BETA


2023/0164(COD) Establishing the fundamental principles governing the investigation of accidents in the maritime transport sector

Progress: Awaiting signature of act

RoleCommitteeRapporteurShadows
Lead TRAN NAGTEGAAL Caroline (icon: Renew Renew) ADAMOWICZ Magdalena (icon: EPP EPP), TAX Vera (icon: S&D S&D), DELLI Karima (icon: Verts/ALE Verts/ALE), FIDANZA Carlo (icon: ECR ECR), DALY Clare (icon: GUE/NGL GUE/NGL)
Committee Opinion PECH HERBST Niclas (icon: EPP EPP) Izaskun BILBAO BARANDICA (icon: RE RE), Grace O'SULLIVAN (icon: Verts/ALE Verts/ALE), Raffaele STANCANELLI (icon: ECR ECR), Isabel CARVALHAIS (icon: S&D S&D)
Lead committee dossier:
Legal Basis:
TFEU 100-p2

Events

2024/04/10
   EP - Text adopted by Parliament, 1st reading/single reading
Documents
2024/04/10
   EP - Decision by Parliament, 1st reading
Documents
2024/03/04
   EP - Approval in committee of the text agreed at 1st reading interinstitutional negotiations
Documents
2024/02/29
   EP - Text agreed during interinstitutional negotiations
Documents
2024/02/28
   CSL - Coreper letter confirming interinstitutional agreement
2024/02/28
   EP/CSL - Act adopted by Council after Parliament's 1st reading
2023/12/13
   EP - Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
2023/12/11
   EP - Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
2023/12/08
   EP - Committee report tabled for plenary, 1st reading
Details

The Committee on Transport and Tourism adopted the report by Caroline NAGTEGAAL (Renew, NL) on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/18/EC establishing the fundamental principles governing the investigation of accidents in the maritime transport sector.

The committee responsible recommended that the European Parliament's position adopted at first reading under the ordinary legislative procedure should amend the proposal as follows:

Obligation to investigate

The amended text stated that a safety investigation should be started without delay after the marine casualty or incident occurs and, in any event, no later than one month after its occurrence as opposed to two months proposed by the Commission.

The investigation authority should make every effort to conclude an investigation within 12 months of the date of the marine casualty or incident. If the investigation cannot be concluded within 12 months, and until it is concluded, the investigation authority should publish a report at least every year on the anniversary of the date of the marine casualty or incident, detailing the progress of the investigation and any safety issues raised.

Investigative bodies

At the request of the responsible national authorities, the Commission and the European Maritime Safety Agency (EMSA) should assist the responsible national authorities. Furthermore, both the Commission and EMSA should assist accident investigation authorities in the implementation of harmonised EU wide quality management systems and their systematic application.

Training

Members suggested that the Commission and the European Maritime Safety Agency (EMSA) should facilitate the development of capacities as well as the sharing of knowledge within and between the investigation authorities through the provision of regular training sessions and certifications on new legal and technological developments, specific techniques and tools and technologies relating to ships, their equipment and operations. Sufficient means should be provided to EMSA to organise dedicated training.

Documents
2023/12/07
   EP - Vote in committee, 1st reading
2023/12/07
   EP - Committee decision to open interinstitutional negotiations with report adopted in committee
2023/11/29
   EP - Committee opinion
Documents
2023/10/12
   EP - Amendments tabled in committee
Documents
2023/09/20
   ESC - Economic and Social Committee: opinion, report
Documents
2023/09/18
   EP - Committee draft report
Documents
2023/09/12
   EP - HERBST Niclas (EPP) appointed as rapporteur in PECH
2023/07/20
   EP - NAGTEGAAL Caroline (Renew) appointed as rapporteur in TRAN
2023/06/12
   EP - Committee referral announced in Parliament, 1st reading
2023/06/01
   EC - Document attached to the procedure
2023/06/01
   EC - Document attached to the procedure
2023/06/01
   EC - Document attached to the procedure
2023/06/01
   EC - Legislative proposal published
Details

PURPOSE: to amend Directive 2009/18/EC establishing the fundamental principles governing the investigation of accidents in the maritime transport sector.

PROPOSED ACT: Directive of the European Parliament and of the Council.

ROLE OF THE EUROPEAN PARLIAMENT: the European Parliament decides in accordance with the ordinary legislative procedure and on an equal footing with the Council.

BACKGROUND: Directive 2009/18/EC provides for a system of safety investigations to learn lessons from maritime accidents and to prevent their reoccurrence. Maritime accidents falling within the scope of the Directive are investigated to improve maritime safety and to protect the marine environment.

Since the entry into force of Directive 2009/18/EC, there have been changes in the international regulatory environment and technological developments. In addition to the need to update the Directive to take account of legal, environmental and technological developments since its adoption, it is also necessary to take into account the lessons learned from the implementation of the Directive.

The Commission carried out an ex-post evaluation and quality assessment of maritime transport in 2018. The Commission concluded that, although the Directive has largely achieved its objectives and presented EU added value, it needs to be updated and requires some improvements. The current EU regulatory framework needs to be updated in order to: (i) maintain EU rules where necessary and proportionate; (ii) ensure their correct implementation; and (iii) eliminate any potential overlap of obligations and inconsistencies between related pieces of legislation.

This initiative is part of a package to modernise EU rules on maritime safety.

CONTENT: the main changes to the Directive concern the following:

Compliance with IMO Casualty Investigation Code

It is proposed to update a number of definitions and references to relevant EU legislation and International Maritime Organisation (IMO) regulations in the interests of clarity and consistency.

Purpose and scope

The scope of the Directive would be partially extended to all fishing vessels, including those less than 15 metres in length . Small fishing vessels of less than 15 metres in length are not included in the current scope of the Directive, which means that accidents involving loss of life and loss of vessels are not systematically investigated throughout the European Union.

Definitions

The proposal updates a number of definitions that have been problematic or that refer to outdated EU legislation. References to ‘ro-ro passenger ships’ and ‘high-speed passenger craft’ are updated to take account of changes to EU legislation. The length of a fishing vessel is clarified as the overall length. The issue of non-fatal injuries that result in death some time after the maritime event that caused them is also addressed.

In order to provide clear guidance as to when an investigation should be initiated and thus ensure a harmonised approach across the Union, the Directive is amended to include a specific time limit (i.e. 30 days after the accident, as for other modes of transport).

Obligation to investigate and investigation Authorities

The proposal makes changes to the obligation to investigate and provides that, in relation to a very serious marine casualty (loss of the vessel and/or a fatality) involving a fishing vessel of less than 15 metres in length, Member States are obliged to at least carry out a preliminary assessment to determine if a safety investigation should be carried out.

It is also proposed that Member States should establish a quality management system (QMS) for their marine safety investigation Authority. This measure should improve the quality of the accident investigations, the management of available resources having regard to the workload and especially the reports written.

European database for marine casualties

Two changes have been made to the reporting obligations of Member States as regards the European Maritime Casualty Information Platform (EMCIP): (1) the Directive specifies their obligations regarding very serious marine casualties involving fishing vessels of less than 15 metres in length; (2) the Directive is adapted so that all marine casualties and incidents other than very serious marine casualties can be notified to EMCIP by a duly designated competent authority of a Member State other than the marine safety investigation Authority.

In addition, EMSA and the Commission should be able to input data to the EMCIP database.

Support and training by EMSA

The proposal sets out the possibilities for EMSA to provide support to the EU Member States investigation authorities to better discharge their responsibilities under the Directive. Many accident investigation bodies lack sufficient resources to have an expert on every specialised discipline. On the basis of this provision EMSA could

- make available a pool of experts of different disciplines who could be of service to any requesting investigation authority;

- provide specialised tools and equipment, which can be lent or provided to the investigation authorities;

- take a role in raising awareness of developments, disseminating information, and organising discussions and training courses on subjects such as renewable and low carbon fuels, new digital technologies and relevant developments at the IMO level;

- provide dedicated training on the use of investigative technologies , equipment and on new technologies relating to the developments in maritime transport.

Budgetary implications

The estimated additional annual costs for the EU budget amount to around EUR 1.88 million per annum in 2030 and EUR 1.93 million per annum in 2050.

Documents

  • Text adopted by Parliament, 1st reading/single reading: T9-0200/2024
  • Decision by Parliament, 1st reading: T9-0200/2024
  • Approval in committee of the text agreed at 1st reading interinstitutional negotiations: PE759.742
  • Text agreed during interinstitutional negotiations: PE759.742
  • Coreper letter confirming interinstitutional agreement: GEDA/A/(2024)001235
  • Committee report tabled for plenary, 1st reading: A9-0422/2023
  • Committee opinion: PE753.424
  • Amendments tabled in committee: PE754.740
  • Economic and Social Committee: opinion, report: CES2982/2023
  • Committee draft report: PE753.003
  • Document attached to the procedure: EUR-Lex
  • Document attached to the procedure: SEC(2023)0201
  • Document attached to the procedure: EUR-Lex
  • Document attached to the procedure: SWD(2023)0145
  • Document attached to the procedure: EUR-Lex
  • Document attached to the procedure: SWD(2023)0146
  • Legislative proposal published: COM(2023)0270
  • Legislative proposal published: EUR-Lex
  • Document attached to the procedure: EUR-Lex SEC(2023)0201
  • Document attached to the procedure: EUR-Lex SWD(2023)0145
  • Document attached to the procedure: EUR-Lex SWD(2023)0146
  • Committee draft report: PE753.003
  • Economic and Social Committee: opinion, report: CES2982/2023
  • Amendments tabled in committee: PE754.740
  • Committee opinion: PE753.424
  • Coreper letter confirming interinstitutional agreement: GEDA/A/(2024)001235
  • Text agreed during interinstitutional negotiations: PE759.742
  • Text adopted by Parliament, 1st reading/single reading: T9-0200/2024

Votes

A9-0422/2023 – Caroline Nagtegaal – Provisional agreement – Am 36 #

2024/04/10 Outcome: +: 613, 0: 7, -: 3
DE FR IT ES PL NL BE CZ SE AT HU RO PT BG FI DK SK IE EL LT LV EE SI LU HR CY MT
Total
90
71
61
56
47
28
21
21
21
18
18
18
20
14
14
13
14
12
15
9
7
7
7
6
6
5
4
icon: PPE PPE
155

Hungary PPE

1

Denmark PPE

For (1)

1

Estonia PPE

For (1)

1

Luxembourg PPE

2

Croatia PPE

2

Cyprus PPE

2

Malta PPE

For (1)

1
icon: S&D S&D
124

Belgium S&D

2

Czechia S&D

For (1)

1

Denmark S&D

2

Slovakia S&D

For (1)

1

Greece S&D

1

Lithuania S&D

2

Latvia S&D

For (1)

1

Estonia S&D

2

Slovenia S&D

For (1)

1

Luxembourg S&D

For (1)

1

Cyprus S&D

2
icon: Renew Renew
96

Poland Renew

1
3

Austria Renew

For (1)

1

Hungary Renew

2

Finland Renew

3

Ireland Renew

2

Greece Renew

1

Lithuania Renew

1

Latvia Renew

For (1)

1

Estonia Renew

3

Slovenia Renew

2

Luxembourg Renew

2

Croatia Renew

For (1)

1
icon: Verts/ALE Verts/ALE
67

Italy Verts/ALE

3

Spain Verts/ALE

3

Poland Verts/ALE

For (1)

1

Netherlands Verts/ALE

3

Belgium Verts/ALE

3

Czechia Verts/ALE

3

Sweden Verts/ALE

3

Austria Verts/ALE

3

Portugal Verts/ALE

1

Finland Verts/ALE

3

Denmark Verts/ALE

2

Ireland Verts/ALE

1

Greece Verts/ALE

For (1)

1

Lithuania Verts/ALE

2

Luxembourg Verts/ALE

For (1)

1
icon: ECR ECR
59

Germany ECR

1

France ECR

For (1)

1

Sweden ECR

For (1)

3

Bulgaria ECR

2

Slovakia ECR

For (1)

1

Greece ECR

1

Latvia ECR

For (1)

1
icon: ID ID
48

Czechia ID

For (1)

1
3

Denmark ID

For (1)

1

Estonia ID

For (1)

1
icon: NI NI
41

Germany NI

2

France NI

For (1)

1

Netherlands NI

Against (1)

1

Belgium NI

For (1)

1

Czechia NI

For (1)

1

Romania NI

For (1)

1

Latvia NI

1
icon: The Left The Left
33

Netherlands The Left

For (1)

1

Belgium The Left

For (1)

1

Czechia The Left

1

Sweden The Left

For (1)

1

Portugal The Left

4

Finland The Left

For (1)

1

Denmark The Left

1

Cyprus The Left

1
AmendmentsDossier
63 2023/0164(COD)
2023/10/13 TRAN 63 amendments...
source: 754.740

History

(these mark the time of scraping, not the official date of the change)

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events/4/summary
  • The Committee on Transport and Tourism adopted the report by Caroline NAGTEGAAL (Renew, NL) on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/18/EC establishing the fundamental principles governing the investigation of accidents in the maritime transport sector.
  • The committee responsible recommended that the European Parliament's position adopted at first reading under the ordinary legislative procedure should amend the proposal as follows:
  • Obligation to investigate
  • The amended text stated that a safety investigation should be started without delay after the marine casualty or incident occurs and, in any event, no later than one month after its occurrence as opposed to two months proposed by the Commission.
  • The investigation authority should make every effort to conclude an investigation within 12 months of the date of the marine casualty or incident. If the investigation cannot be concluded within 12 months, and until it is concluded, the investigation authority should publish a report at least every year on the anniversary of the date of the marine casualty or incident, detailing the progress of the investigation and any safety issues raised.
  • Investigative bodies
  • At the request of the responsible national authorities, the Commission and the European Maritime Safety Agency (EMSA) should assist the responsible national authorities. Furthermore, both the Commission and EMSA should assist accident investigation authorities in the implementation of harmonised EU wide quality management systems and their systematic application.
  • Training
  • Members suggested that the Commission and the European Maritime Safety Agency (EMSA) should facilitate the development of capacities as well as the sharing of knowledge within and between the investigation authorities through the provision of regular training sessions and certifications on new legal and technological developments, specific techniques and tools and technologies relating to ships, their equipment and operations. Sufficient means should be provided to EMSA to organise dedicated training.
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docs/4
date
2023-09-20T00:00:00
docs
url: https://dmsearch.eesc.europa.eu/search/public?k=(documenttype:AC)(documentnumber:2982)(documentyear:2023)(documentlanguage:EN) title: CES2982/2023
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Economic and Social Committee: opinion, report
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ESC
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docs/4
date
2023-10-12T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/TRAN-AM-754740_EN.html title: PE754.740
type
Amendments tabled in committee
body
EP
commission/0/dg
Old
Mobility and Transport Maritime Affairs and Fisheries
New
Maritime Affairs and Fisheries Mobility and Transport
docs/3
date
2023-09-18T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/TRAN-PR-753003_EN.html title: PE753.003
type
Committee draft report
body
EP
commission/0/dg
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committees/1/rapporteur
  • name: HERBST Niclas date: 2023-09-12T00:00:00 group: Group of European People's Party abbr: EPP
commission/0/dg
Old
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Maritime Affairs and Fisheries Mobility and Transport
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Old
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committees/0/shadows/3
name
FIDANZA Carlo
group
European Conservatives and Reformists Group
abbr
ECR
commission/0/dg
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committees/0/shadows/2
name
DELLI Karima
group
Group of the Greens/European Free Alliance
abbr
Verts/ALE
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Old
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committees/0/rapporteur
  • name: NAGTEGAAL Caroline date: 2023-07-20T00:00:00 group: Renew Europe group abbr: Renew
committees/0/shadows/1
name
TAX Vera
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Group of Progressive Alliance of Socialists and Democrats
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S&D
commission/0/dg
Old
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committees/0/shadows/1
name
DALY Clare
group
The Left group in the European Parliament - GUE/NGL
abbr
GUE/NGL
commission/0/dg
Old
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New
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commission/0/dg
Old
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New
Mobility and Transport Maritime Affairs and Fisheries
committees/0/shadows
  • name: ADAMOWICZ Magdalena group: Group of European People's Party abbr: EPP
commission/0/dg
Old
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New
Maritime Affairs and Fisheries Mobility and Transport
commission/0/dg
Old
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New
Mobility and Transport Maritime Affairs and Fisheries
commission/0/dg
Old
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Old
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commission/0/dg
Old
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docs/0
date
2023-06-01T00:00:00
docs
type
Legislative proposal
body
EC
events/0/summary
  • PURPOSE: to amend Directive 2009/18/EC establishing the fundamental principles governing the investigation of accidents in the maritime transport sector.
  • PROPOSED ACT: Directive of the European Parliament and of the Council.
  • ROLE OF THE EUROPEAN PARLIAMENT: the European Parliament decides in accordance with the ordinary legislative procedure and on an equal footing with the Council.
  • BACKGROUND: Directive 2009/18/EC provides for a system of safety investigations to learn lessons from maritime accidents and to prevent their reoccurrence. Maritime accidents falling within the scope of the Directive are investigated to improve maritime safety and to protect the marine environment.
  • Since the entry into force of Directive 2009/18/EC, there have been changes in the international regulatory environment and technological developments. In addition to the need to update the Directive to take account of legal, environmental and technological developments since its adoption, it is also necessary to take into account the lessons learned from the implementation of the Directive.
  • The Commission carried out an ex-post evaluation and quality assessment of maritime transport in 2018. The Commission concluded that, although the Directive has largely achieved its objectives and presented EU added value, it needs to be updated and requires some improvements. The current EU regulatory framework needs to be updated in order to: (i) maintain EU rules where necessary and proportionate; (ii) ensure their correct implementation; and (iii) eliminate any potential overlap of obligations and inconsistencies between related pieces of legislation.
  • This initiative is part of a package to modernise EU rules on maritime safety.
  • CONTENT: the main changes to the Directive concern the following:
  • Compliance with IMO Casualty Investigation Code
  • It is proposed to update a number of definitions and references to relevant EU legislation and International Maritime Organisation (IMO) regulations in the interests of clarity and consistency.
  • Purpose and scope
  • The scope of the Directive would be partially extended to all fishing vessels, including those less than 15 metres in length . Small fishing vessels of less than 15 metres in length are not included in the current scope of the Directive, which means that accidents involving loss of life and loss of vessels are not systematically investigated throughout the European Union.
  • Definitions
  • The proposal updates a number of definitions that have been problematic or that refer to outdated EU legislation. References to ‘ro-ro passenger ships’ and ‘high-speed passenger craft’ are updated to take account of changes to EU legislation. The length of a fishing vessel is clarified as the overall length. The issue of non-fatal injuries that result in death some time after the maritime event that caused them is also addressed.
  • In order to provide clear guidance as to when an investigation should be initiated and thus ensure a harmonised approach across the Union, the Directive is amended to include a specific time limit (i.e. 30 days after the accident, as for other modes of transport).
  • Obligation to investigate and investigation Authorities
  • The proposal makes changes to the obligation to investigate and provides that, in relation to a very serious marine casualty (loss of the vessel and/or a fatality) involving a fishing vessel of less than 15 metres in length, Member States are obliged to at least carry out a preliminary assessment to determine if a safety investigation should be carried out.
  • It is also proposed that Member States should establish a quality management system (QMS) for their marine safety investigation Authority. This measure should improve the quality of the accident investigations, the management of available resources having regard to the workload and especially the reports written.
  • European database for marine casualties
  • Two changes have been made to the reporting obligations of Member States as regards the European Maritime Casualty Information Platform (EMCIP): (1) the Directive specifies their obligations regarding very serious marine casualties involving fishing vessels of less than 15 metres in length; (2) the Directive is adapted so that all marine casualties and incidents other than very serious marine casualties can be notified to EMCIP by a duly designated competent authority of a Member State other than the marine safety investigation Authority.
  • In addition, EMSA and the Commission should be able to input data to the EMCIP database.
  • Support and training by EMSA
  • The proposal sets out the possibilities for EMSA to provide support to the EU Member States investigation authorities to better discharge their responsibilities under the Directive. Many accident investigation bodies lack sufficient resources to have an expert on every specialised discipline. On the basis of this provision EMSA could
  • - make available a pool of experts of different disciplines who could be of service to any requesting investigation authority;
  • - provide specialised tools and equipment, which can be lent or provided to the investigation authorities;
  • - take a role in raising awareness of developments, disseminating information, and organising discussions and training courses on subjects such as renewable and low carbon fuels, new digital technologies and relevant developments at the IMO level;
  • - provide dedicated training on the use of investigative technologies , equipment and on new technologies relating to the developments in maritime transport.
  • Budgetary implications
  • The estimated additional annual costs for the EU budget amount to around EUR 1.88 million per annum in 2030 and EUR 1.93 million per annum in 2050.
commission/0/dg
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events/1
date
2023-06-12T00:00:00
type
Committee referral announced in Parliament, 1st reading
body
EP
procedure/dossier_of_the_committee
  • TRAN/9/12170
procedure/stage_reached
Old
Preparatory phase in Parliament
New
Awaiting committee decision
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