BETA


2022/0425(COD) Collection and transfer of advance passenger information for the prevention, detection, investigation and prosecution of terrorist offences and serious crime

Progress: Awaiting Parliament's position in 1st reading

RoleCommitteeRapporteurShadows
Lead LIBE KANKO Assita (icon: ECR ECR) LENAERS Jeroen (icon: EPP EPP), TANG Paul (icon: S&D S&D), OETJEN Jan-Christoph (icon: Renew Renew), STRIK Tineke (icon: Verts/ALE Verts/ALE), FEST Nicolaus (icon: ID ID), DALY Clare (icon: GUE/NGL GUE/NGL)
Committee Opinion BUDG
Committee Opinion TRAN OETJEN Jan-Christoph (icon: Renew Renew) Marian-Jean MARINESCU (icon: PPE PPE), Kosma ZŁOTOWSKI (icon: ECR ECR), Josianne CUTAJAR (icon: S&D S&D), Clare DALY (icon: GUE/NGL GUE/NGL)
Lead committee dossier:
Legal Basis:
TFEU 082-p2, TFEU 087-p2

Events

2024/03/19
   EP - Approval in committee of the text agreed at 1st reading interinstitutional negotiations
2024/03/13
   CSL - Coreper letter confirming interinstitutional agreement
2023/12/13
   EP - Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
2023/12/11
   EP - Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
2023/12/07
   EP - Committee report tabled for plenary, 1st reading
Details

The Committee on Civil Liberties, Justice and Home Affairs adopted the report by Assita KANKO (ECR, BE) on the proposal for a regulation of the European Parliament and of the Council on the collection and transfer of advance passenger information for the prevention, detection, investigation and prosecution of terrorist offences and serious crime, and amending Regulation (EU) 2019/818.

The committee responsible recommended that the European Parliament's position adopted at first reading under the ordinary legislative procedure should amend the proposal as follows:

API data to be collected by air carriers

The amended text stated that air carriers should collect API data of passengers , consisting of the passenger data and the flight information, respectively, on the flights for the purpose of transferring that API data to the router.

API data should include only the following passenger data for each passenger on the flight: (a) surname, given name(s); (b) date of birth, sex and nationality; (c) type and number of travel document and the three-letter code of the country that issued it; (d) expiry date of the validity of the travel document; (e) the Passenger Name Record number used by an air carrier to locate a passenger in its information system (PNR record locator); (f) the aircraft seat number allocated to a passenger; (g) the number and weight of checked baggage.

API data should include only the following flight information : the flight identification number(s); where applicable, the border crossing point of entry into the territory of the Member State; the airport code of entry into the territory of the Member State; the initial point of embarkation; the local date and estimated time of departure and arrival.

Collection of API data

Air carriers should collect the API data, using automated means to collect the machine-readable data of the travel document of the passenger concerned.

Where the use of automated means is not possible, air carriers should collect that data manually , either as part of the online check-in or as part of the check-in at the airport.

The collection of API data by automated means should be strictly limited to the alphanumerical data contained in the travel document and should not lead to the collection of any biometric data from it.

Storage and deletion of API data

Members suggested that air carriers should store, for a time period of 24 hours from the moment of departure of the flight, the API data relating to that passenger that they collected. They should immediately and permanently delete that API data after the expiry of that time period.

Air carriers or competent border authorities should immediately and permanently delete API data where they become aware that the API data collected was processed unlawfully or that the data transferred does not constitute API data.

Fundamental rights

The processing of API data and, in particular, API data constituting personal data, should remain strictly limited to what is necessary and proportionate to achieve the objectives pursued by the Regulation. Furthermore, the processing of API data collected and transferred under the Regulation should not lead to any form of discrimination excluded by the Charter of Fundamental Rights of the European Union.

The Router

The report stated that in order to avoid that air carriers have to establish and maintain multiple connections with Passenger Information Units (PIUs) for the transfer of API data and PNR data, and to avoid the related inefficiencies and security risks, provision should be made for a single router, created and operated at the Union level, that should serve as a connection, filter and distribution point for those transfers.

In this regard, eu-LISA should design, develop, host and technically manage, a router for the purpose of facilitating the transfer of encrypted API and PNR data by the air carriers to the PIUs.

Methodology and criteria for the selection of intra-EU flights

Member States that decide to apply Directive (EU) 2016/681 on the use of passenger name record (PNR) data for the prevention, detection, investigation and prosecution of terrorist offences and serious crime (‘PNR Directive’) and consequently this Regulation to intra-EU flights should for the selection of those flights:

- carry out an objective, duly reasoned and non-discriminatory threat assessment ;

- take into account only criteria which are relevant for the prevention, detection, investigation and prosecution of terrorist offences and serious crime having an objective link.

In situations of a genuine and present or foreseeable terrorist threat , Member States may apply Directive (EU) 2016/681 to all intra-EU flights arriving at or departing from its territory, in a decision that is limited in time to what is strictly necessary and that is open to effective review.

Logs

Members suggested that u-LISA should keep logs of all processing operations relating to the transfer of API data through the router under this Regulation.

Actions in the case of technical impossibility to use the router

eu-LISA should immediately notify air carriers and Passenger Information Units in an automated manner of the technical impossibility of using the router and take steps to remedy this technical impossibility.

Information to passengers

Air carriers should provide passengers with information on the purpose of the collection of their personal data, the type of personal data collected, the recipients of the personal data and the means to exercise the data subject rights. This information should be communicated to passengers in writing and in an easily accessible format at the moment of booking and at the moment of check-in, irrespective of the means used to collect the personal data at the moment of check-in.

Penalties

Member States should ensure that a systematic or persistent failure to comply with obligations set out in this Regulation is subject to financial penalties of up to 2% of an air carrier's global turnover of the preceding business year.

Documents
2023/11/28
   EP - Vote in committee, 1st reading
2023/11/28
   EP - Committee decision to open interinstitutional negotiations with report adopted in committee
2023/09/15
   PT_PARLIAMENT - Contribution
Documents
2023/09/05
   EP - Amendments tabled in committee
Documents
2023/07/19
   EP - Committee opinion
Documents
2023/07/04
   EP - Committee draft report
Documents
2023/04/27
   ESC - Economic and Social Committee: opinion, report
Documents
2023/04/26
   NL_SENATE - Contribution
Documents
2023/03/28
   EP - KANKO Assita (ECR) appointed as rapporteur in LIBE
2023/03/23
   ES_PARLIAMENT - Contribution
Documents
2023/02/22
   EP - OETJEN Jan-Christoph (Renew) appointed as rapporteur in TRAN
2023/02/13
   EP - Committee referral announced in Parliament, 1st reading
2023/02/08
   EDPS - Document attached to the procedure
2022/12/14
   EC - Document attached to the procedure
2022/12/13
   EC - Legislative proposal published
Details

PURPOSE: to present new rules on the collection and transfer of advance passenger information (API) for the prevention, detection, investigation and prosecution of terrorist offences and serious crime.

PROPOSED ACT: Regulation of the European Union and of the Council.

ROLE OF THE EUROPEAN PARLIAMENT: the European Parliament decides in accordance with the ordinary legislative procedure and on an equal footing with the Council.

BACKGROUND: over the last decade the EU and other parts of the world have seen an increase in serious and organised crime. According to Europol’s EU Serious and Organised Crime Threat Assessment, most organised crime involves international travel, typically aimed at smuggling persons, drugs or other illicit goods into the EU. Notably, criminals make frequent use of the EU’s main airports as well as smaller regional airports operating low-cost airlines. In this context, information on air travellers is an important tool for law enforcement authorities to counter serious crime and terrorism in the EU.

Air traveller data includes Advance Passenger Information (API) and Passenger Name Records (PNR) which, when used together, are particularly effective to identify high-risk travellers and to confirm the travel pattern of suspected individuals.

In the EU, the PNR Directive does not lead to the collection of the full set of API data, as air carriers do not have any business purpose to collect such data.

The joint processing of API and PNR data by competent law enforcement authorities substantially increases the effectiveness of the fight against serious crimes and terrorism in the EU . The combined use of API data and PNR data enables the competent national authorities to confirm the identity of passengers and greatly improves the reliability of PNR data.

The current EU legal framework only regulates the use of PNR data for fighting serious crime and terrorism but does not do so specifically for API data, which can be requested only on flights coming from third countries, leading to a security gap , notably regarding intra-EU flights for which Member States request air carriers to transfer PNR data. Passenger Information Units obtain the most effective operational results on flights where both API and PNR data are collected. This means that competent law enforcement authorities cannot benefit from the results of the joint processing of API data and PNR data on flights within the EU, for which only PNR data is transferred.

For those reasons, complementary rules should be established requiring air carriers to collect and subsequently transfer a specifically defined set of API data, which requirements should apply to the extent that the air carriers are bound under that Directive to collect and transfer PNR data on the same flight.

It is therefore necessary to establish at Union level clear, harmonised and effective rules on the collection and transfer of API data for the purpose of preventing, detecting, investigating and prosecuting terrorist offences and serious crime.

CONTENT: the proposed Regulation aims to lay down better rules for the collection and transfer of API data by air carriers for the purpose of preventing, detecting, investigating, and prosecuting terrorist offences and serious crime. More specifically, it lays down rules on:

- the collection by air carriers of advance passenger information data (‘API data’) on extra EU flights and selected intra EU flights;

- the transfer by air carriers to the router of the API data;

- the transmission from the router to the Passenger Information Units (‘PIUs’) of the API data on extra-EU flights and selected intra-EU flights.

It will apply to air carriers conducting scheduled or non-scheduled extra-EU flights or intra-EU flights.

Overall, the proposal contains:

- the provisions for the collection, transfer to the router and deletion of API data by air carriers, and rules regarding the transmission of API data from the router to the Passenger Information Units;

- specific provisions on logs, specifications as to whom are the personal data controllers in relation to processing of API data constituting personal data under this Regulation, security and self-monitoring by air carriers and PIUs;

- rules on the connections to, and integration with, the router by Passenger Information Units and air carriers, as well as on Member States’ costs in connection thereto. It also contains provisions regulating the situation of a partial or full technical impossibility to use the router and on liability for damage caused to the router;

- provisions on supervision, on possible penalties applicable to air carriers for non-compliance of their obligations set out in this Regulation and on the preparation of a practical handbook by the Commission.

Budgetary implications

This proposal will have an impact on the budget and staff needs of eu-LISA and Member States’ competent border authorities.

For eu-LISA, it is estimated that an additional budget of around EUR 45 million (33 million under current MFF) to set-up the router and EUR 9 million per year from 2029 onwards for the technical management thereof, and that around 27 additional posts would be needed for to ensure that eu-LISA has the necessary resources to perform the tasks attributed to it in this proposed Regulation and in the proposed Regulation for the collection and transfer of API data for the prevention, detection, investigation and prosecution of terrorist offences and serious crime.

For Member States, it is estimated that EUR 27 million (EUR 8 million under the current Multiannual Financial Framework) dedicated to upgrading the necessary national systems and infrastructures for border management authorities, and progressively up to EUR 5 million per year from 2028 onwards for the maintenance thereof, could be entitled for reimbursement by Border Management and Visa Instrument fund. Any such entitlement will ultimately have to be determined in accordance with the rules regulating those funds as well as the rules on costs contained in the proposed Regulation.

Documents

AmendmentsDossier
254 2022/0425(COD)
2023/05/31 TRAN 30 amendments...
source: 749.216
2023/09/06 LIBE 224 amendments...
source: 752.818

History

(these mark the time of scraping, not the official date of the change)

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  • The Committee on Civil Liberties, Justice and Home Affairs adopted the report by Assita KANKO (ECR, BE) on the proposal for a regulation of the European Parliament and of the Council on the collection and transfer of advance passenger information for the prevention, detection, investigation and prosecution of terrorist offences and serious crime, and amending Regulation (EU) 2019/818.
  • The committee responsible recommended that the European Parliament's position adopted at first reading under the ordinary legislative procedure should amend the proposal as follows:
  • API data to be collected by air carriers
  • The amended text stated that air carriers should collect API data of passengers , consisting of the passenger data and the flight information, respectively, on the flights for the purpose of transferring that API data to the router.
  • API data should include only the following passenger data for each passenger on the flight: (a) surname, given name(s); (b) date of birth, sex and nationality; (c) type and number of travel document and the three-letter code of the country that issued it; (d) expiry date of the validity of the travel document; (e) the Passenger Name Record number used by an air carrier to locate a passenger in its information system (PNR record locator); (f) the aircraft seat number allocated to a passenger; (g) the number and weight of checked baggage.
  • API data should include only the following flight information : the flight identification number(s); where applicable, the border crossing point of entry into the territory of the Member State; the airport code of entry into the territory of the Member State; the initial point of embarkation; the local date and estimated time of departure and arrival.
  • Collection of API data
  • Air carriers should collect the API data, using automated means to collect the machine-readable data of the travel document of the passenger concerned.
  • Where the use of automated means is not possible, air carriers should collect that data manually , either as part of the online check-in or as part of the check-in at the airport.
  • The collection of API data by automated means should be strictly limited to the alphanumerical data contained in the travel document and should not lead to the collection of any biometric data from it.
  • Storage and deletion of API data
  • Members suggested that air carriers should store, for a time period of 24 hours from the moment of departure of the flight, the API data relating to that passenger that they collected. They should immediately and permanently delete that API data after the expiry of that time period.
  • Air carriers or competent border authorities should immediately and permanently delete API data where they become aware that the API data collected was processed unlawfully or that the data transferred does not constitute API data.
  • Fundamental rights
  • The processing of API data and, in particular, API data constituting personal data, should remain strictly limited to what is necessary and proportionate to achieve the objectives pursued by the Regulation. Furthermore, the processing of API data collected and transferred under the Regulation should not lead to any form of discrimination excluded by the Charter of Fundamental Rights of the European Union.
  • The Router
  • The report stated that in order to avoid that air carriers have to establish and maintain multiple connections with Passenger Information Units (PIUs) for the transfer of API data and PNR data, and to avoid the related inefficiencies and security risks, provision should be made for a single router, created and operated at the Union level, that should serve as a connection, filter and distribution point for those transfers.
  • In this regard, eu-LISA should design, develop, host and technically manage, a router for the purpose of facilitating the transfer of encrypted API and PNR data by the air carriers to the PIUs.
  • Methodology and criteria for the selection of intra-EU flights
  • Member States that decide to apply Directive (EU) 2016/681 on the use of passenger name record (PNR) data for the prevention, detection, investigation and prosecution of terrorist offences and serious crime (‘PNR Directive’) and consequently this Regulation to intra-EU flights should for the selection of those flights:
  • - carry out an objective, duly reasoned and non-discriminatory threat assessment ;
  • - take into account only criteria which are relevant for the prevention, detection, investigation and prosecution of terrorist offences and serious crime having an objective link.
  • In situations of a genuine and present or foreseeable terrorist threat , Member States may apply Directive (EU) 2016/681 to all intra-EU flights arriving at or departing from its territory, in a decision that is limited in time to what is strictly necessary and that is open to effective review.
  • Logs
  • Members suggested that u-LISA should keep logs of all processing operations relating to the transfer of API data through the router under this Regulation.
  • Actions in the case of technical impossibility to use the router
  • eu-LISA should immediately notify air carriers and Passenger Information Units in an automated manner of the technical impossibility of using the router and take steps to remedy this technical impossibility.
  • Information to passengers
  • Air carriers should provide passengers with information on the purpose of the collection of their personal data, the type of personal data collected, the recipients of the personal data and the means to exercise the data subject rights. This information should be communicated to passengers in writing and in an easily accessible format at the moment of booking and at the moment of check-in, irrespective of the means used to collect the personal data at the moment of check-in.
  • Penalties
  • Member States should ensure that a systematic or persistent failure to comply with obligations set out in this Regulation is subject to financial penalties of up to 2% of an air carrier's global turnover of the preceding business year.
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  • name: OETJEN Jan-Christoph date: 2023-02-22T00:00:00 group: Renew Europe group abbr: Renew
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Joint Declaration on EU legislative priorities for 2023 and 2024
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Joint Declaration on EU legislative priorities for 2023 and 2024
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Joint Declaration on EU legislative priorities for 2023 and 2024
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  • title: Joint Declaration 2022 url: https://oeil.secure.europarl.europa.eu/oeil/popups/thematicnote.do?id=41360&l=en
  • title: Joint Declaration on EU legislative priorities for 2023 and 2024 url: https://oeil.secure.europarl.europa.eu/oeil/popups/thematicnote.do?id=41380&l=en
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2023-02-13T00:00:00
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  • PURPOSE: to present new rules on the collection and transfer of advance passenger information (API) for the prevention, detection, investigation and prosecution of terrorist offences and serious crime.
  • PROPOSED ACT: Regulation of the European Union and of the Council.
  • ROLE OF THE EUROPEAN PARLIAMENT: the European Parliament decides in accordance with the ordinary legislative procedure and on an equal footing with the Council.
  • BACKGROUND: over the last decade the EU and other parts of the world have seen an increase in serious and organised crime. According to Europol’s EU Serious and Organised Crime Threat Assessment, most organised crime involves international travel, typically aimed at smuggling persons, drugs or other illicit goods into the EU. Notably, criminals make frequent use of the EU’s main airports as well as smaller regional airports operating low-cost airlines. In this context, information on air travellers is an important tool for law enforcement authorities to counter serious crime and terrorism in the EU.
  • Air traveller data includes Advance Passenger Information (API) and Passenger Name Records (PNR) which, when used together, are particularly effective to identify high-risk travellers and to confirm the travel pattern of suspected individuals.
  • In the EU, the PNR Directive does not lead to the collection of the full set of API data, as air carriers do not have any business purpose to collect such data.
  • The joint processing of API and PNR data by competent law enforcement authorities substantially increases the effectiveness of the fight against serious crimes and terrorism in the EU . The combined use of API data and PNR data enables the competent national authorities to confirm the identity of passengers and greatly improves the reliability of PNR data.
  • The current EU legal framework only regulates the use of PNR data for fighting serious crime and terrorism but does not do so specifically for API data, which can be requested only on flights coming from third countries, leading to a security gap , notably regarding intra-EU flights for which Member States request air carriers to transfer PNR data. Passenger Information Units obtain the most effective operational results on flights where both API and PNR data are collected. This means that competent law enforcement authorities cannot benefit from the results of the joint processing of API data and PNR data on flights within the EU, for which only PNR data is transferred.
  • For those reasons, complementary rules should be established requiring air carriers to collect and subsequently transfer a specifically defined set of API data, which requirements should apply to the extent that the air carriers are bound under that Directive to collect and transfer PNR data on the same flight.
  • It is therefore necessary to establish at Union level clear, harmonised and effective rules on the collection and transfer of API data for the purpose of preventing, detecting, investigating and prosecuting terrorist offences and serious crime.
  • CONTENT: the proposed Regulation aims to lay down better rules for the collection and transfer of API data by air carriers for the purpose of preventing, detecting, investigating, and prosecuting terrorist offences and serious crime. More specifically, it lays down rules on:
  • - the collection by air carriers of advance passenger information data (‘API data’) on extra EU flights and selected intra EU flights;
  • - the transfer by air carriers to the router of the API data;
  • - the transmission from the router to the Passenger Information Units (‘PIUs’) of the API data on extra-EU flights and selected intra-EU flights.
  • It will apply to air carriers conducting scheduled or non-scheduled extra-EU flights or intra-EU flights.
  • Overall, the proposal contains:
  • - the provisions for the collection, transfer to the router and deletion of API data by air carriers, and rules regarding the transmission of API data from the router to the Passenger Information Units;
  • - specific provisions on logs, specifications as to whom are the personal data controllers in relation to processing of API data constituting personal data under this Regulation, security and self-monitoring by air carriers and PIUs;
  • - rules on the connections to, and integration with, the router by Passenger Information Units and air carriers, as well as on Member States’ costs in connection thereto. It also contains provisions regulating the situation of a partial or full technical impossibility to use the router and on liability for damage caused to the router;
  • - provisions on supervision, on possible penalties applicable to air carriers for non-compliance of their obligations set out in this Regulation and on the preparation of a practical handbook by the Commission.
  • Budgetary implications
  • This proposal will have an impact on the budget and staff needs of eu-LISA and Member States’ competent border authorities.
  • For eu-LISA, it is estimated that an additional budget of around EUR 45 million (33 million under current MFF) to set-up the router and EUR 9 million per year from 2029 onwards for the technical management thereof, and that around 27 additional posts would be needed for to ensure that eu-LISA has the necessary resources to perform the tasks attributed to it in this proposed Regulation and in the proposed Regulation for the collection and transfer of API data for the prevention, detection, investigation and prosecution of terrorist offences and serious crime.
  • For Member States, it is estimated that EUR 27 million (EUR 8 million under the current Multiannual Financial Framework) dedicated to upgrading the necessary national systems and infrastructures for border management authorities, and progressively up to EUR 5 million per year from 2028 onwards for the maintenance thereof, could be entitled for reimbursement by Border Management and Visa Instrument fund. Any such entitlement will ultimately have to be determined in accordance with the rules regulating those funds as well as the rules on costs contained in the proposed Regulation.
events
  • date: 2022-12-13T00:00:00 type: Legislative proposal published body: EC docs: url: http://www.europarl.europa.eu/RegData/docs_autres_institutions/commission_europeenne/com/2022/0731/COM_COM(2022)0731_EN.pdf title: COM(2022)0731 url: https://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2022&nu_doc=0731 title: EUR-Lex
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