commission to conduct its own assessment and to avoid relying solely on external information sources. The evidence gathered by the Parliament’s two Special Committees, the Committee on Tax Rulings and Other Measures Similar in Nature or Effect and the Inquiry Committee on Money Laundering, Tax Avoidance and Tax Evasion indicates that some countries not included in the present list of high-risk third countries may present such deficiencies. On the basis of these considerations, Parliament called on the Commission to submit a new delegated act which takes account of the concerns set out above.
      links
      other
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        CJ12/8/08555
        New
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        procedure/legal_basis/0
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        • 7.30.20 Action to combat terrorism
        • 7.30.30.08 Capital outflow, money laundering
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        Identifying high-risk third countries with strategic deficiencies: Guyana
        New
        Identifying high-risk third countries with strategic deficiencies: Guyana
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        • Guyana
        procedure/title
        Old
        Identifying high-risk third countries with strategic deficiencies
        New
        Identifying high-risk third countries with strategic deficiencies: Guyana
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        Old

        The European Parliament adopted by 393 votes to 67, with 210 abstentions, a resolution objecting to a Commission Delegated Regulation of 24 November 2016 amending Commission Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 by identifying high-risk third countries with strategic deficiencies.

        The Delegated Regulation, its annex and the amending Delegated Regulation are meant to identify high-risk third countries with strategic deficiencies as regards anti-money laundering and countering terrorist financing (AML/CTF), which represent a threat for the EU financial system and for which enhanced customer due diligence measures are necessary at EU obliged entities under Directive (EU) 2015/849 (4AMLD) on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing.

        Parliament believes that the list of criteria established by the Commission – which corresponds to those laid down by the Financial Action Task Force (FATF) - is non-exhaustive and that it should be extended to include include territories that facilitate tax crimes.

        Stressing that the Commission assessment must be a fully independent and non-politicised process, Members expect the Commission to conduct its own assessment and to avoid relying solely on external information sources.

        The evidence gathered by the Parliament’s two Special Committees, Committee on Tax Rulings and Other Measures Similar in Nature or Effect and the Inquiry Committee on Money Laundering, Tax Avoidance and Tax Evasion indicates that some countries not included in the present list of high-risk third countries may present such deficiencies.

        On the basis of these considerations, Parliament called on the Commission to submit a new delegated act which takes account of the concerns set out above.

        New

        The European Parliament adopted by 393 votes to 67, with 210 abstentions, a resolution objecting to a Commission Delegated Regulation of 24 November 2016 amending Commission Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 by identifying high-risk third countries with strategic deficiencies.

        The Delegated Regulation, its annex and the amending Delegated Regulation are meant to identify high-risk third countries with strategic deficiencies as regards anti-money laundering and countering terrorist financing (AML/CTF), which represent a threat for the EU financial system and for which enhanced customer due diligence measures are necessary at EU obliged entities under Directive (EU) 2015/849 (4AMLD) on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing.

        Parliament believes that the list of criteria established by the Commission – which corresponds to those laid down by the Financial Action Task Force (FATF) - is non-exhaustive and that it should be extended to include territories that facilitate tax crimes.

        Stressing that the Commission assessment must be a fully independent and non-politicised process, Members expect the Commission to conduct its own assessment and to avoid relying solely on external information sources.

        The evidence gathered by the Parliament’s two Special Committees, the Committee on Tax Rulings and Other Measures Similar in Nature or Effect and the Inquiry Committee on Money Laundering, Tax Avoidance and Tax Evasion indicates that some countries not included in the present list of high-risk third countries may present such deficiencies.

        On the basis of these considerations, Parliament called on the Commission to submit a new delegated act which takes account of the concerns set out above.

        activities/5/docs/0/text
        • The European Parliament adopted by 393 votes to 67, with 210 abstentions, a resolution objecting to a Commission Delegated Regulation of 24 November 2016 amending Commission Delegated Regulation (EU) 2016/1675 supplementing Directive (EU) 2015/849 by identifying high-risk third countries with strategic deficiencies.

          The Delegated Regulation, its annex and the amending Delegated Regulation are meant to identify high-risk third countries with strategic deficiencies as regards anti-money laundering and countering terrorist financing (AML/CTF), which represent a threat for the EU financial system and for which enhanced customer due diligence measures are necessary at EU obliged entities under Directive (EU) 2015/849 (4AMLD) on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing.

          Parliament believes that the list of criteria established by the Commission – which corresponds to those laid down by the Financial Action Task Force (FATF) - is non-exhaustive and that it should be extended to include include territories that facilitate tax crimes.

          Stressing that the Commission assessment must be a fully independent and non-politicised process, Members expect the Commission to conduct its own assessment and to avoid relying solely on external information sources.

          The evidence gathered by the Parliament’s two Special Committees, Committee on Tax Rulings and Other Measures Similar in Nature or Effect and the Inquiry Committee on Money Laundering, Tax Avoidance and Tax Evasion indicates that some countries not included in the present list of high-risk third countries may present such deficiencies.

          On the basis of these considerations, Parliament called on the Commission to submit a new delegated act which takes account of the concerns set out above.

        activities/5
        date
        2017-01-19T00:00:00
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        New
        Awaiting committee decision
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        • date: 2016-11-24T00:00:00 body: EP/CSL type: Initial period for examining delegated act 1 month(s)
        • date: 2016-11-24T00:00:00 docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/actes_delegues/2016/07495/COM_ADL(2016)07495_EN.pdf type: Non-legislative basic document published title: C(2016)07495 type: Non-legislative basic document published body: EC commission:
        • date: 2016-12-12T00:00:00 body: EP/CSL type: Delegated act not objected by Council
        • date: 2016-12-14T00:00:00 body: EP/CSL type: Initial period for examining delegated act extended at Parliament's request by 1 month(s)
        • date: 2017-01-19T00:00:00 body: EP type: Vote in plenary scheduled
        committees
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        • body: EP responsible: True committee_full: Civil Liberties, Justice and Home Affairs committee: LIBE
        links
        other
          procedure
          reference
          2016/3007(DEA)
          title
          Identifying high-risk third countries with strategic deficiencies
          stage_reached
          Preparatory phase in Parliament
          summary
          Supplementing
          subtype
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