Progress: Procedure completed
Role | Committee | Rapporteur | Shadows |
---|---|---|---|
Lead | AFCO | FREUND Daniel ( Verts/ALE) | WIELAND Rainer ( EPP), CIMOSZEWICZ Włodzimierz ( S&D), BOYER Gilles ( Renew), SARYUSZ-WOLSKI Jacek ( ECR), CHAIBI Leila ( GUE/NGL) |
Committee Opinion | PETI | KANEV Radan ( EPP) | Margrete AUKEN ( Verts/ALE), Ryszard CZARNECKI ( ECR), Ramona STRUGARIU ( RE), Ibán GARCÍA DEL BLANCO ( S&D), Stefania ZAMBELLI ( ID) |
Committee Opinion | CONT | PEKSA Mikuláš ( Verts/ALE) | Isabel GARCÍA MUÑOZ ( S&D) |
Committee Opinion | ECON | EPPINK Derk Jan ( ECR) | Jörg MEUTHEN ( ID), Paul TANG ( S&D) |
Committee Opinion | JURI | SÉJOURNÉ Stéphane ( Renew) | Geoffroy DIDIER ( PPE), Gunnar BECK ( ID) |
Lead committee dossier:
Legal Basis:
RoP 54, RoP 57
Legal Basis:
RoP 54, RoP 57Subjects
Events
The European Parliament adopted by 377 votes to 87, with 224 abstentions, a resolution on strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body.
Parliament proposed the conclusion of an interinstitutional agreement based on Article 295 TFEU to set up an independent EU ethics body for Parliament and the Commission, open to participation of all EU institutions, bodies, offices and agencies.
Principles, scope and mandate
In carrying out its duties, including monitoring and investigation, the body should rely on the existing powers of the institutions to request information from their members or on the authorisation of national authorities to share information. The procedure followed by the European body should ensure an appropriate level of transparency while preserving the procedural guarantees laid down in the Charter of Fundamental Rights of the European Union.
The new body should be delegated a list of agreed tasks and advise on ethical rules for Commission, Members of the European Parliament and staff of the participating institutions before, during and, in certain cases, after their term of office or service in accordance with the applicable rules.
Composition
In order to ensure the effectiveness and integrity of this new body, Parliament proposes that it should consist of nine independent members , namely three selected by the Commission, three elected by Parliament and three assigned de jure from among former judges of the Court of Justice, the Court of Auditors and former European Ombudsmen.
The members of the body should be chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have irreproachable ethical behaviour and provide a declaration of absence of conflicts of interest. The body could elect a chair and two vice-chairs from among its members. The composition of the body should be gender balanced.
The body would be assisted by a secretariat with human and financial resources commensurate with its tasks.
Competences and powers
All participating institutions should give the European ethics body a preventive role through awareness-raising and ethical guidance, as well as a compliance monitoring and advisory role with the power to issue recommendations on ethics, including on conflicts of interest.
Members considered that this monitoring capacity should include, inter alia, the possibility to check the veracity of the declaration of financial interests, which should be forwarded directly to the EU ethics body by the persons reporting to it, as well as to Parliament in the case of Commissioners-designate.
The independent European ethics body should:
- have the right to start an investigation on its own initiative and to conduct on-the-spot and record-based investigations based on information it has collected or received from third parties, e.g. journalists, media, NGOs, whistleblowers, civil society or the European Ombudsman;
- protecting whistleblowers , in particular EU officials, so that they can raise concerns about possible breaches of the rules without fear of reprisals;
- advising Members of the European Parliament or Members of the Commission when they seek advice on ethical issues;
- have appropriate investigative powers , as well as the power to request and have access to administrative documents, to enable it to make well-reasoned and documented assessments.
Procedures
In order to contribute to the creation of an institutional culture based fundamentally on prevention, support and transparency, Parliament proposed that the independent European ethics body should apply a two-step approach in the event of a breach or possible breach of the rules.
Thus, in the event that the body becomes aware of a breach or possible breach of the ethical rules, it could first recommend measures to stop the breach. In this first preventive step, confidentiality and the right of the person to be heard should be ensured.
In the event that the person concerned refuses to take appropriate action and the breach persists, the body would make a reasoned recommendation for sanctions and transmit all relevant information on the case to the competent authority, which would decide on the follow-up to the recommendation within 20 working days.
After this period, the reasoned recommendation of the independent ethics body should be made public together with the decision of the competent authority, which should provide an explanation if the recommendations are not fully followed.
Parliament recommended that any intentional breach, gross negligence, concealment of evidence, non-compliance or lack of cooperation should be considered as an aggravating circumstance for recommendations for sanctions, even when the breach itself has ceased.
Documents
- Commission response to text adopted in plenary: SP(2022)54
- Results of vote in Parliament: Results of vote in Parliament
- Decision by Parliament: T9-0396/2021
- Committee report tabled for plenary, single reading: A9-0260/2021
- Committee report tabled for plenary: A9-0260/2021
- Committee opinion: PE661.960
- Committee opinion: PE662.117
- Committee opinion: PE657.482
- Amendments tabled in committee: PE681.036
- Committee draft report: PE663.273
- Committee opinion: PE657.256
- Committee opinion: PE657.256
- Committee draft report: PE663.273
- Amendments tabled in committee: PE681.036
- Committee opinion: PE657.482
- Committee opinion: PE662.117
- Committee opinion: PE661.960
- Committee report tabled for plenary, single reading: A9-0260/2021
- Commission response to text adopted in plenary: SP(2022)54
Votes
Renforcement de la transparence et de l’intégrité des institutions de l’UE par la création d’un organisme européen indépendant chargé des questions d’éthique - Strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body - Verbesserung von Transparenz und Integrität in den Organen der EU durch die Einsetzung eines unabhängigen Ethikgremiums der EU - A9-0260/2021 - Daniel Freund - § 10 - Am 2 #
A9-0260/2021 - Daniel Freund - § 21 - Am 3 #
A9-0260/2021 - Daniel Freund - § 24 - Am 4 #
A9-0260/2021 - Daniel Freund - § 34 - Am 1 #
Renforcement de la transparence et de l’intégrité des institutions de l’UE par la création d’un organisme européen indépendant chargé des questions d’éthique - Strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body - Verbesserung von Transparenz und Integrität in den Organen der EU durch die Einsetzung eines unabhängigen Ethikgremiums der EU - A9-0260/2021 - Daniel Freund - Proposition de résolution (ensemble du texte) #
Amendments | Dossier |
478 |
2020/2133(INI)
2020/10/07
ECON
56 amendments...
Amendment 1 #
Draft opinion Paragraph 1 1. Recalls its resolution of 16 January 2020 on institutions and bodies of the Economic and Monetary Union: preventing post-public employment conflicts of interest1
Amendment 10 #
Draft opinion Paragraph 3 3. Points out that the
Amendment 11 #
Draft opinion Paragraph 3 3. Points out that the inherent complexities in financial regulatory policies and the information asymmetries between financial market players and public officials ma
Amendment 12 #
Draft opinion Paragraph 3 a (new) 3 a. Deplores for instance the appointment of the EBA Executive Director as AFME Chief Executive in February 2020; notes that this post-public employment with no cooling off period constitutes not only a risk to the reputation and independence of the EBA but to all Union institutions; considers that the independent EU ethics body should be competent to assess and make binding recommendations on such cases;
Amendment 13 #
Draft opinion Paragraph 4 4. Calls for a strengthening of the existing regulatory and enforcement framework for both pre-public and post- public employment conflicts of interest, in
Amendment 14 #
Draft opinion Paragraph 4 4. Calls for a strengthening of the existing regulatory and enforcement framework for both pre-public and post- public employment conflicts of interest, in order to establish appropriate, clear and binding boundaries between the public sector and the private and non-profit sectors; calls on the Commission to consider measures such as mandatory divestment of interests in undertakings that are subject to the authority of the institution to which a newly appointed official belongs or which have dealings with that institution, and to consider also new types of prevention measures, such as mandatory recusal when dealing with matters that affect a former private sector employer; welcomes in this regard the work done by the Organisation for Economic Co-operation and Development, the European Court of Auditors and the European Ombudsman; recalls that the EU ethics body should have competences over these matters;
Amendment 15 #
Draft opinion Paragraph 4 4. Calls for a strengthening of the existing regulatory and enforcement framework for both pre-public and post- public employment conflicts of interest, in order to establish appropriate as well as proportionate boundaries between the public sector and the private and non-profit sectors; welcomes in this regard the work done by the Organisation for Economic Co-operation and Development, the European Court of Auditors and the European Ombudsman;
Amendment 16 #
Draft opinion Paragraph 4 4. Calls for a strengthening of the existing regulatory and enforcement framework for both pre-public and post- public employment conflicts of interest, in order to establish appropriate boundaries between the public sector and the private and non-profit sectors; welcomes in this regard the work done by the Organisation for Economic Co-operation and Development, the European Court of Auditors and the European Ombudsman; points out the lack of alignment of the EU ethics rules with the OECD Guidelines for Managing Conflict of Interest in the Public Service; notes the OECD Guidelines recommended the creation of a central function responsible for the development and maintenance of the conflict-of-interest policy and procedure, that could take the form of an independent agency; underlines the European Ombudsman has been handling conflicts-of-interest complains in the absence of a mechanism dedicated to this task on top of its other missions, and without having the proper means and power to enforce its decisions;
Amendment 17 #
Draft opinion Paragraph 4 a (new) Amendment 18 #
Draft opinion Paragraph 4 a (new) 4 a. Welcomes additional transparency measures announced by the President of the European Central Bank (ECB) Christine Lagarde regarding the publication of the ECB Ethics Committee’s opinions for cases of conflict of interest and post-mandate gainful employment by the members of the ECB’s Executive Board, Governing Council and Supervisory Board; calls on the ESAs to adopt a similar approach and publish relevant documents produced by their internal bodies in charge of conflict of interest and post mandate gainful employment;
Amendment 19 #
Draft opinion Paragraph 4 a (new) 4 a. Calls for an outright ban on individual stock ownership by Commissioners, senior EU institution officials and other senior agency officials while in office, where stock value might be influenced by their actions;
Amendment 2 #
Draft opinion Paragraph 1 1. Recalls its resolution of 16 January 2020 on institutions and bodies of the Economic and Monetary Union: preventing post-public employment conflicts of interest1
Amendment 20 #
Draft opinion Paragraph 4 a (new) 4 a. Takes the view that the current legal framework and institutional enforcement for Ethics and Integrity in EU institutions and agencies is not fit for purpose and merits a thorough review;
Amendment 21 #
Draft opinion Paragraph 4 b (new) 4 b. Considers that the EU ethics body should also be competent to supervise the proper functioning and independence of the Commission’s decision-making process, including the creation and operations of Commission expert groups and similar entities; underlines that specific interests and/or organisations should not be granted undue influence over others; in this regard, is concerned about the recent decision by the Commission to grant the secretariat of the Clean Hydrogen Alliance to the industry association Hydrogen Europe, which represents the interests of the hydrogen and fuel cells industry, without any transparent procedure nor any public tender; calls on the Commission to review its decision on that particular matter;
Amendment 22 #
Draft opinion Paragraph 4 b (new) 4 b. Calls therefore for the setting up an independent EU ethics body;
Amendment 23 #
Draft opinion Paragraph 4 c (new) 4 c. Notes that the current ethics system in the European institutions is highly fragmented, with different standards and bodies in the different institutions, lacks independence and investigative powers; further notes that the application of existing rules for EU Commissioners, Members of the European Parliament and EU officials has shown too many weaknesses;
Amendment 24 #
Draft opinion Paragraph 4 c (new) 4 c. Takes the view that the new EU ethics body should have a broad mandate to assess all matters relating to ethics and integrity within EU institutions and agencies, including lobbying rules, transparency, “revolving doors” and conflicts of interest;
Amendment 25 #
Draft opinion Paragraph 4 d (new) 4 d. Stresses that the new EU ethics body should have the competence to oversee cases relating to all staff of the EU institutions and agencies, Members of the European Parliament, and European Commissioners, and that this ethics body should be able to revise authorizations of a job move where such a move could lead to conflicts of interests;
Amendment 26 #
Draft opinion Paragraph 4 e (new) 4 e. Points out that the new EU ethics body should be independent in terms of structure, governance and budget; underlines that the exact composition and mandate of the ethics body should be discussed taking due account of the opinion of civil society organisations;
Amendment 27 #
Draft opinion Paragraph 4 f (new) 4 f. Takes the view that the new EU ethics body should have a mandate comprising of both preventive and monitoring duties, namely on the technical and impartial review of declarations of financial interests and on verifying that imposed lobbying bans and control conditions are maintained, but also are active role, taking on complaints by designated entities, including whistleblowers;
Amendment 28 #
Draft opinion Paragraph 4 g (new) 4 g. Highlights that the new EU ethics body should have the power to issue administrative sanctions subject to possibilities of appeal and judicial review without interfering with the Treaties, namely with the prerogatives of the European Parliament;
Amendment 29 #
Draft opinion Paragraph 4 h (new) 4 h. Seeks the EU ethics body to be set up in a timely manner, so as to avoid cases of revolving doors and conflicts of interest already in the near future;
Amendment 3 #
Draft opinion Paragraph 1 a (new) 1 a. Stresses that, following an inquiry, the European Ombudsman found that the EBA should not have allowed its former Executive Director to become CEO of a financial lobby association and did not immediately put in place sufficient internal safeguards to protect its confidential information when the planned move became clear; welcomes, in this regard, the measures introduced by the European Banking Authority to deal with future “revolving door” situations, following recommendations by the Ombudsman;
Amendment 30 #
Draft opinion Paragraph 5 Amendment 31 #
Draft opinion Paragraph 5 5.
Amendment 32 #
Draft opinion Paragraph 5 5.
Amendment 33 #
Draft opinion Paragraph 5 5. Recommends
Amendment 34 #
Draft opinion Paragraph 5 5. Recommends
Amendment 35 #
Draft opinion Paragraph 5 5. Recommends empowering the European Anti-Fraud Office or the European Ombudsman, or exploring the creation of an independent and non- political EU body with the responsibility to carry out oversight of conflicts of interest, revolving doors and lobby transparency for EU institutions and agencies;
Amendment 36 #
Draft opinion Paragraph 5 5. Recommends empowering the European Anti-Fraud Office or the European Ombudsman with the responsibility to carry out oversight of conflicts of interest, revolving doors and lobby transparency for EU institutions and agencies; stresses, especially in the cases of elected members, the necessity to adequately inform the broad public of relevant past and prospected (over a reasonable time frame) personal and financial commitments in order to meet transparency and accountability criteria to the benefit of European citizens;
Amendment 37 #
Draft opinion Paragraph 5 a (new) 5 a. Recommends that the independent EU ethics body’s decisions, including sanctions, should be binding and that such body should be given appropriate human and financial resources; considers that the capacity of an EU ethics body to adequately enforce ethics standards in the EU institutions largely depends on its independence and that its composition should therefore reflect this necessity; considers it necessary for the body to have the right of initiative to monitor pro- actively and sanction breaches of ethics rules within the EU institutions as well as enhanced investigatory powers; recommends that such EU ethics body should be able to give advice on request and to issue annual reports about its work including recommendations on its own initiative on how to further develop the EU ethics regime;
Amendment 38 #
Draft opinion Paragraph 5 a (new) 5 a. Underlines this body should work in close cooperation with internal ethics committees to the EU institutions, the Transparency Register secretariat, the European Anti-Fraud Office and the European Ombudsman; stresses however that the EU independent ethics body must be the one ultimately responsible for decisions related to conflicts-of-interest situations and must be competent for all EU institutions, including the ECB and the European Parliament, to avoid overlaps with other institutions that could lead to inactivity; calls for the lead committee to address this issue in its report;
Amendment 39 #
Draft opinion Paragraph 5 b (new) 5 b. Stresses the independent ethics body must have the necessary means, resources, and power to carry out definition, oversight, and enforcement of the EU ethics rules; underlines this body must have investigative powers to detect conflicts-of-interest pre, during, and post- public employment and the power to enforce both attenuation measures and sanctions, including the mandate to oversight cooling-off periods and revise the authorization of a job move if it finds that the specific job move in question constitutes a conflict of interest;
Amendment 4 #
Draft opinion Paragraph 2 2. Highlights that post-public employment and ‘revolving door’ conflict of interest situations are recurring concerns
Amendment 40 #
Draft opinion Paragraph 5 c (new) 5 c. Stresses the EU independent ethics body will not be self-sufficient to address conflicts-of-interest situations within the EU institutions; therefore calls for a revision of relevant EU rules, especially the EU staff rules, the Commission Decision C(2018) 4048 of 29.6.2018 and the Codes of Conduct of the different EU institutions to ensure legislative consistency;
Amendment 41 #
Draft opinion Paragraph 5 d (new) 5 d. Notes that EU ethics rules are not respected in practice due to weaknesses in the functioning and the mandate of the ethics committees internal the EU institutions; is concerned about the lack of independence of these ethics committees from the EU institutions; calls for a revision of the regulations setting these ethics committee to ensure they are independent of the EU institutions they are controlling; takes the view the EU independent ethics body should oversight these ethics committees, is competent for all EU institutions and have the ultimate responsibility on questions of revolving doors and conflicts of interest;
Amendment 42 #
Draft opinion Paragraph 5 e (new) 5 e. Stresses the composition and mandate of the EU independent ethics body should be discussed inclusively, including the views of civil society; stresses the composition of the EU independent ethics body must be chosen carefully to ensure it is truly independent of political considerations and any other interests;
Amendment 43 #
Draft opinion Paragraph 6 6.
Amendment 44 #
Draft opinion Paragraph 6 6. Recognises the need to
Amendment 45 #
Draft opinion Paragraph 6 6. Recognises the need to
Amendment 46 #
Draft opinion Paragraph 6 6. Recognises the need to strike a
Amendment 47 #
Draft opinion Paragraph 7 7. Is of the view that
Amendment 48 #
Draft opinion Paragraph 7 7. Is of the view that
Amendment 49 #
Draft opinion Paragraph 7 7. Is of the view that
Amendment 5 #
Draft opinion Paragraph 2 2. Highlights that post-public employment and ‘revolving door’ conflict of interest situations are recurring concerns that
Amendment 50 #
Draft opinion Paragraph 7 7. Is of the view that any prohibition of a professional move should be justified on
Amendment 51 #
Draft opinion Paragraph 7 a (new) 7 a. Calls for the establishment of an online ethics record at the European level to provide access to key transparency documents, including all appointments that may create pre-public and post-public employment conflicts of interest and all conflicts of interest assessments as carried out by ad hoc and/or internal ethics committees;
Amendment 52 #
Draft opinion Paragraph 7 a (new) 7 a. Reiterates that unless clear procedures are in place, inclusive of effective sanctions for those who fail to observe them or who infringe them for personal advantage, EU decision-making will continue to suffer from a credibility problem with the wider public;
Amendment 53 #
Draft opinion Paragraph 7 a (new) 7 a. Is hesitant of using the imposition of conditions or lobbying restrictions in place of banning job moves in cases where such restrictions cannot be strictly controlled;
Amendment 54 #
Draft opinion Paragraph 7 b (new) 7 b. Reiterates the need for a unified legal framework to efficiently address these issues and its call on the Commission to propose a review of the legal framework for the prevention of post-public employment conflict-of- interest when the new EU ethics body is set up;
Amendment 55 #
Draft opinion Paragraph 7 c (new) 7 c. Insists on its call on the Commission to include rules on the expansion of the possibility to block professional moves, and to consider a possible extension of cooling-off periods of senior officials on a proportionate case-by-case basis, to ensure equal treatment in line with Article 15 of the Charter of Fundamental Rights of the European Union;
Amendment 56 #
Draft opinion Paragraph 7 d (new) 7 d. Reiterates its call on the Commission to extend this review to pre- public employment conflicts of interest and to consider strengthening existing measures, such as mandatory divestment of interests in undertakings that are subject to the authority of the institution to which a newly appointed official belongs or which have dealings with that institution, and also to consider new types of preventive measures, such as mandatory recusal when dealing with matters that affect a former private-sector employer;
Amendment 6 #
Draft opinion Paragraph 2 a (new) 2 a. Underlines that transparency and integrity issues at EU and at national level are strongly interlinked; supports therefore the work of the Council of Europe's Group of States against Corruption, and calls on Member States to implement their recommendations, specifically those regarding the creation of a strict code of conduct for national politicians and the introduction of rules for post-public employment;
Amendment 7 #
Draft opinion Paragraph 2 a (new) 2 a. Recalls that, according toa report by Transparency International EU1a,in early 2017 more than 50% of former Commissioners and 30% of former Members of the European Parliament who had left politics were working for organisationsregistered within the EU Transparency Register; _________________ 1ahttp://transparency.eu/wp- content/uploads/2017/01/Access-all- areas.pdf
Amendment 8 #
Draft opinion Paragraph 2 b (new) 2 b. Highlights the integrity risks created by the financing of political parties at national and European level; regrets in this context the direct involvement of US ambassador to the Netherlands Pete Hoekstra in fundraising activities of Forum voor Democratie, including by hosting a high-level fundraising event at the US embassy;
Amendment 9 #
Draft opinion Paragraph 2 c (new) 2 c. Underlines the importance of strong party ethics codes, including strict rules on post-public employment and full transparency on any secondary positions held by politicians;
source: 658.867
2020/11/25
JURI
87 amendments...
Amendment 1 #
Draft opinion Paragraph 1 1. Notes that within the EU institutions different legislative measures aimed at preventing conflicts of interest contain varying definitions of the term ‘conflict of interest’; believes therefore that the term should be understood to mean a conflict between the public duty and private interests of a public official, in which the public official has private- capacity interests which could improperly influence the performance of their official duties and responsibilities; notes, however, that a definition of this kind has an evolving nature and that full transparency does not necessarily guarantee the absence of any conflict of interest, nor does it guarantee public trust; highlights that post- public employment and ‘revolving door’ conflict of interest situations are recurring concerns of a systematic nature and a problem common to institutions, bodies, offices, and agencies across the EU; considers that conflict of interest situations could jeopardise the enforcement of high ethical standards in the EU institutions and agencies, thus compromising their integrity and damaging citizens’ trust in them;
Amendment 10 #
Draft opinion Paragraph 1 a (new) 1 a. Notes that the European Parliament has established the Advisory Committee on the Conduct of Members as the body responsible for giving Members guidance on the interpretation and implementation of the Code of Conduct; it also assesses alleged breaches of the Code of Conduct and advises the President on possible action to be taken;
Amendment 11 #
Draft opinion Paragraph 1 a (new) 1 a. Reminds that the Committee on Legal Affairs is the committee responsible for the Statute for Members and the Staff Regulations of the European Union, the privileges and immunities and the verification of Members' credentials as stipulated by in Annex VI of the Rules of Procedure of the European Parliament;
Amendment 12 #
Draft opinion Paragraph 1 a (new) 1 a. Notes that trust in the European institutions and their democratic legitimacy have been profoundly altered by the adoption of the Treaty of Lisbon in 2007 despite the rejection by referendum in France and in the Netherlands of the Treaty establishing a Constitution for Europe in 2005;
Amendment 13 #
Draft opinion Paragraph 1 b (new) 1 b. Further notes the low level of trust in the EU institutions, with only half of the EU citizens expressing trust for the EU institutions according to the Eurobarometer survey carried out by the European Commission in 2019;
Amendment 14 #
Draft opinion Paragraph 1 c (new) 1 c. Underlines that utmost importance of independence, transparency and accountability of public institutions and public officers to foster the trust of citizens that is necessary for the legitimate functioning of democratic institutions;
Amendment 15 #
Draft opinion Paragraph 1 d (new) Amendment 16 #
Draft opinion Paragraph 1 e (new) 1 e. Notes that during the examination of the potential conflict of interests of Commissioner-designates in 2019, Members of the Committee for Legal Affairs have underlined profound flaws of the current procedure; Further notes that these flaws include the access only to a limited range of information, the lack of time for examination, the absence of investigative powers, the absence of support from experts, and the lack of impartiality of Members of the Legal Affairs Committee considering that Commissioner-designates are often chosen from their own political movements, and often by their own national governments;
Amendment 17 #
Draft opinion Paragraph 2 2. Is of the opinion that the examination of Commissioner-designates’ declarations with a view to inferring a conflict of interest is of fundamental institutional and democratic importance and should be undertaken with the utmost attention, commitment and sense of responsibility, by means of a fully objective and independent interpretation focused on documenting the technical implications;
Amendment 18 #
Draft opinion Paragraph 2 2. Is of the opinion that the examination of Commissioner-designates’ declarations with a view to inferring a conflict of interest is of fundamental institutional and democratic importance and should be undertaken with the utmost attention, commitment and sense of responsibility; insists that the declaration of the President-elect of the European Commission should also be examined;
Amendment 19 #
Draft opinion Paragraph 3 3. Is also of the opinion that for this
Amendment 2 #
Draft opinion Paragraph 1 1. Notes that there is no widely accepted European Union definition of conflict of interest and that no guidelines for its applicability have been clearly established; points out that within the EU institutions different legislative measures aimed at preventing conflicts of interest accordingly contain varying definitions of the term ‘conflict of interest’; believes therefore that the term should be understood to mean a conflict between the public duty - implying professional and official accountability - and private interests of a public official, in which the public official has private-
Amendment 20 #
Draft opinion Paragraph 3 3. Is also of the opinion that for this examination to be complete and accurate, and for the possibility of a conflict of interest to be excluded, information and documents beyond the declaration of financial interests of Commissioner- designates are often essential; stresses in this regard that the future independent EU Ethics Body should be given a right to access a wider range of documents, including from national Parliaments and other elected and executive bodies, as well as tax authorities; considers that the future independent EU ethics body should have the power to request Commissioner- designates and all others falling under its scope to provide sufficiently detailed information in order to allow it to carry out well-reasoned and well-documented assessments;
Amendment 21 #
Draft opinion Paragraph 3 3. Is also of the opinion that for this examination to be complete and accurate, and for the possibility of a conflict of interest to be excluded, information and documents beyond the declaration of financial interests of Commissioner- designates
Amendment 22 #
Draft opinion Paragraph 3 3. Is also of the opinion that for this examination to be complete and accurate, and for the possibility of a conflict of interest to be excluded,
Amendment 23 #
Draft opinion Paragraph 4 4. Believes therefore that the Committee on Legal Affairs should be given sufficient time to evaluate possible conflicts of interest; further believes that it should be provided with sufficient resources, tools and skills to cross-check and locate necessary information as well as ask for complementary information where necessary;
Amendment 24 #
Draft opinion Paragraph 4 4. Believes therefore that the Committee on Legal Affairs in cooperation with the independent ethics body should be given sufficient time to evaluate possible conflicts of interest; further believes that it should be provided with sufficient resources, tools and skills to cross-check and locate necessary information;
Amendment 25 #
Draft opinion Paragraph 4 4. Believes therefore that the Committee on Legal Affairs should be given sufficient time to evaluate possible conflicts of interest; further believes that it should be provided with sufficient
Amendment 26 #
Draft opinion Paragraph 4 – subparagraph 1 (new) Reminds that the absence of any conflict of interest is a precondition for holding the hearing of a Commissioner-designate by the committee responsible and that the Committee on Legal Affairs possesses clear powers to reject Commissioners- designates in case of a conflict of interest;
Amendment 27 #
Draft opinion Paragraph 4 a (new) Amendment 28 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the establishment of a possible conflict of interest should be de- politicised and performed in an independent and systematic way with the assistance of a body with the relevant expertise and experience and with the highest degree of independence in relation to its composition, its budget and its investigatory powers; notes that several similar bodies e.g. in France and Canada dispose of a staff of around 50 persons and several million euro of budget; calls on the Commission and all participating institutions to allocate the future EU ethics body sufficient staff and resources for a professional case-by-case assessment by experts of potential conflicts of interest in particular of Commissioners, Members of Parliament and high-ranking EU officials; considers that most national and EU institutions are not in the position to carry out professional and speedy assessments in each case so far;
Amendment 29 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the e
Amendment 3 #
Draft opinion Paragraph 1 1. Notes that within the EU institutions different legislative measures aimed at preventing conflicts of interest contain varying definitions of the term ‘conflict of interest’; believes therefore that the term should be understood to mean a conflict between the public duty and private interests of a public official, in which the public official has private- capacity interests which could improperly influence the performance of their official duties and responsibilities, or in which the performance of official duties is prompted by private-capacity interests; notes, however, that a definition of this kind has a
Amendment 30 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the establishment of a possible conflict of interest should be
Amendment 31 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the examination of and the establishment of a possible conflict of interest
Amendment 32 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the establishment of a possible conflict of interest should be de- politicised and performed
Amendment 33 #
Draft opinion Paragraph 5 5. Considers that, given the sophisticated and complex nature of this responsibility, the establishment of a possible conflict of interest should be de-
Amendment 34 #
Draft opinion Paragraph 5 a (new) 5 a. Considers in particular that the independence of the future ethics body necessarily implies the power to start investigations on its own initiative; believes in this regard that the ethics body should be equipped with mechanisms designed to facilitate reporting from whistle-blowers, in line with Directive 2019/1937, and to facilitate media reports and access to other legally available information;
Amendment 35 #
Draft opinion Paragraph 5 a (new) 5 a. Underlines the need to review and align relevant EU legislation and codes of conduct, including with a view to laying down strict rules and requiring full transparency on the employment or the projects taken up by high-ranking EU officials after leaving public office and on any side activities held by Members of the European Parliament;
Amendment 36 #
Draft opinion Paragraph 5 b (new) 5 b. Stresses the need to learn from best practices in Member States; underlines in this light that in some Member States elected representatives are required to refrain from voting on issues in which they have a personal interest, and that these instances can occur in the European Parliament as well, for instance with Members who have farmland voting on direct income support under the CAP; asks MEPs in these cases to refrain from voting;
Amendment 37 #
Draft opinion Paragraph 6 Amendment 38 #
Draft opinion Paragraph 6 Amendment 39 #
Draft opinion Paragraph 6 6.
Amendment 4 #
Draft opinion Paragraph 1 1. Notes that within the EU institutions different legislative
Amendment 40 #
Draft opinion Paragraph 6 6. Considers that for proper expertise to be acquired, the
Amendment 41 #
Draft opinion Paragraph 6 6. Considers that for proper expertise to be acquired, the future ethics body should have a permanent, independent and collegiate
Amendment 42 #
6. Considers that for proper expertise to be acquired, the future ethics body should have a permanent, independent and collegiate structure, and that its composition could be based either on specific institutional positions, such as that of the President of the Court of Justice, or on the nomination of experts by each EU institution; considers that the members of the college must offer guarantees in terms of independence, impartiality, integrity, probity and experience;
Amendment 43 #
Draft opinion Paragraph 6 6. Considers that for proper expertise to be acquired, the future ethics body should have a permanent, independent and collegiate structure, and that
Amendment 44 #
Draft opinion Paragraph 6 6. Considers that for proper expertise to be acquired, the future ethics body should be given broad investigative powers and have a permanent, independent and collegiate structure, and that its composition could be based either on specific institutional positions, such as that of the President of the Court of Justice, or on the nomination of experts by each EU institution;
Amendment 45 #
Draft opinion Paragraph 6 6. Considers that for proper expertise to be acquired, the future ethics body should have a permanent, independent and collegiate structure, and that its composition could be based either on specific institutional positions, such as that of the President of the Court of Justice, or on the nomination or election of experts by each EU institution;
Amendment 46 #
Draft opinion Paragraph 6 a (new) 6 a. Considers that the nomination by the Parliament of members of the independent ethics body should be done by a vote of the two third the plenary assembly;
Amendment 47 #
Draft opinion Paragraph 6 b (new) 6 b. Stresses that the composition of the independent ethics body should respect gender parity;
Amendment 48 #
Draft opinion Paragraph 7 Amendment 49 #
Draft opinion Paragraph 7 7. Underlines however that the assessment of the independence of Commissioner-designates remains a political and institutional competence of the European Parliament; Recommends therefore that, while fully keeping its competence on the matter, the Committee on Legal Affairs decide on the existence of a conflict of interest after having received
Amendment 5 #
Draft opinion Paragraph 1 1. Notes that within the EU
Amendment 50 #
Draft opinion Paragraph 7 7. Recommends therefore that, while fully keeping its competence on the matter, the Committee on Legal Affairs decide on the existence of a conflict of interest of Commissioner-designates after having received a non-binding recommendation by such an independent expert advisory body; insists that the body should also have the investigative powers to detect relevant conflicts of interests prior to, during and after public office or employment of all Union institutions, bodies,offices, and agencies; suggests the EU ethics body to be competent on declarations of interest, declarations of assets, conflicts of interest, gifts and lobby transparency rules;
Amendment 51 #
Draft opinion Paragraph 7 7. Recommends, therefore, that
Amendment 52 #
Draft opinion Paragraph 7 7. Recommends therefore that, while fully keeping its competence on the matter, the Committee on Legal Affairs decide on the existence of a conflict of interest after having received a non-binding recommendation by such an independent expert
Amendment 53 #
Draft opinion Paragraph 7 7. Recommends therefore that, while fully keeping its competence on the matter, the Committee on Legal Affairs decide on the existence of a conflict of interest after having received a non-binding recommendation by such an independent expert advisory body, which would have the effect of strengthening its action;
Amendment 54 #
Draft opinion Paragraph 7 7. Recommends therefore that, while fully keeping its competence on the matter, the Committee on Legal Affairs decide on the existence of a conflict of interest after having received a non-binding recommendation
Amendment 55 #
Draft opinion Paragraph 7 a (new) 7 a. Upholds that the ethics body should be able to take on concerns by stakeholders, including by whistle- blowers;
Amendment 56 #
Draft opinion Paragraph 7 b (new) 7 b. Questions the recent approval by the European Commission of former Commissioner Oettinger’s employment by the international consulting firm Kekst CNC, a consultancy firm whose biggest EU-lobbying client is Philip Morris International, the tenth post- Commissioner position of Mr. Oettinger which has been approved for in less than a year;
Amendment 57 #
Draft opinion Paragraph 8 Amendment 58 #
Draft opinion Paragraph 8 Amendment 59 #
Draft opinion Paragraph 8 8. Believes
Amendment 6 #
Draft opinion Paragraph 1 1. Notes that within the EU institutions different legislative measures aimed at preventing conflicts of interest contain varying definitions of the term ‘conflict of interest’; believes therefore that the term should be understood to mean a conflict between the public duty and private interests of a public official or a public decision-maker, in which the public official or public decision-maker has private-
Amendment 60 #
Draft opinion Paragraph 8 8. Believes furthermore that this future advisory body could also be entrusted with
Amendment 61 #
Draft opinion Paragraph 8 8. Believes furthermore that the mission of this future advisory body
Amendment 62 #
Draft opinion Paragraph 8 8. Believes furthermore that this future advisory body could also be
Amendment 63 #
Draft opinion Paragraph 8 8. Believes
Amendment 64 #
Draft opinion Paragraph 8 8. Believes furthermore that this future advisory body could also be entrusted with the broader task of examining conflicts of interest within the
Amendment 65 #
Draft opinion Paragraph 8 a (new) 8 a. Notes that the most acute challenges in the implementation of present rules for Members and staff of EU institutions, bodies and agencies exist as regards the management of disclosure requirements, as regards revolving-door cases and the management of conflicts of interest due to side-activities and memberships; Calls on the Commission to design the future EU ethics body as the competent instance for the substantial harmonisation and the centralised enforcement of the rules on transparency, ethics and conflicts of interest applicable to the staff of EU institutions, bodies and agencies, in order to more efficiently tackle the issue the ‘revolving doors’ and generally increase the level of transparency and integrity among Members and staff of EU institutions;
Amendment 66 #
Draft opinion Paragraph 8 a (new) 8 a. Notes that the fragmented administrative structure of the European Union has led to the development of different and uneven ethical standards and enforcement mechanisms across European institutions; Stresses that all European institutions and bodies should strive for the highest possible standards of transparency, accountability and integrity; Recommends that the future independent ethics body serves as an overarching supervisory body and works towards the harmonization of ethical standards while taking into account the specific nature and challenges of each institution;
Amendment 67 #
Draft opinion Paragraph 8 a (new) 8a. Regrets the lack of professionalism on the part of some MEPs who, when the potential conflicts of interest of the current High Representative were being verified, took it upon themselves to provide their journalist friends with a live commentary on matters being discussed and decided upon during the debate in the Committee on Legal Affairs; takes a very dim view of the unscrupulous behaviour of the MEPs concerned, who were motivated solely by partisan interests and showed a glaring lack of decorum and professionalism;
Amendment 68 #
Draft opinion Paragraph 8 a (new) 8 a. Recalls that the Parliament may withdraw confidence from an individual Member of the Commission, after which the President of the Commission shall either require the resignation of that Member or explain his/her refusal to do so before Parliament in the following part-session, in line with point 5 of the Inter-Institutional Agreement of November 20th 2010.
Amendment 69 #
Draft opinion Paragraph 8 a (new) 8a. Considers that the examination of conflicts of interest should be carried out on taking up a post, during the performance of the duties involved and on leaving a post; is of the opinion that such an examination should include the checking of statements made and compliance with the rules on transparency and lobbying the European institutions;
Amendment 7 #
Draft opinion Paragraph 1 1. Notes that within the EU institutions different legislative measures aimed at preventing conflicts of interest contain varying definitions of the term ‘conflict of interest’; believes therefore that the term should be understood to mean a conflict between the public duty and private interests of a public official or post, in which the public official has private- capacity interests which could improperly influence the performance of their official duties and responsibilities; notes, however, that a definition of this kind has an evolving nature and that full transparency does not necessarily guarantee the absence of any conflict of interest, nor does it guarantee public trust;
Amendment 70 #
8a. Stresses, in particular, that this body should examine possible conflicts of interest of Commissioners throughout, and at the end of, their term of office;
Amendment 71 #
Draft opinion Paragraph 8 b (new) 8 b. Considers that the European Parliament should lead by example with regards to rules on ethics and their enforcement; Suggests that the future independent ethics body should we able to investigate breaches of ethics rules by Member of the European Parliament and impose appropriate sanctions, such as fines or the retention of allowances; Considers that the independent ethics body should be able to investigate on serious conflicts of interests arising in relation to a Member’s rapporteurship or shadow rapporteurship for specific files and take appropriate and effective decisions to redress litigious situations;
Amendment 72 #
Draft opinion Paragraph 8 b (new) 8b. Considers that an institutional culture based on prevention, support and transparency requires close cooperation with the various bodies and institutions subject to oversight; considers that, in due course, internal administrative services responsible for ethical issues could be replaced by contact points responsible for relations with the European ethics body;
Amendment 73 #
Draft opinion Paragraph 8 b (new) 8 b. Considers that the future ethics body could make use of its future powers to start an independent investigation on the links between the European Commission and among others the ‘Big Four’ audit, consultancy and accountancy companies, in order to avoid potential conflict of interests;
Amendment 74 #
Draft opinion Paragraph 8 c (new) 8 c. Believes that the ethics body should also be entrusted with the duty of examining conflicts of interests within the European institutions and with expert groups, advisory, facilitator and research bodies, playing a preventive role to avoid any conflicts of interests; considers that the ethics body should act as a guarantor of the general interest, especially regarding the implementation of the Green Deal, and should thus put in place particularly strong requirements when examining conflicts of interest involving fossil fuels companies;
Amendment 75 #
Draft opinion Paragraph 8 c (new) 8 c. Believes that the independent ethics body should control the independence and ethical conduct of EU civil servants both before, during and after they hold a position or an office within the EU institutions; stresses the importance of combating the phenomenon of revolving doors between public and private organisations; recommends the adoption of harmonized and adequate cooling-off periods across all EU institutions and reinforce the currently failing system of enforcement of those rules;
Amendment 76 #
Draft opinion Paragraph 8 c (new) 8c. Considers that such a body should have investigative powers, as well as the power to request and have access to administrative documents;
Amendment 77 #
Draft opinion Paragraph 8 d (new) Amendment 78 #
Draft opinion Paragraph 8 d (new) 8 d. Considers that competent civil society organisations should be closely associated to the work of the independent ethics body; Recommends that the European Parliament appoints civil society organisations as permanent members of the independent ethics body; Considers that they should also support the work of the independent ethics body in an advisory capacity and be responsible for the publication of an annual report on the functioning of the independent ethics body that should be transmitted to the European Parliament and the European Commission;
Amendment 79 #
Draft opinion Paragraph 8 d (new) 8d. Considers that the consultation, prevention and support tasks of the future ethics body could be accompanied by the possibility of sanctions in order to ensure that its recommendations are followed up; considers that the publication or forwarding of recommendations and opinions could constitute a form of sanction in itself; stresses that such a body should not replace the CJEU;
Amendment 8 #
Draft opinion Paragraph 1 a (new) 1a. Notes the multitude of existing legal approaches to the meaning and applicability of the concept of conflict of interest; draws attention to the pressing concern of the EU institutions to optimise the effectiveness of standards and rules governing ethics and transparency, giving less attention to the implications and importance of conflicts of interest; expresses its concern in this connection regarding the uncertainty surrounding the appropriate regulatory mechanism, the unpredictable effectiveness of deterrents and sanctions, the dubious efficacy of existing regulations and the need to introduce other political, behavioural and economic instruments;
Amendment 80 #
Draft opinion Paragraph 8 e (new) 8 e. Considers that companies convicted for environmental crimes should not be allowed to benefit from any of the measures foreseen for registrants into the transparency register; suggests, to this end, to revise the scope and the code of conduct of the transparency register in order to include provisions on the removal from it of companies convicted for environmental crimes;
Amendment 81 #
Draft opinion Paragraph 8 e (new) 8 e. Stresses that it is of utmost importance that the independent ethics body is given the possibility to start investigations on its own initiative;
Amendment 82 #
Draft opinion Paragraph 8 f (new) 8 f. Calls on all EU institutions to make meetings of their staff working on policy drafting or policy implementation with interest representatives conditional upon their inscription in the EU Transparency Register;
Amendment 83 #
Draft opinion Paragraph 8 f (new) 8 f. Recommends the creation of an internal and confidential complaint mechanism for European public officers to raise concerns about potential breaches of existing rules without fearing retaliation;
Amendment 84 #
Draft opinion Paragraph 8 g (new) 8 g. Stresses that the independent ethics body should be accessible to legitimate external stakeholders; Recommends the creation of a mechanism to allow for the submission of concerns by external stakeholders including individuals and civil society organizations;
Amendment 85 #
Draft opinion Paragraph 8 h (new) 8 h. Recommends the adoption of a specific complaint mechanism for designated civil society organizations, as well as the obligation for the independent ethics body to examine these submissions without delay and motivate any decision taken in their regard;
Amendment 86 #
Draft opinion Paragraph 8 i (new) 8 i. Stresses that the combat against fraud, corruption, maladministration or misuse of public funds are distinct, although sometimes related, to the control of ethical issues in the EU institutions; Consequently underlines that the creation of an independent ethics body must not lead to the undue suppression or restriction of other existing bodies that supervise the good administration of the European Union;
Amendment 87 #
Draft opinion Paragraph 8 j (new) 8 j. Considers that, for the purpose creating an ethics body “common to all EU institutions”, in line with the mission letter of the Vice-President of the European Commission for Values and Transparency, it is necessary to amend the treaties of the European Union;
Amendment 9 #
Draft opinion Paragraph 1 a (new) 1a. Notes that the European institutions have a fragmented approach to the prevention of conflicts of interest and that each institution applies its own rules; considers that the establishment of a new ethics body could contribute to a harmonised interpretation of existing rules and to strengthening their implementation;
source: 661.820
2021/02/05
CONT
129 amendments...
Amendment 1 #
Draft opinion Paragraph 1 1. Stresses that transparency, accountability and integrity are key components in promoting ethics principles within the EU,
Amendment 1 #
Draft opinion Paragraph -1 (new) -1. Welcomes the commitment taken by the European Commission before the European Parliament for the establishment of an independent EU ethics body;
Amendment 10 #
Draft opinion Paragraph 3 3. Emphasises that the high level of fragmentation in the ethics legal framework and the lack of oversight have prevented the proper implementation of codes of conduct in EU institutions; believes that the current self-regulatory approach is not fit for purpose and cannot guarantee integrity; highlights that public officials are not in a position to self-assess ethical situations or conflicts of interest, and that this assessment should fall under the remit of an independent specialised third party; underlines the need to enhance the integrity of the EU institutions and restore public trust;
Amendment 10 #
Draft opinion Paragraph 1 a (new) 1 a. Highlights that the EU institutions should lead by example regarding transparency, accountability and integrity; notes there are lessons to take from the management of the current COVID-19 crisis and especially the vaccination agreements, which eventually hampered citizens’ trust on the European Institutions; urges the Commission to take specific measures to secure the highest transparency standards adequately, timely and throughout all the stages of the decision procedures in the future, even if emergency procedures are followed; in this context, welcomes the establishment of an independent Ethics Body or the development of any existing body to an independent ethics coordination authority;
Amendment 11 #
Draft opinion Paragraph 3 3. Emphasises that the high level of fragmentation in the ethics legal framework and regarding sanctions and the lack of oversight have prevented the proper implementation of codes of conduct in EU institutions; believes that the current self-regulatory approach is not fit for purpose and cannot guarantee integrity; underlines the need to enhance the integrity of the EU institutions and restore public trust;
Amendment 11 #
Draft opinion Paragraph 1 a (new) 1 a. Highlights that over the recent years multiple cases of unethical behaviours and breaches of the rules remained unsanctioned, confirming that the current EU ethics oversight system continues to be affected by severe shortcomings and inconsistencies;
Amendment 12 #
Draft opinion Paragraph 4 4. Encourages the
Amendment 12 #
Draft opinion Paragraph 1 b (new) 1 b. Notes that the proposed Ethics Body or any existing body to be further developed to an independent ethics coordination authority should pay special attention to monitoring institutions and agreements where there is the greatest risk of deviating from transparency, agreements with financial transaction higher than a certain amount or agreements and contracts of the EU institutions relating with public health and safety;
Amendment 13 #
Draft opinion Paragraph 4 4.
Amendment 13 #
Draft opinion Paragraph 1 c (new) 1 c. Calls on the Commission to consider specific measures to ensure that highest standards of transparency, accountability and integrity are horizontally embedded in all the EU procedures and across the EU institutions in a coordinated manner; therefore, welcomes the establishment of an independent Ethics Body with the authority to verify certain transparency standards of agreements and proceed to cancellations where needed as well as to monitor and control procedures, persons and bodies, and impose sanctions where needed; suggests that the role of ethics coordinator with the above mentioned authorities should be assigned to one of the existing bodies of the EU, in case no Ethics Body is established;
Amendment 14 #
Draft opinion Paragraph 4 4. Encourages the creation of an Independent Ethics Body (IEB) common to all EU institutions; welcomes the fact that the Commission has made it a priority, and is committed to supporting the IEB’s effort to establish a common ethical framework at EU level; calls on all EU institutions, bodies, offices and agencies to support and contribute to the establishment of the future common ethical framework of the EU; encourages the extension of the competences of the IEB as to cover all EU agencies, offices, bodies and other EU structures;
Amendment 14 #
Draft opinion Paragraph 1 d (new) 1 d. Calls on the Commission to take further and specific measures in order to strengthen transparency and integrity in all agreements of EU bodies relevant with financing and budgets; suggests to include, under the authority of the Ethics Body or another independent ethics coordination authority, all EU decision- making procedures relevant with EU public spending, funding or getting any provision supplies and financially relevant transactions;
Amendment 15 #
Draft opinion Paragraph 5 5.
Amendment 15 #
Draft opinion Paragraph 2 2. Underlines the particular interest that citizens have for transparency and integrity in the functioning of the EU institutions as revealed by a number of petitions received by the Committee on Petitions that call for
Amendment 16 #
Draft opinion Paragraph 5 5. Sees high potential but also important risks for the EU institutions to transfer administrative decision-making competences to the IEB based on a new harmonised ethics framework
Amendment 16 #
Draft opinion Paragraph 2 2. Underlines the particular interest that citizens have for transparency and integrity in the functioning of the EU institutions as revealed by a number of
Amendment 17 #
5. Sees high potential for the EU institutions to transfer administrative decision-making competences to the IEB based on a new harmonised ethics framework that it will establish, which should include common rules on the content and publication of declarations of interests, avoidance of conflicts of interest and revolving doors, acceptance of gifts and entertainment, protection of whistle- blowers and victims of harassment, transparency of lobby meetings, public procurement and meeting calendars of senior staff, and use of transparent bank accounts for public funds;
Amendment 17 #
Draft opinion Paragraph 2 2. Underlines the particular interest that citizens have for transparency and integrity in the functioning of the EU institutions as revealed by a number of petitions received by the Committee on Petitions that call for more transparency1 ,
Amendment 18 #
Draft opinion Paragraph 5 a (new) 5a. Considers that establishing the new ethics body should result in the individual EU institutions taking a horizontal approach to disadvantaged persons, enabling compliance with the principles of equality of opportunity and treatment to be guaranteed by all the institutions; stresses that the main priorities of the independent ethics body must include ensuring equal rights for persons with disabilities and other disadvantaged persons in the operation of the EU institutions;
Amendment 18 #
Draft opinion Paragraph 2 2. Underlines the particular interest that citizens have for transparency and integrity in the functioning of the EU institutions as revealed by a number of petitions received by the Committee on Petitions that call for more transparency1 , in particular in the decision-making of the Council and its contacts with lobbyists and stakeholders; raises its concerns over the appointment procedures of EU senior officials2 and over alleged conflicts of interests of Commissioners and breaches of MEPs’ code of conduct3 ; notes also that, as in
Amendment 19 #
Draft opinion Paragraph 6 6.
Amendment 19 #
Draft opinion Paragraph 2 2. Underlines the particular interest that citizens have for transparency and integrity in the functioning of the EU institutions as revealed by a number of petitions received by the Committee on Petitions that call for more transparency1, in particular in the decision-making of the Council and its contacts with lobbyists; raises its concerns over the appointment procedures of EU senior and top officials2 and over alleged conflicts of interests of Commissioners and breaches of MEPs’ code of conduct3; notes also that, as in previous years, the majority of inquiries closed by the European Ombudsman in 2019 concerned transparency and accountability, including public access to information and documents;
Amendment 2 #
Draft opinion Paragraph 1 1. Stresses that transparency, accountability and integrity are key components in promoting ethics principles within the EU, and are essential to protect the EU budget from fraud and corruption and to maintain democratic legitimacy as well as public trust in the EU; recalls that corruption has serious financial consequences and constitutes a serious threat to democracy, the rule of law and
Amendment 2 #
Draft opinion Paragraph 1 1. Emphasises that the highest standards of transparency and integrity in the EU institutions are essential to enabling citizens to fully exercise their democratic right to participate in the EU’s decision- making process and thus to enhancing the democratic legitimacy and credibility of the Union while restoring confidence in the European integration process; recalls that, in her Political Guidelines for the 2019- 2024 Commission, the President of the Commission committed to work for the creation of an independent ethics body common to all EU institutions and stressed that if citizens were to have faith in the EU, its institutions should be open and beyond reproach on ethics, transparency and integrity; recalls that the right to petition must be enhanced provid
Amendment 20 #
Draft opinion Paragraph 6 6. Believes that empowering the IEB with the current internal ethics functions of the EU institutions will concentrate expertise, create synergies and hence
Amendment 20 #
Draft opinion Paragraph 2 a (new) 2 a. Notes that although there has been some relevant improvement, according to the EU survey in EU citizenship, there is still the need to work with a special focus on citizens’ information and awareness on the ways they may use in order to exercise their democratic rights; stresses that already in-place channels for citizens to participate in the EU decision-making, such as the right of petition to the European Parliament, recourse to the European Ombudsman, or public consultations, need to improve in terms of visibility, accessibility, inclusiveness and coordination; suggests that the establishment of an independent Ethics Body or the further development of any other existing independent ethics coordination authority should also serve as a central coordination portal of all channels of citizen’s participation in the EU decision-making; suggests that the inauguration of the Ethics Body or of any other existing independent ethics coordination authority under further development should facilitate relevant awareness raising with specific communication measures; calls on the Commission to prioritize citizens’ access to information on the Union’s activities in its external communication strategy;
Amendment 21 #
Draft opinion Paragraph 6 6. Believes that
Amendment 21 #
Draft opinion Paragraph 2 a (new) 2a. Stresses the need to ensure greater transparency regarding European Union agencies, especially with regard to their remit, activities and funding; regrets the recent scandals involving the European Economic and Social Committee; calls, therefore, for all EU agencies and advisory committees, which often elude democratic control, to meet higher standards of transparency and integrity;
Amendment 22 #
Draft opinion Paragraph 7 7. Underlines that the
Amendment 22 #
Draft opinion Paragraph 2 a (new) 2a. Considers it essential for documentation relating to agreements with pharmaceutical companies for COVID-19 vaccines to contain a clause that requires their essential provisions to be made public;
Amendment 23 #
Draft opinion Paragraph 7 7. Underlines that the IEB
Amendment 23 #
Draft opinion Paragraph 2 b (new) 2 b. Suggests to include on the annual regular function of the proposed Ethics Body or of any other existing independent ethics coordination authority under further development of a scheduled and systematic conduct of evaluation assessments, where citizens may give their input and evaluate the available channels and procedures for their participation in EU dialogues and decision-making;
Amendment 24 #
Draft opinion Paragraph 7 7. Underlines that the IEB should be in charge of prevention, monitoring, investigation and enforcement of the ethical framework for the protection of the EU’s financial interests; highlights that the
Amendment 24 #
Draft opinion Paragraph 2 c (new) 2 c. Stresses that a change in rules and practices such as the establishment of an independent Ethic Body at EU level or the further development of any existing body to an independent ethics coordination authority should have in place open procedures in order to take into account the opinion of citizens and Citizens’ Society;
Amendment 25 #
Draft opinion Paragraph 7 7. Underlines that the IEB should be in charge of prevention, monitoring
Amendment 25 #
Draft opinion Paragraph 2 d (new) 2 d. Suggests in the context of the function of the Ethics Body or of any other existing independent ethics coordination authority under further development, the establishment of scheduled and regular public hearings on citizens’ dialogues and citizens’ participation in the EU decision-making, where citizens, stakeholders and Citizens’ Society representatives may take the floor and express their views on measures to improve civic engagement in the EU decision making;
Amendment 26 #
Draft opinion Paragraph 7 7. Underlines that the IEB should be in charge of prevention, monitoring, investigation and enforcement of the common ethical framework for the protection of the EU’s financial interests; highlights that the IEB should be able to take disciplinary measures and impose financial sanctions, and not only issue recommendations, in
Amendment 26 #
Draft opinion Paragraph 2 e (new) 2 e. Suggests, along with the establishment of the Ethics Body or of any other existing independent ethics coordination authority under further development, to proceed to the design of an EU Civic Participation Strategy, including an action plan and a media plan; suggests the setting of specific aims and measurable goals for such a strategy, including quotas to secure gender balance and overall representation of the diversity of European society; suggests the setting of long-term goals; highlights the importance of an ultimate goal to increase citizens’ participation in the European elections;
Amendment 27 #
Draft opinion Paragraph 8 8.
Amendment 27 #
Draft opinion Paragraph 2 f (new) 2 f. Suggests the conduct of scientific social research in order to explore the parameters suggested by citizens and the Citizen’s Society that the Commission should focus on in order to improve civic participation in the EU decision- making,including the establishment of the independent Ethics Body or the further development of any other existing body to an independent ethics coordination authority;
Amendment 28 #
Draft opinion Paragraph 8 8.
Amendment 28 #
Draft opinion Paragraph 3 3. Stresses that
Amendment 29 #
Draft opinion Paragraph 8 8.
Amendment 29 #
Draft opinion Paragraph 3 3. Stresses that
Amendment 3 #
Draft opinion Paragraph 1 1. Stresses that transparency, accountability professionalism and integrity are key components in promoting ethics principles within the EU, and are essential to protect the EU budget from fraud and corruption and to maintain democratic legitimacy; recalls that corruption has serious financial consequences and constitutes a serious threat to democracy, the rule of law and public investment; recalls that conflicts of interest can significantly damage the EU’s financial interests and decision-making processes, and should therefore be prevented, investigated and condemned;
Amendment 3 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in the EU institutions are essential to enabling citizens to exercise their democratic right to participate in the EU’s decision-making process and thus to enhancing the democratic legitimacy and credibility of the Union
Amendment 30 #
Draft opinion Paragraph 8 8. Highlights that tasks transferred to the IEB can go beyond those currently exercised by the institutions; calls for the IEB to assess the implementation of ethics rules by the EU institutions
Amendment 30 #
Draft opinion Paragraph 3 3. Stresses that a high level of transparency of the legislative process is essential to enabling citizens to hold their elected representatives and governments accountable; reiterates, therefore, its call on the Council to improve its rules and practices on transparency of its legislative process in line with the recommendations of the European Ombudsman, which have been overwhelmingly supported by Parliament in its resolution of 17 January 2019 on the Ombudsman’s strategic inquiry OI/2/2017 on the transparency of legislative discussions in the preparatory bodies of the Council of the EU4 , which was based on the joint report of the Committee on Constitutional Affairs and the Committee on Petitions; recalls that transparency and accountability, as well as communication with EU bodies, must also be accessible for people with disabilities; _________________ 4 Texts adopted, P8_TA(2019)0045.
Amendment 31 #
9. Calls for the
Amendment 31 #
Draft opinion Paragraph 3 3. Stresses that a high level of transparency of the legislative process is
Amendment 32 #
Draft opinion Paragraph 9 9. Calls for the IEB to lead by example on transparency by publishing all decisions and spending in a machine- readable open data format available to all citizens;
Amendment 32 #
Draft opinion Paragraph 3 3. Stresses that a high level of transparency of the legislative process is essential to enabling citizens to hold their elected representatives and governments accountable; reiterates, therefore, its call on the Council to improve its rules and practices on transparency of its legislative process in line with the recommendations of the European Court of Auditors and the European Ombudsman, which have been overwhelmingly supported by Parliament in its resolution of 17 January 2019 on the Ombudsman’s strategic inquiry OI/2/2017 on the transparency of
Amendment 33 #
Draft opinion Paragraph 9 9. Calls for the IEB to lead by example on transparency by publishing all
Amendment 33 #
Draft opinion Paragraph 3 a (new) 3 a. Stresses that the current self- regulatory ethical framework has proven insufficient, has led to a fragmented approach and to different ethical standards within the different EU institutions; highlights that in order to restore and maintain high levels of confidence in the EU institutions, all EU institutions must abide by the highest ethical standards; recalls in this respect the recommendations of the European Court of Auditors concerning the establishment and implementation of a common ethical framework for all EU institutions;
Amendment 34 #
Draft opinion Paragraph 10 10.
Amendment 34 #
Draft opinion Paragraph 3 a (new) 3 a. Highlights that MEPs and senior officials of the EU institutions should lead by example regarding transparency, accountability and integrity; suggests the strengthening of the measures to prevent incidents of revolving doors and conflicts of interests; in this regard, suggests for a common framework and definition of conflict of interest and revolving doors to be used in all EU institutions;
Amendment 35 #
Draft opinion Paragraph 10 10.
Amendment 35 #
Draft opinion Paragraph 3 a (new) 3a. Considers it essential to make the transparency register mandatory for all EU institutions and agencies, in order to facilitate public scrutiny and enable individual citizens and other interest groups to monitor the activities of lobbyists and their impact on decisions and legislation;
Amendment 36 #
Draft opinion Paragraph 10 10.
Amendment 36 #
Draft opinion Paragraph 3 b (new) 3 b. Underlines that public officials are not in a position to self-declare themselves out of conflict of interest or to provide self-assessment with regards to respecting ethical standards; highlights that this task should fall under the competence of an independent specialised third party, in the form of an Independent Ethics Body (IEB) for all the EU institutions, agencies, bodies and offices;
Amendment 37 #
Draft opinion Paragraph 10 10. Welcomes the signing of an interinstitutional agreement (IIA) between EU institutions to set up the IEB; emphasises the importance of the Council, including the Member States’ representatives working in the Council, joining the IIA in view of the ECA’s and European Ombudsman’s repeated requests to enhance the institution’s working ethics and transparency for the benefit of EU citizens; recalls the obligation of the Council to deal with high-level conflicts of interest, revolving doors and lobby transparency rules;
Amendment 37 #
Draft opinion Paragraph 4 4. Considers that the EU institutions should apply the highest ethical standards to prevent any episodes of revolving doors and any conflicts of interests, also with regard to the appointments to senior positions in the EU institutions and agencies; notes that in cases where ethical standards are proven as inadequate, there should be sanctions imposed, varying from soft to severe sanctions, depending on the offense and according to a framework of sanctions with specific rules and procedures; expresses its concern that any such episodes, even if legally admissible, are undermining the overall credibility of the EU institutions and
Amendment 38 #
Draft opinion Paragraph 11 11. Stresses the importance of enhanced mutual cooperation between the
Amendment 38 #
Draft opinion Paragraph 4 4. Considers that the EU institutions should apply the highest ethical standards to prevent any episodes of revolving doors and any conflicts of interests, also with regard to the appointments to senior positions in the EU institutions and agencies; expresses its concern that any such episodes, even if legally admissible, are undermining the overall credibility of the EU institutions
Amendment 39 #
Draft opinion Paragraph 11 11. Stresses the importance of
Amendment 39 #
Draft opinion Paragraph 4 4. Considers that the EU institutions should apply the highest ethical standards to prevent any episodes of revolving doors and any conflicts of interests, also with regard to the appointments to senior positions in the EU institutions and agencies; expresses its concern that any such episodes, even if legally admissible, are undermining the overall credibility of the EU institutions and often used by anti- European propaganda as a means of introducing euro-scepticism to the public; calls for the establishment of an Independent Ethics Body for all EU institutions that would overlook the implementation of a future common ethical framework, and have competence over the common rules on the content and publication of declarations of interests, avoidance of conflicts of interest and revolving doors, acceptance of gifts and entertainment, protection of whistle- blowers and victims of harassment, transparency of lobby meetings, public procurement and meeting calendars of senior staff, and use of transparent bank accounts for public funds;
Amendment 4 #
Draft opinion Paragraph 2 2. Recalls that the European Court of Auditors (ECA) identified serious weaknesses in this regard in its 2019 audit
Amendment 4 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in the EU institutions are essential to enabling citizens to exercise their democratic right to participate in the EU’s decision-making process and thus to enhancing the democratic legitimacy and credibility of the Union while restoring confidence in the European integration process; recalls that, in her Political Guidelines for the 2019- 2024 Commission, the President of the Commission stressed that if citizens were to have faith in the EU, its institutions should be open and beyond reproach on ethics, transparency and integrity; recalls that the right to
Amendment 40 #
Draft opinion Paragraph 4 4. Considers that the EU institutions should apply the highest ethical standards to prevent any episodes of revolving doors and any conflicts of interests, also with regard to the appointments to senior positions in the EU institutions and agencies; expresses its concern that any such episodes, even if legally admissible, are undermining the overall credibility of the EU institutions and often used by anti- European propaganda as a means of introducing euro-scepticism to the public; considers that consideration should be given to the possibility of operating a mobility mechanism meeting private sector standards in order to prevent such cases arising;
Amendment 41 #
Draft opinion Paragraph 4 4. Considers that the EU institutions should apply the highest ethical standards to prevent any episodes of revolving doors and any conflicts of interests, also with
Amendment 42 #
Draft opinion Paragraph 4 a (new) 4 a. Notes that the creation of a strict and clear framework of prevention and of sanctions would work as a precaution in order to avoid violations; suggests that prevention measures may include freezing time intervals after occupation in senior EU positions, disclosure of breaches where proven as required may as well act as a deterrent; suggests that the proposed Ethics Body or any existing body to be further developed to an independent ethics coordination authority should be plainly assigned the authority of monitoring procedures, applying controls on its own initiative and enforcing sanctions where required and after relevant procedures to safely prove the truth; suggests to include the creation of a common framework of sanctions, varying from soft to severe, according to specific rules and procedures based on the offence, including the return of financial resources or of any other fortune where proven as legitimately required;
Amendment 43 #
Draft opinion Paragraph 4 a (new) 4 a. Notes that some EU Member States already have a high level of transparency requirements for their elected and appointed officials in the area of conflict of interests, sources of income and family assets; considers that it is imperative for the EU institutions to standardise their procedures and apply the same high level of ethical and integrity standards.
Amendment 44 #
Draft opinion Paragraph 4 a (new) 4 a. Underlines the need to review and align relevant EU legislation and codes of conduct, requiring full transparency on employment or projects taken up by high- ranking and senior officials of EU institutions and agencies, including after leaving public office;
Amendment 45 #
Draft opinion Paragraph 4 b (new) 4 b. Considers that the procedures for selecting persons for senior positions should be carried out with fully objective criteria and fully transparent to the general public; highlights that there should be a framework in place for expressing questions and objections, along with open follow-up procedures and the power to cancel decision that may be proven as of inadequate transparency and integrity;
Amendment 46 #
Draft opinion Paragraph 4 b (new) 4 b. Considers discriminatory that in some EU Member States a MEP can also hold another public office in the country or be a board member of a public or private company, while in other Members States this is considered a conflict of interest, an offense that is often even criminalized; underlines the importance of homogenising the integrity and transparency standards at EU level;
Amendment 47 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring the highest standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to consider and to take fully into account
Amendment 48 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; stresses its key role at monitoring the proper functioning of the European public administration, which should continue after the establishment of the EU ethics body; calls on its Committee on Constitutional Affairs committee to consider and to take into account the experience provided by the European Ombudsman when reflecting on the
Amendment 49 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to
Amendment 5 #
Draft opinion Paragraph 2 2. Recalls that the European Court of Auditors (ECA)
Amendment 5 #
Draft opinion Paragraph 1 1. Emphasises that highest standards of transparency, accountability and integrity in the EU institutions are essential to enabling citizens to exercise their democratic right
Amendment 50 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to consider and to take into
Amendment 51 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to consider and to take into account the experience provided by the European Ombudsman when
Amendment 52 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to consider and to take into account the experience provided by the European Ombudsman when reflecting on the possible establishment of an independent ethics body; suggests the setting up of an EU interinstitutional working group that is tasked with discussing and formulating recommendations on all aspects related to the subject matter; suggests that the interinstitutional working group focuses on utilizing accumulated experience aiming at the best possible effectiveness and optimization of coordination for the proposed Ethics Body; suggests that if there is evidence that there may be more efficient alternatives in terms of coordination than establishing a new body, then they should be thoroughly examined as well;
Amendment 53 #
Draft opinion Paragraph 5 5. Underlines the important role that the European Ombudsman plays in ensuring high standards of transparency and integrity in the EU institutions; calls on its Committee on Constitutional Affairs committee to consider and to take into account the experience provided by the European Ombudsman when reflecting on the possible establishment of an independent ethics body; considers it necessary to strengthen the role of the Ombudsman as most immediate means of protection for citizens in the face of the institutions; suggests the
Amendment 54 #
Draft opinion Paragraph 5 a (new) 5 a. Recalls that there is no common definition of ethics in the EU law; notes in this regard that there is a need to reach an agreement among the institutions on definitions to be accordingly used regarding ethics, transparency, integrity, accountability, morality, trust and conflict of interest, among others; underlines the need for relevant institutional change so that the treaties plainly define ethics with no open interpretations; suggests to include this review into the Future of Europe;
Amendment 55 #
Draft opinion Paragraph 5 a (new) 5 a. Stresses that ensuring equal rights and opportunities of people with disabilities and other disadvantaged people in the functioning of the EU institutions should be one of the main priorities of an independent advisory ethics body;
Amendment 56 #
Draft opinion Paragraph 5 a (new) 5 a. Is convinced that the independent EU ethics body must be given monitoring powers over ethics standards as well as advisory, investigative and enforcement powers;
Amendment 57 #
Draft opinion Paragraph 5 b (new) 5 b. Notes that the Ethics Body or any existing body to be further developed to an independent ethics coordination authority should have full access to all the data needed during audit process and any control procedures over the auditees, including personal data, banking data, tax data and all financial situation data and data of relatives or other approximates where the case is valid, among others;
Amendment 58 #
Draft opinion Paragraph 5 b (new) 5 b. Believes that the independent EU ethics body must be provided with adequate human and financial resources in order for it to effectively fulfil its tasks and designed to issue legally binding decisions, which may be appealed against before the CJEU and may be subject to complaints to the EU Ombudsman;
Amendment 59 #
Draft opinion Paragraph 5 c (new) 5 c. Highlights the need for the Ethics Body or any existing body to be further developed to an independent ethics coordination authority to monitor and conduct systematic controls in order to ensure that the EU institutions and any third parties in collaboration with the EU institutions, including those enlisted in the Transparency Registry, keep covering transparency criteria overtime;
Amendment 6 #
Draft opinion Paragraph 2 2. Recalls that the European Court of Auditors (ECA) i
Amendment 6 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in
Amendment 60 #
6. Stresses the
Amendment 61 #
Draft opinion Paragraph 6 6. Stresses the important role played by Parliament as representative of the citizens of the EU, including in its oversight of the political evaluation of the Commission and other institutions
Amendment 62 #
Draft opinion Paragraph 6 6. Stresses the
Amendment 63 #
Draft opinion Paragraph 6 6. Stresses the important role played by Parliament as representative of the citizens of the EU, including in its oversight of the Commission and other institutions on behalf of the public; suggests that nominees by the European Parliament to participate in the independent Ethics Body or in any existing body to be developed to an independent ethics coordination authority should follow democratic procedures and should be voted by the two third of the plenary;
Amendment 64 #
Draft opinion Paragraph 6 6. Stresses the important role played by Parliament as the only directly elected representative of the citizens of the EU, including in its oversight of the Commission and other institutions on behalf of the public;
Amendment 65 #
Draft opinion Paragraph 6 a (new) 6 a. Emphasizes that the independent Ethics Body or any existing body to be developed to an independent ethics coordination authority should follow democratic procedures and should be governed by a scheme including equal representation by all institutions; suggests that the relevant governance scheme should as well respect gender parity;
Amendment 66 #
Draft opinion Paragraph 6 b (new) 6 b. Suggests that the independent Ethics Body or any existing body to be developed to an independent ethics coordination authority should include in its function certain mechanisms for complaint management internally in the EU institutions, so that concerns about potential breaches may be confidentially risen and discreetly examined;
Amendment 67 #
Draft opinion Paragraph 6 c (new) 6 c. Suggests that the independent Ethics Body or any existing body to be developed to an independent ethics coordination authority should include in its function certain mechanisms for complaint management coming from citizens or the Citizen’s Society under a certain framework, so that concerns about potential breaches may be confidentially risen and appropriately and discreetly examined;
Amendment 68 #
Draft opinion Paragraph 7 Amendment 69 #
Draft opinion Paragraph 7 Amendment 7 #
Draft opinion Paragraph 2 a (new) 2 a. Highlights that the ECA states that there should be effective institutional frameworks, and clear procedures and channels in place for facilitating the reporting of wrongdoing and corruption, as well as that whistleblowers acting in good faith must be protected from retaliation;
Amendment 7 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in the EU institutions are essential to enabling citizens to exercise their democratic right to participate in the EU’s decision-making process and thus to enhancing the democratic legitimacy and credibility of the Union while restoring confidence in the European integration process; recalls that, in her Political Guidelines for the 2019- 2024 Commission, the President of the Commission stressed that if citizens were to have faith in the EU, its institutions should be open and beyond reproach on ethics, transparency and integrity; recalls that the right to petition provides citizens with the most accessible way to enter into and maintain a direct dialogue with representatives from the EU institutions and thus contributes to improving openness, responsiveness and accountability while bridging the gap between citizens and EU institutions; nonetheless underlines the fact that still a large portion of citizens is not aware of the instrument represented by the right to petition;
Amendment 70 #
Draft opinion Paragraph 7 Amendment 71 #
Draft opinion Paragraph 7 7. Reiterates, therefore, the need for the highest ethical standards for
Amendment 72 #
Draft opinion Paragraph 7 7. Reiterates, therefore, the need for the highest ethical standards for the Members of the European Parliament and calls
Amendment 73 #
Draft opinion Paragraph 7 7. Reiterates, therefore, the need for the highest ethical standards for the Members of the European Parliament and calls for a strong advisory body within Parliament
Amendment 74 #
Draft opinion Paragraph 7 7. Reiterates, therefore, the need for the highest ethical standards for the Members of the European Parliament and calls for a
Amendment 75 #
Draft opinion Paragraph 7 a (new) 7 a. Notes that in this context it is necessary to adequately clarify any responsibilities and authorities of MEPs and members of any other body that are about to participate in order to ensure transparency and integrity;
Amendment 76 #
Draft opinion Paragraph 8 Amendment 77 #
Draft opinion Paragraph 8 8. Underlines th
Amendment 78 #
Draft opinion Paragraph 8 8. Underlines the fact that
Amendment 79 #
Draft opinion Paragraph 8 8. Underlines the fact that strengthening the existing procedures on the basis of analysis and evaluation of their effectiveness and public response is
Amendment 8 #
Draft opinion Paragraph 3 3. Emphasises that the
Amendment 8 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in the EU institutions are essential to enabling citizens to exercise their democratic right to participate in the EU’s decision-making process and thus to enhancing the democratic legitimacy and credibility of the Union while restoring confidence in the European integration process; points out in this regard that citizens' trust in political institutions is a key founding element of representative democracies; recalls that, in her Political Guidelines for the 2019-
Amendment 80 #
Draft opinion Paragraph 8 8. Underlines the fact that strengthening the existing procedures on the basis of analysis and evaluation of their effectiveness and public response is generally more effective than the introduction of new ones; considers of high importance to identify the weaknesses of the current system and address them; notes that sound feasibility studies should be the basis for the decisive criteria on the creation of a new independent Ethics Body or the further development of an existing body to an independent ethics coordination authority;
Amendment 81 #
Draft opinion Paragraph 8 8. Underlines the fact that
Amendment 82 #
Draft opinion Paragraph 8 a (new) 8 a. Stresses that the procedures used should be evaluated at regular intervals in order to judge their effectiveness and in case they do not bring the desired results should be changed or replaced by other procedures;
Amendment 83 #
Draft opinion Paragraph 9 9. Considers
Amendment 84 #
Draft opinion Paragraph 9 9. Considers, as the committee most directly engaged with the public opinion and public response to the institutions’ transparency and integrity, that the democratic approach and political responsibility through democratic accountability mechanisms remains the strongest control mechanism in any constitutional democracy, as well as in the EU;
Amendment 85 #
Draft opinion Paragraph 9 9. Considers, as the committee most directly engaged with the public opinion and public response to the institutions’ transparency and integrity, that the democratic approach
Amendment 86 #
Draft opinion Paragraph 9 9. Considers, as the committee most directly engaged with the public opinion and public response to the institutions’ transparency and integrity, that the democratic approach and political responsibility
Amendment 87 #
Draft opinion Paragraph 9 9. Considers, as the committee most directly engaged with the public opinion and public response to the institutions’ transparency and integrity, that the democratic approach and political responsibility remains the strongest control mechanism in any constitutional
Amendment 88 #
Draft opinion Paragraph 9 a (new) 9 a. Stresses that information should be provided to citizens without discrimination; to this end, suggests for the relevant technical or other adjustments to be made on the websites of the EU institutions so that people with disabilities and people with dyslexia or any other reading difficulties may equally receive complete and understandable information;
Amendment 89 #
Draft opinion Paragraph 9 b (new) 9 b. Highlights that those who are audited must be accountable to both the European institutions and the citizens; stresses that there should be a sanctions range, including return of financial resources or other items of wealth when proven as legitimately required;
Amendment 9 #
Draft opinion Paragraph 3 3. Emphasises that the
Amendment 9 #
Draft opinion Paragraph 1 1. Emphasises that high standards of transparency and integrity in the EU institutions are essential to having a real accountability of the European officials as well as to enabling citizens to exercise their democratic right to participate in the EU’s decision-making process and thus to enhancing the democratic legitimacy and credibility of the Union while restoring confidence in the European integration process; recalls that, in her Political Guidelines for the 2019-
Amendment 90 #
Draft opinion Paragraph 9 c (new) 9 c. Stresses that the procedures used should be regularly evaluated in order to monitor their effectiveness and apply quality improvements where necessary.
source: 663.207
2021/02/16
AFCO
206 amendments...
Amendment 1 #
Motion for a resolution Citation 5 — having regard to the Treaty on European Union (TEU), in particular Articles 9 and 10, 1
Amendment 10 #
Motion for a resolution Recital A a (new) A a. whereas the Treaties have established a system of division of powers between the institutions of the Union that assigns to each institution its own role within the institutional structure of the Union and in the performance of the tasks entrusted to it;
Amendment 100 #
Motion for a resolution Paragraph 5 Amendment 101 #
Motion for a resolution Paragraph 5 5. Considers that
Amendment 102 #
Motion for a resolution Paragraph 5 5. Considers that the participating institutions should entrust the EU Ethics Body with monitoring powers over ethics standards, as well as advisory, investigative and enforcement powers; stresses that to monitor integrity a framework should be set up, that clearly defines integrity with a set of well-defined objectives and performance indicators;
Amendment 103 #
Motion for a resolution Paragraph 5 5. Considers that the participating institutions should entrust, within the framework of their respective procedural autonomy, the EU Ethics Body with autonomous monitoring powers over ethics standards applicable to them, as well as advisory, investigative and enforcement powers;
Amendment 104 #
Motion for a resolution Paragraph 5 5. Considers that the participating institutions should entrust the EU Ethics
Amendment 105 #
Motion for a resolution Paragraph 5 5. Considers that all the participating institutions should entrust the EU Ethics Body with monitoring powers over ethics standards, as well as advisory
Amendment 106 #
Motion for a resolution Paragraph 5 5. Considers that the participating institutions should entrust the EU Ethics Body with monitoring powers over ethics standards, as well as advisory, investigative and
Amendment 107 #
5a. Considers that all administrations should require senior officials, MEPs and Commissioners leaving the service to provide sufficiently detailed information and documentation to enable the ethics body to carry out a comprehensive analysis and prevent conflicts of interest;
Amendment 108 #
Motion for a resolution Paragraph 5 a (new) 5 a. Highlights that public officials are not in a position to conduct self- assessments concerning matters of conflict of interest or the respect of ethical standards; underlines that this task should fall under the competence of the EU Ethics body, as an independent specialised third party;
Amendment 109 #
Motion for a resolution Paragraph 6 Amendment 11 #
Motion for a resolution Recital A a (new) A a. whereas transparent and liable institutions represent the bedrock of political systems that serve citizens; whereas corruption and fraud represent a constant danger to the integrity of public decision making;
Amendment 110 #
Motion for a resolution Paragraph 6 6. Considers that this autonomous monitoring capacity should include, among others, the verification of the veracity of the declaration of financial interests, , through inter alia a centralised collection of data, the handling of conflicts of interest, checks on transparency obligations and the verification of compliance with revolving doors rules and generally verification of compliance with all provisions of codes of conduct and applicable transparency, ethics and integrity rules;
Amendment 111 #
Motion for a resolution Paragraph 6 6. Considers that this monitoring capacity should include the verification of the veracity of the declaration of financial interests, the handling of conflicts of interest, checks on transparency obligations and the verification of compliance with revolving doors rules, as well as the possibility for the independent ethics body to impose penalties in the event of delay or bad faith in the provision of information and updates of information in declarations;
Amendment 112 #
Motion for a resolution Paragraph 6 6. Considers that this monitoring capacity should include the verification of the veracity of the declaration of financial interests, the handling of conflicts of interest, checks on transparency obligations
Amendment 113 #
Motion for a resolution Paragraph 6 6. Considers that this monitoring capacity should include the verification of the veracity of the declaration of financial interests, the declarations of assets, the handling of conflicts of interest, checks on transparency obligations, including gifts and lobby transparency rules, and the verification of compliance with revolving doors rules;
Amendment 114 #
Motion for a resolution Paragraph 6 6. Considers that this monitoring capacity should include the verification of the veracity of the declaration of financial interests, the handling of conflicts of interest, checks on transparency obligations and the verification of compliance with revolving doors rules, entailing own- initiative inquiries and the assessment of any individual cases arising;
Amendment 115 #
Motion for a resolution Paragraph 6 6.
Amendment 116 #
6a. Suggests that the independent ethics body should work on establishing a common definition of conflict of interest for the European institutions on the basis of the highest standards; stresses that many Member States have demanding rules; notes the OECD Guidelines for Managing Conflict of Interest in the Public Service, which lay down a set of basic principles and standards for the design and implementation of conflict of interest policies1 a; _________________ 1a https://www.oecd.org/governance/ethics/c onflict-of-interest/
Amendment 117 #
Motion for a resolution Paragraph 6 a (new) 6 a. Believes that the examination of conflicts of interest should be carried out prior to, during and after public office or employment of all Union institutions, bodies, offices and agencies;
Amendment 118 #
Motion for a resolution Paragraph 6 a (new) 6 a. Believes that the EU ethics body should conduct studies, compile annual statistics on financial interest declarations, revolving door cases and other relevant information;
Amendment 119 #
Motion for a resolution Paragraph 6 b (new) 6 b. Considers that the new EU Ethics Body should have competence to contribute by way of proposals to the development and periodic update of a common ethical framework for the EU institutions, including common rules and a common model for declarations of financial interests in a machine-readable format;
Amendment 12 #
Motion for a resolution Recital B B. whereas the ethical standards applicable to the European institutions are
Amendment 120 #
Motion for a resolution Paragraph 7 Amendment 121 #
Motion for a resolution Paragraph 7 Amendment 122 #
Motion for a resolution Paragraph 7 7. Takes the view that the EU Ethics Body could also be given authority over the obligations imposed by the Transparency Register; considers, therefore, that the independent ethics body should have the power to carry out checks on the basis of records or on the spot in order to monitor compliance with the reporting obligations of lobbyists; considers that the ethics body should have the power to impose penalties on interest representatives involved in a breach of ethical rules; stresses that the transparency bodies or authorities of the Member States have the capacity to impose financial penalties on lobbyists who fail to comply with their transparency obligations, and do so very effectively, without bureaucracy undermining that effectiveness;
Amendment 123 #
Motion for a resolution Paragraph 7 7. Takes the view that the EU Ethics Body could also be
Amendment 124 #
Motion for a resolution Paragraph 7 7. Takes the view that the EU Ethics Body could also be given authority over the obligations imposed by the Transparency Register including additional formal obligation that might be imposed on EU institutions’ members and staff;
Amendment 125 #
Motion for a resolution Paragraph 7 a (new) 7 a. Considers that the EU Ethics Body should be given the task to develop an EU public portal with relevant information on ethics rules, reports on best practices, studies, statistics, as well as a database containing the declarations of financial interests of all the participating institutions;
Amendment 126 #
Motion for a resolution Paragraph 8 Amendment 127 #
Motion for a resolution Paragraph 8 Amendment 128 #
Motion for a resolution Paragraph 8 8. Considers that the EU Ethics Body should have the power to initiate procedures by itself and to conduct on-the- spot and records-based investigations based on the information it has collected or that it has received from third parties, such as journalists, NGOs, whistleblowers, stakeholders, civil society or the European Ombudsman; insists that any third party referring a matter to the independent ethics body must be protected and their identity kept anonymous;
Amendment 129 #
Motion for a resolution Paragraph 8 a (new) 8a. Stresses the need for the body to protect whistleblowers, in particular European public officials, so that they can express their concerns about possible violations of rules without fear of reprisals; suggests, in this connection, that the body should supervise the internal and confidential complaint mechanisms under the Staff Regulations of Officials of the European Union and Conditions of Employment of Other Servants; stresses that only a safe and protective working environment will enable public officials to express their concerns and thereby help to make the work of the independent ethics body effective;
Amendment 13 #
Motion for a resolution Recital B B. whereas the ethical standards applicable to the European institutions are in many respects ahead of those applicable in their national equivalents but have not been enforced in a satisfactory manner
Amendment 130 #
Motion for a resolution Paragraph 8 a (new) 8 a. Stresses that requesting tax documents and bank records are interventions in private law, for which there must be serious allegations that enter in competence of OLAF;
Amendment 131 #
Motion for a resolution Paragraph 8 b (new) 8b. Believes that the body should also monitor the independence and ethical behaviour of EU officials before, during and after they hold a post or function within the EU institutions; stresses the importance of combating the phenomenon of revolving doors between public and private organisations; suggests that the body be tasked with issuing recommendations for harmonised and adequate cooling-off periods in all EU institutions, including for Members of the European Parliament;
Amendment 132 #
Motion for a resolution Paragraph 9 Amendment 133 #
Motion for a resolution Paragraph 9 Amendment 134 #
Motion for a resolution Paragraph 9 9. Believes that in relation to
Amendment 135 #
Motion for a resolution Paragraph 9 9. Believes that in relation to its enforcement powers, the body
Amendment 136 #
Motion for a resolution Paragraph 9 9.
Amendment 137 #
Motion for a resolution Paragraph 9 9. Believes that in
Amendment 138 #
Motion for a resolution Paragraph 9 9. Believes that in relation to its enforcement powers, the body could take over from the Appointing Authority in dealing with staff ethics obligations, and that in relation to Members of Parliament or Commissioners or Commissioner- desginates, the body could be granted enforcement powers within the limits of the provisions contained in the Treaties, and without prejudice to any additional mechanisms provided for in Parliament’s Rules of Procedure, in particular concerning termination of office;
Amendment 139 #
Motion for a resolution Paragraph 9 9. Believes that in relation to its enforcement powers, the body could take over from the Appointing Authority in dealing with staff ethics obligations, and that in relation to Members of Parliament or Commissioners, the body could be granted enforcement powers
Amendment 14 #
Motion for a resolution Recital B a (new) Ba. whereas the main challenges in implementing conflict-of-interest policies relate to the management of compulsory disclosure, revolving doors and conflicts of interest arising from collateral activities and membership of specific groups;
Amendment 140 #
Motion for a resolution Paragraph 10 10. Considers that the EU Ethics Body should be entrusted with advisory tasks in order to provide advice to any individual or entity covered by its scope who wishes to request interpretation of an ethical standard in relation to appropriate conduct in a specific case; calls on the institutions to take advantage of the body’s expertise in the implementation of their ethical standards; considers that, in the long term, the body should harmonise the ethical standards of all the institutions, agencies and bodies;
Amendment 141 #
Motion for a resolution Paragraph 10 10. Considers that the EU Ethics Body should be entrusted with advisory tasks in order to provide advice to any individual covered by its scope who wishes to request interpretation of an ethical standard in relation to appropriate conduct in a specific case; Considers that, in order to ensure consistent application of the ethical standards and predictability, advice should be binding for the Independent EU Ethics Body in its judgement on the same matter;
Amendment 142 #
Motion for a resolution Paragraph 10 10. Considers that
Amendment 143 #
Motion for a resolution Paragraph 10 10. Considers that the EU Ethics Body should promote integrity, and should be entrusted with advisory tasks in order to provide advice to any individual covered by its scope who wishes to request interpretation of an ethical standard in relation to appropriate conduct in a specific case;
Amendment 144 #
Motion for a resolution Paragraph 10 10. Considers that the EU Ethics Body should be entrusted with advisory tasks in order to provide advice to any individual and/or institution covered by its scope who wishes to request interpretation of an ethical standard in relation to appropriate conduct in a specific case;
Amendment 145 #
Motion for a resolution Paragraph 10 a (new) 10 a. Brings attention to the point that if this advisory body is established, its functioning should not overlap or conflict with internal ethics committees in the EU institutions, the Transparency Register secretariat, the European Anti-Fraud Office and the European Ombudsman;
Amendment 146 #
Motion for a resolution Paragraph 11 11. Believes that the decision
Amendment 147 #
Motion for a resolution Paragraph 11 11. Believes that the decision on the absence of conflicts of interest of Commissioners-designate should remain a competence of Parliament’s Committee on Legal Affairs
Amendment 148 #
Motion for a resolution Paragraph 11 11. Believes that the decision on the absence of conflicts of interest of Commissioners-designate should remain a competence of Parliament’s Committee on Legal Affairs
Amendment 149 #
Motion for a resolution Paragraph 11 11. Believes that the decision on the absence of conflicts of interest of Commissioners-designate prior to hearings should remain a competence of Parliament’s Committee on Legal Affairs, while the EU Ethics Body should support the process with the publication of its analysis of each individual case and make its investigative capacities available to the European Parliament;
Amendment 15 #
Motion for a resolution Recital B a (new) B a. whereas the European Court of Auditors has stated in its special report 13/2019 1a on the ethical framework of the EU that Parliament, Council and Commission "have to a large extent adequate ethical frameworks in place for both staff and Members". _________________ 1a https://www.eca.europa.eu/Lists/ECADoc uments/SR19_13/SR_ethical_frameworks _EN.pdf
Amendment 150 #
Motion for a resolution Paragraph 11 11.
Amendment 151 #
Motion for a resolution Paragraph 11 a (new) 11 a. Considers that a complete definition of integrity related tools such as code of conduct, policies relating to conflict of interests, lobbyist participation and pre and post-employment measures should be envisaged;
Amendment 154 #
Motion for a resolution Subheading 3 a (new) Recalls that the competent bodies in the institutions are regulated by law and that the composition of the competent body in the European Parliament could be made up of MEPs and former MEPs, such an EU Ethics Body may be composed of Members or former Members of the institutions;
Amendment 155 #
Motion for a resolution Subheading 3 b (new) Amendment 156 #
Motion for a resolution Paragraph 12 Amendment 157 #
Motion for a resolution Paragraph 12 Amendment 158 #
Motion for a resolution Paragraph 12 12. Believes that the Ethics Body should be composed of nine
Amendment 159 #
Motion for a resolution Paragraph 12 12. Believes that the Ethics Body should be composed of nine Members, three selected by the Commission, three
Amendment 16 #
Motion for a resolution Recital B a (new) B a. Whereas citizens’ trust in public institutions and decision-making processes is a pillar of any democratic government and requires exemplarity, integrity, transparency, accountability as well as the highest standards of ethical behaviour;
Amendment 160 #
Motion for a resolution Paragraph 12 12. Believes that the Ethics Body should be composed of nine Members, three selected by the Commission, three elected by Parliament, and three assigned de jure from among the former
Amendment 161 #
Motion for a resolution Paragraph 12 a (new) Amendment 162 #
Motion for a resolution Paragraph 13 Amendment 163 #
Motion for a resolution Paragraph 13 13. Considers that its members must be
Amendment 164 #
Motion for a resolution Paragraph 13 13. Considers that its members must be independent, chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have an impeccable record of ethical behaviour and provide a declaration of the absence of conflicts of interest; is of the opinion that the composition of the body should be gender-balanced; underlines that all member shall be independent in the performance of their duties;
Amendment 165 #
13. Considers that its members must be independent, chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have an impeccable record of ethical behaviour and provide a declaration of the absence of conflicts of interest; is of the opinion that the composition of the body should be gender-balanced; Considers that the members should be chosen for a period of six years;
Amendment 166 #
Motion for a resolution Paragraph 13 13. Considers that its members must be independent, chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have an impeccable record of ethical behaviour and provide a declaration of the absence of conflicts of interest;
Amendment 167 #
Motion for a resolution Paragraph 14 Amendment 168 #
Motion for a resolution Paragraph 14 Amendment 169 #
Motion for a resolution Paragraph 14 14. Suggests that each institution choose these members in particular from among former judges of the CJEU, former presidents of OLAF and the Court of Auditors, former or current members of highest courts of Member States,
Amendment 17 #
Motion for a resolution Recital B b (new) B b. Whereas the absence of undue influence of interest representatives, including through providing paid activities for Members of Parliament, gifts or travel invitations, creating expectations for future employment following Members’ termination of mandate and official’s termination of service, undue use of information or contacts is key to ensure democratic processes are not captured and citizens rights are fully respected;
Amendment 170 #
Motion for a resolution Paragraph 14 14. Suggests that each institution choose these members in particular from among former judges of the CJEU, former or current members of highest courts of Member States, former Members of the European Parliament, former staff of the participating institutions and bodies, former EU Ombudsmen, and members of the ethics authorities in Member States; suggests further that the body elect a President and two Vice-Presidents from among its members; Suggests, in order to ensure broad support, that the Parliament elects the members of the body at the majority of its component members;
Amendment 171 #
Motion for a resolution Paragraph 14 14. Suggests that each institution choose these members in particular from among former judges of the CJEU, former or current members of highest courts of Member States,
Amendment 172 #
Motion for a resolution Paragraph 14 14. Suggests that each institution choose these members in particular from among former judges of the CJEU, former or current members of highest courts of Member States,
Amendment 173 #
Motion for a resolution Paragraph 14 a (new) 14a. Calls for inspiration to be drawn from the Member States' best practices with a view to combating the practice of self-regulation; calls for a guarantee that the members of the body do not participate in the debate, decision or vote on any issue in which they have a private or direct interest; stresses more specifically that revolving door cases and the lack of ambition in the institutions' current ethical standards are mainly due to the lack of an independent authority;
Amendment 174 #
Motion for a resolution Paragraph 14 a (new) 14 a. 14. Considers that the composition of the Ethics Body should be accompanied by a framework for the exercise of the mandate as well as a procedure to end the mandate.
Amendment 175 #
Motion for a resolution Paragraph 15 15. Insists that the college be supported by a secretariat with the human, material and financial resources commensurate with its mandate and tasks; including an ethics officer, responsible for ethical training and offering advice within the Independent EU Ethics Body; Considers that the pooling of budget and personnel currently allocated to the various EU ethics bodies when merging them would allow to improve the efficiency of the use of resources and might reduce costs;
Amendment 176 #
Motion for a resolution Paragraph 15 15.
Amendment 177 #
Motion for a resolution Paragraph 15 15.
Amendment 178 #
Motion for a resolution Paragraph 15 15. Insists that the college be supported by a secretariat
Amendment 179 #
Motion for a resolution Paragraph 15 a (new) 15 a. Considers that the procedure followed by the Independent EU Ethics Body should ensure the appropriate level of transparency while protecting legitimate confidentiality of certain aspects of individual cases; Believes that the Inter-institutional agreement should foresee procedural rules, referring to the existing acquis of principles of the existing EU ethics bodies, as well as to the EU’s common values (Art. 2 TEU), the rights of the concerned individual to be heard and to appeal, the obligation to collaborate and the publicity requirements;
Amendment 18 #
Motion for a resolution Recital B b (new) B b. whereas nevertheless the enforcement of the ethical framework could be improved;
Amendment 180 #
Motion for a resolution Paragraph 15 b (new) 15 b. Insists that the Independent EU Ethics Body should have the power to start an investigation on its own initiative, based on information collected by itself or received from third parties, in particular from individuals, civil society organizations, the media and whistleblowers;
Amendment 182 #
Motion for a resolution Paragraph 16 16. Proposes a
Amendment 183 #
Motion for a resolution Paragraph 16 16. Proposes a
Amendment 184 #
Motion for a resolution Paragraph 16 16. Proposes a two-step approach whereby, in the event that the EU Ethics Body becomes aware of a breach or possible breach of ethics rules, it first recommends actions to put an end to the breach; considers that this first preventive step should ensure confidentiality and the right of the person to be heard; suggests that in the event that the individual concerned refuses to take the appropriate actions, the EU Ethics Body should make relevant information about the case publicly available and decide, if appropriate, on sanctions; considers that this two-step approach should apply provided that there are no reasonable grounds to believe that the individual acted in bad faith and recommends that intentional breach, gross negligence, the concealment of evidence and non- compliance with the obligation to cooperate should be, as such, subject to sanctions, even when the breach itself has
Amendment 185 #
Motion for a resolution Paragraph 16 16. Proposes a two-step approach whereby, in the event that the EU Ethics Body becomes aware of a breach or possible breach of ethics rules, it first recommends actions to put an end to the breach; considers that this first preventive step should ensure confidentiality and secrecy and the right of the person to be heard and present allegations to the accusations; suggests that in the event that the individual concerned refuses to take the appropriate actions, the EU Ethics Body should make relevant information about the case publicly available and decide, if appropriate, on sanctions; considers that this two-step approach should apply provided that there are no reasonable grounds to believe that the individual acted in bad faith and recommends that intentional breach, gross negligence, the concealment of evidence and non- compliance with the obligation to cooperate should be, as such, subject to sanctions, even when the breach itself has ceased;
Amendment 186 #
Motion for a resolution Paragraph 16 16. Proposes a two-step approach whereby, in the event that the EU Ethics Body becomes aware of a breach or possible breach of ethics rules, it first recommends, within a deadline, actions to put an end to the breach; considers that this first preventive step should ensure confidentiality and the right of the person to be heard; suggests that in the event that the individual concerned refuses to take the appropriate actions and the breach persists, the EU Ethics Body should make relevant information about the case publicly available and decide, if appropriate, on sanctions; considers that this two-step approach should apply provided that there are no reasonable grounds to believe that the individual acted in bad faith and recommends that intentional breach, gross negligence, the concealment of evidence and non- compliance with the obligation to cooperate should be, as such, subject to sanctions, even when the breach itself has ceased;
Amendment 187 #
Motion for a resolution Paragraph 16 16. Proposes a two-step approach whereby, in the event that the EU Ethics Body becomes aware of a breach or possible breach of ethics rules, it first recommends actions to put an end to the breach; considers that this first preventive step should ensure confidentiality and the right of the person to be heard; suggests that in the event that the individual concerned refuses to take the appropriate actions, the EU Ethics Body should make relevant information, without prejudice to the GDPR, about the case publicly available and
Amendment 188 #
Motion for a resolution Paragraph 16 16. Proposes a two-step approach whereby, in the event that the EU Ethics Body
Amendment 189 #
Motion for a resolution Paragraph 16 a (new) 16a. Calls for an example to be drawn from Member States' best practices on transparency in public life; stresses, in particular, the provisions of national law on gifts and invitations from lobbyists, including paid travel; points out that in some cases gifts worth more than EUR 15 are prohibited, which is one-tenth of the figure in Parliament and the Commission;
Amendment 19 #
Motion for a resolution Recital C Amendment 190 #
Motion for a resolution Paragraph 16 a (new) 16 a. Considers that the Ethics Body procedures should be accompanied by a complementary proposal to ensure procedural guarantees to the people and institutions subject to these procedures, as well as the adequate data protection protocol.
Amendment 191 #
Motion for a resolution Paragraph 16 a (new) 16 a. Believes that as a general rule, the Body should decide by simple majority of its members;
Amendment 193 #
Motion for a resolution Subheading 5 a (new) Amendment 194 #
Motion for a resolution Subheading 5 b (new) Insists that the procedures laid down in the Treaties must be applied, such as the transfer of investigations by the European Court of Auditors to OLAF and to the European Court of Justice;
Amendment 195 #
Motion for a resolution Paragraph 17 17. Is of the opinion that one year after its establishment, the EU
Amendment 196 #
Motion for a resolution Paragraph 17 17. Is of the opinion that the EU Ethics Body should publish an annual report containing both information about the fulfilment of its tasks and, where appropriate, recommendations for improving ethics standards; ; Recommends that the annual report describes the number of cases that were investigated, the institutions the individuals were coming from, the type of breaches concerned, the time the procedures took, the timeframe in which the breach was ended, the proportion of sanctions decided and recommendations;
Amendment 197 #
Motion for a resolution Paragraph 17 17. Is of the opinion that the EU Ethics Body should publish an annual report
Amendment 198 #
Motion for a resolution Paragraph 17 a (new) 17 a. Calls for full transparency regarding all meetings organised by and involving the Body with private actors and their representatives, bot for-profit and non-profit organisations;
Amendment 199 #
Motion for a resolution Paragraph 18 Amendment 2 #
Motion for a resolution Citation 8 a (new) - having regard to the special report 13/2019 of the European Court of Auditors on the ethical frameworks of the audited EU institutions
Amendment 20 #
Motion for a resolution Recital C C. whereas the shortcomings of the current EU ethics framework derive largely from the fact that it relies on a self- regulatory approach and lacks adequate human and financial resources and competences to verify information; whereas this independent ethics body is essential for restoring trust in the European institutions and their democratic legitimacy; whereas the adoption of the Lisbon Treaty in 2007, despite the rejection by referendum in France and the Netherlands of the Treaty establishing a Constitution for Europe in 2005, has significantly undermined citizens’ trust in the European institutions;
Amendment 200 #
Motion for a resolution Paragraph 18 Amendment 201 #
Motion for a resolution Paragraph 18 18. Insists that the decisions of the EU Ethics Body should be legally binding
Amendment 202 #
Motion for a resolution Paragraph 18 18. Insists that the decisions of the EU Ethics Body should be legally binding, without prejudice of the Parliament's competences refer to in paragraph 11, reviewable before the CJEU and subject to possible complaints to the EU Ombudsman;
Amendment 203 #
Motion for a resolution Paragraph 18 18. Insists that the decisions of the EU Ethics Body should be properly justified, well documented and legally binding, reviewable before the CJEU and subject to possible complaints to the EU Ombudsman;
Amendment 204 #
Motion for a resolution Paragraph 18 18. Insists that
Amendment 205 #
Motion for a resolution Paragraph 18 a (new) 18 a. The powers and activities of the Ethics Body are to be exercised without prejudice of European Parliament’s right of inquiry in accordance to article 226TFEU, and the necessary improving of the legal framework for the operation of the said right, which represents a cornerstone of the parliamentary democracy
Amendment 206 #
Motion for a resolution Paragraph 18 a (new) 18 a. Believes that the improvement of integrity, transparency, accountability as well as the highest standards of ethical behaviour of the EU institutions and EU decision-making processes should be part of the topics discussed in the framework of the Conference on the Future of Europe;
Amendment 21 #
Motion for a resolution Recital C C. whereas the shortcomings of the current EU ethics framework derive largely from the fact that it relies on a self- regulatory approach which has proven to lack the independence indispensable to a satisfactory implementation of the rules and lacks adequate human and financial resources and competences to verify information;
Amendment 22 #
Motion for a resolution Recital C C. whereas
Amendment 23 #
Motion for a resolution Recital C C. whereas the shortcomings of the current EU ethics framework derive largely from the fact that it relies on a self-
Amendment 24 #
Motion for a resolution Recital D Amendment 25 #
Motion for a resolution Recital D D. whereas, as a consequence, multiple cases of unethical conduct and their inadequate handling by the EU institutions have harmed the trust which European citizens place in the EU institutions;
Amendment 26 #
Motion for a resolution Recital D D. whereas, as a consequence, multiple cases of unethical conduct and their inadequate handling by the EU institutions have harmed the trust which European citizens place in the EU institutions and severely contributed to damaging the reputation of the European Union;
Amendment 27 #
Motion for a resolution Recital D D. whereas
Amendment 28 #
Motion for a resolution Recital D D. whereas, as a consequence, multiple alleged cases of unethical conduct and their inadequate handling by the EU institutions have potentially harmed the trust which European citizens place in the EU institutions;
Amendment 29 #
Motion for a resolution Recital D a (new) Da. whereas the 'revolving doors' phenomenon in particular is very much on the rise; whereas many Commissioners and a third of those who were MEPs from 2014 to 2019 have been recruited by organisations entered in the European Transparency Register; whereas this entails risks of conflict of interest with the legitimate areas of competence of the Member States and the EU institutions and of confidential information being disclosed or misused, as well as risks that former staff members may use their close personal contacts and friendships with ex-colleagues for lobbying purposes;
Amendment 3 #
Motion for a resolution Citation 12 a (new) Amendment 30 #
Motion for a resolution Recital D a (new) D a. Whereas, according to the reports published by Transparency International more than 50% of ex-Commissioners and 30% of ex-Members work for organisations falling under the scope of the EU lobby register, 60% of the Members have declared outside activities, 31% of MEPs declared paid side jobs; Whereas, when not properly regulated, these situations can lead to conflict of interest, undue influence and regulatory capture;
Amendment 31 #
Motion for a resolution Recital E E. whereas the current ethics standards framework appears to be highly fragmented, with different rules in different institutions, different processes and levels of enforcement even for the same EU staff regulations in different EU institutions, agencies and bodies, thus creating a complex system which is difficult for both EU citizens and for those who have to respect the rules to understand;
Amendment 32 #
Motion for a resolution Recital E E. whereas the current ethics standard
Amendment 33 #
Motion for a resolution Recital E a (new) E a. Whereas the example of the “Haute Autorité pour la Transparence de la Vie Publique” in France demonstrates that a single and independent body responsible for the monitoring, enforcement and sanctioning of ethics rules applicable to public bodies is an effective powerful tool able to achieve a long-lasting reduction of unethical behaviour;
Amendment 34 #
Motion for a resolution Recital E a (new) E a. whereas the European Court of Auditors recommended, in its Special Report 13/2019, the use of a harmonised approach to handling ethical issues within the EU institutions;
Amendment 35 #
Motion for a resolution Recital E a (new) E a. whereas the balance of powers assigned to the institutions is a fundamental guarantee afforded by the Treaty to European citizens;
Amendment 36 #
Motion for a resolution Recital F F. whereas the Meroni doctrine developed by the Court of Justice of the European Union (CJEU) allows for the delegation of EU institutions’ competences to external bodies
Amendment 37 #
Motion for a resolution Recital F F. whereas the Meroni doctrine developed by the Court of Justice of the European Union (CJEU) allows for the delegation of EU institutions’ competences to external bodies, including competences that are not yet exercised;
Amendment 38 #
Motion for a resolution Recital F a (new) Fa. whereas in their examination of potential conflicts of interest of Commissioner-designates in 2019, the Members of the Committee on Legal Affairs highlighted fundamental shortcomings in the current procedure; whereas these shortcomings include limited access to certain information, a lack of time for examination, a lack of investigative power and a lack of support from independent experts; whereas Article 17(3) of the Treaty on European Union provides that the Members of the European Commission are to be chosen ‘from persons whose independence is beyond doubt’;
Amendment 39 #
Motion for a resolution Recital F a (new) F a. whereas, following the preceding considerations, the legal margin for overarching rules applied to individual institutions with a common application is very narrow;
Amendment 4 #
Motion for a resolution Citation 13 — having regard to the recommendations of
Amendment 40 #
Motion for a resolution Recital G Amendment 41 #
Motion for a resolution Recital G G. whereas all lead candidates in the 2019 European elections committed to the creation of an independent ethics body common to all EU institutions; whereas the President of the Commission committed to it in her political guidelines and whereas Parliament has already supported this view; whereas the mission letter of the Vice- President of the European Commission responsible for values and transparency stressed the need for such an ethics body which is ‘common to all EU institutions’; whereas the European Parliament should set an example with regard to rules on ethics and their enforcement;
Amendment 42 #
Motion for a resolution Recital G G. whereas
Amendment 43 #
Motion for a resolution Recital G a (new) G a. Underlines that all EU institutions have to meet the highest standards of independence and impartiality while stressing each institution´s right of organisational sovereignty;
Amendment 44 #
Motion for a resolution Recital G b (new) G b. Recalls that Members of Parliament´s freedom of the mandate is in the interest of the citizens they represent;
Amendment 45 #
Motion for a resolution Recital G c (new) Amendment 46 #
Motion for a resolution Recital G d (new) G d. Points out that all staff in the institutions is covered by the EU staff regulations of officials of the European Union (EUSR) and conditions of employment of other servants of the European Union (CEOS);
Amendment 47 #
Motion for a resolution Recital G e (new) G e. Recalls that the Treaty on European Union and the Treaty on the Functioning of the European Union set out a European governance framework based on the separation of powers, laying down distinct rights and obligations for each institution;
Amendment 48 #
Motion for a resolution Recital G f (new) G f. Points out that based on the principle of conferral, institutions cannot delegate by means of an interinstitutional agreement, powers which they themselves do not have, for instance where such powers are conferred by the Treaties on the Court of Auditors or have remained with the Member States;
Amendment 49 #
Motion for a resolution Recital G g (new) G g. Recalls furthermore that one of Parliament´s primary functions as laid down in the Treaty on European Union is to exercise political control;
Amendment 5 #
Motion for a resolution Citation 13 — having regard to the recommendations of
Amendment 50 #
Motion for a resolution Paragraph 1 Amendment 51 #
Motion for a resolution Paragraph -1 (new) -1. Welcomes the agreement reached between the three institutions to introduce a European transparency register; urges them to conclude negotiations on this matter as soon as possible;
Amendment 52 #
Motion for a resolution Paragraph 1 1.
Amendment 53 #
Motion for a resolution Paragraph 1 1. Believes that a single independent EU ethics body is necessary to ensure the consistent and full implementation of ethics standards across the EU institutions to guarantee that public decisions are not captured by private interests but driven solely by democratic processes, taken in light of the common good and to regain and maintain citizens’ trust in the European institutions; ; proposes the conclusion of an interinstitutional agreement (IIA) based on Article 195 (TFEU) to set up an EU Ethics Body for Parliament and the Commission open to the participation of all EU institutions, agencies and bodies; recommends that the IIA contain the following provisions:
Amendment 54 #
Motion for a resolution Paragraph 1 1.
Amendment 55 #
Motion for a resolution Paragraph 1 1. Believes that a single independent EU ethics body is necessary to ensure the consistent and full implementation of ethics standards across the EU institutions; proposes the conclusion of an interinstitutional agreement (IIA) to set up an EU Ethics Body for Parliament and the Commission open to the participation of all EU institutions, agencies and bodies, and also provide them training and active guidance; recommends that the IIA contain the following provisions:
Amendment 56 #
Motion for a resolution Paragraph 1 1. Believes that
Amendment 57 #
Motion for a resolution Paragraph 1 a (new) 1 a. Principles Considers that any option under discussion for improving transparency and integrity in the EU institutions must be respectful of the following principles: - the principle of sound financial management, ensuring the efficient and effective management of Union ressources - the principles of conferral and separation of powers - the freedom to choose an occupation and the right to engage in work as stipulated by article 15 of the Charter of Fundamental rights of the European Union - rule of law and fundamental European principles such as the presumption of innocence, the right to be heard, the principles of legality and proportionality - Freedom of the mandate of Members of European Parliament
Amendment 58 #
Motion for a resolution Paragraph 1 b (new) 1 b. Further stresses that any option under discussion requires a solid legal base for the constitution and for any competences to be assigned;
Amendment 59 #
Motion for a resolution Paragraph 1 c (new) 1 c. Insists that any option under discussion requires a clear definition of the mandate, composition and competences none of which must duplicate or interfere with the work of OLAF, the European Ombudsman, the European Court of Auditors or the European Court of Justice;
Amendment 6 #
Motion for a resolution Citation 18 a (new) - having regard to the powers and responsibilities of the Committee on Legal Affairs of the European Parliament, as set out in Annex VI to its Rules of Procedure;
Amendment 61 #
Motion for a resolution Subheading 1 a (new) Underlines that the principle of separation of powers is the foundation pillar of modern democracy; considers it imperative for the legislative to control the executive, as any reversal of the roles and powers of the legislative and executive would otherwise endanger the independence of the free mandate of elected Members of Parliament;
Amendment 62 #
Motion for a resolution Subheading 1 b (new) Stresses that any option under discussion for improving transparency and integrity in the EU institutions can neither, based on primary law, issue any decision on whether a criminal offense has been committed, nor impose any sanctions, nor impose any administrative measures intended to avoid or clean up accidental or negligent non-compliance with the rules;
Amendment 63 #
Motion for a resolution Subheading 1 c (new) Highlights that any option under discussion for improving transparency and integrity in the EU institutions which is to regulate the grey area in between can only have an advisory function for the institutions concerned;
Amendment 64 #
Motion for a resolution Subheading 1 d (new) Insists that any decisions on measures to be taken or sanctions to be imposed can only be taken by the competent bodies of the institutions themselves;
Amendment 65 #
Motion for a resolution Subheading 1 e (new) Recalls that distinction must be made between a conflict of interest arising during or after the exercise of a function and the importance to distinguish between the two and recalls furthermore to distinguish between acts that authorised if declared and acts that are not authorised at all.
Amendment 66 #
Motion for a resolution Subheading 1 f (new) Suggests that each institution concludes agreements on exchange of information with the Member States respecting the framework of the separation of powers;
Amendment 67 #
Motion for a resolution Paragraph 2 – introductory part 2. Considers that the new EU Ethics Body should
Amendment 68 #
Motion for a resolution Paragraph 2 – introductory part 2. Considers that the new EU Ethics Body should be delegated a list of competences to implement ethics rules for Commissioners, Members and staff; takes the view that this list should include by way of a minimum the competences provided for in:
Amendment 69 #
Motion for a resolution Paragraph 2 – introductory part 2. Considers that the new EU Ethics Body should be delegated a list of competences to
Amendment 7 #
Motion for a resolution Recital A A. whereas the TEU stipulates that ‘the Union shall observe the principle of the equality of its citizens, who shall receive equal attention from its institutions, bodies and agencies’; whereas this implies that public decisions are taken in the interest of the common good and
Amendment 70 #
Motion for a resolution Paragraph 2 – introductory part 2. Considers that
Amendment 71 #
Motion for a resolution Paragraph 2 – introductory part 2. Considers that the new advisory EU Ethics Body should be delegated a list of competences to implement ethics rules for Members and staff; takes the view that this list should include by way of a minimum the competences provided for in:
Amendment 72 #
Motion for a resolution Paragraph 2 – indent 1 Amendment 73 #
Motion for a resolution Paragraph 2 – indent 2 Amendment 74 #
Motion for a resolution Paragraph 2 – indent 2 - Parliament’s Rules of Procedure: Rules 2, 10(5, 6 and 7) and 11, 176(1), Annex I, Articles 1 to 3, 4(6), 5 and 6 and Annex II,
Amendment 75 #
Motion for a resolution Paragraph 2 – indent 2 - Parliament
Amendment 76 #
Motion for a resolution Paragraph 2 – indent 3 Amendment 77 #
Motion for a resolution Paragraph 2 – indent 3 - the Commission’s Rules of Procedure: Article 9, its Code of Conduct, Article 2 and Articles 5-11, and Annex II, and its Decision of 25 November 2014 on the publication of information on meetings held between Members of the Commission and organisations or self-employed individuals,
Amendment 78 #
Motion for a resolution Paragraph 2 – indent 3 - the Commission’s Rules of Procedure: Article 9, its Code of Conduct, Article 2
Amendment 79 #
Motion for a resolution Paragraph 2 – indent 4 Amendment 8 #
Motion for a resolution Recital A A. whereas the TEU stipulates that ‘the Union shall observe the principle of the equality of its citizens, who shall receive equal attention from its institutions, bodies and agencies’; whereas this implies that public decisions are taken in the interest of the common good
Amendment 80 #
Motion for a resolution Paragraph 2 – indent 4 - the Staff Regulation’s Articles 11, 11(a), 12, 12(a), 12(b), 13, 15, 16, 17, 19,
Amendment 81 #
Motion for a resolution Paragraph 2 – indent 4 - the Staff Regulation’s Articles 11, 11
Amendment 82 #
Motion for a resolution Paragraph 2 – indent 5 Amendment 83 #
Motion for a resolution Paragraph 2 a (new) 2 a. Recalls the difference between Members of Parliament who are elected and receive allowances, and civil servants who are appointed and receive a salary; stresses that for the former, control should take place after the election, and for the latter before the appointment
Amendment 84 #
Motion for a resolution Paragraph 2 b (new) 2 b. Recalls that the notion of conflict of interest during the term of office or functions should be distinguished from the situation before and after
Amendment 85 #
Motion for a resolution Paragraph 2 c (new) 2 c. Recalls the necessity to distinguish what must be declared and what must be prohibited;
Amendment 86 #
Motion for a resolution Paragraph 2 d (new) 2 d. Points out, however, that the final decision making concerning the adoption of ethics rules as well as decisions on sanctions remain the prerogative of the participating Institutions
Amendment 87 #
Motion for a resolution Paragraph 3 Amendment 88 #
Motion for a resolution Paragraph 3 3. Believes that the Members and staff of the participating institutions should be covered by the agreement before, during and after the term of office or service in line with the applicable rules; considers that this should apply to Members of
Amendment 89 #
Motion for a resolution Paragraph 3 3. Believes that the Members and staff of
Amendment 9 #
Motion for a resolution Recital A a (new) Aa. whereas the independence, transparency and accountability of public institutions and their elected representatives, Commissioners and officials are of the utmost importance for promoting the trust of citizens that is necessary for the legitimate functioning of democratic institutions;
Amendment 90 #
Motion for a resolution Paragraph 3 3. Believes that the Members and staff of the participating institutions should be covered by the agreement before, during and in some cases after the term of office or service in line with the applicable rules; considers that this should apply to Members of Parliament, Commissioners and all EU staff falling under the scope of the Staff Regulation;
Amendment 91 #
Motion for a resolution Paragraph 3 a (new) 3 a. Reminds that when it comes to individuals covered by the staff regulation, the competence can be delegated to the Independent EU Ethics Body by making use of the enabling clauses in article 2(2) and or 9(1) and would concern the monitoring and enforcement of the ethical obligations while other professional obligations will continue to be enforced by the appointing authorities;
Amendment 92 #
Motion for a resolution Paragraph 4 4. Insists that the IIA should be open to the participation of all EU institutions and bodies and reminds that co-legislators may decide to bind agencies through their founding regulation; believes that the IIA should allow the Ethics Body to conclude agreements with national authorities with a view to ensuring the exchange of information necessary for the performance of its tasks, for example tax information, land registers, data held by national ethics bodies;
Amendment 93 #
Motion for a resolution Paragraph 4 4. Insists that the IIA should be open to the participation of all EU institutions and bodies; believes that the IIA should allow the Ethics Body to conclude agreements with national authorities with a view to ensuring the exchange of information necessary for the performance of its tasks as well as to explore best practices and peer to peer reviews;
Amendment 94 #
Motion for a resolution Paragraph 4 4. Insists that
Amendment 95 #
Motion for a resolution Paragraph 4 4. Insists that the IIA should be open to the participation of all EU institutions and bodies; believes that the IIA should allow the Ethics Body to conclude agreements with national authorities with a view to ensuring the exchange of information and best practices necessary for the performance of its tasks;
Amendment 96 #
Motion for a resolution Paragraph 4 4. Insists that the IIA should be open to the participation of all EU institutions and bodies; believes that the IIA should allow the Ethics Body to
Amendment 97 #
Motion for a resolution Paragraph 4 4. Insists that th
Amendment 98 #
Motion for a resolution Paragraph 4 a (new) 4 a. Reminds that competences of the Independent EU Ethics Body over Members are without prejudice of sanctions and procedures foreseen in the Treaties, the Members’ statute, the Parliament’s Rules of Procedure, and the protocol on the privileges and Immunities of the European Union;
Amendment 99 #
Motion for a resolution Paragraph 4 b (new) 4 b. Reminds that the Independent EU Ethics Body competences would not interfere with the competence of the EU Ombudsman, the OLAF or the EU Public Prosecutor or the rights of EU citizens and institutions to address the European General Court or European Court of Justice;
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https://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE681.036
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committees/0 |
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docs/2/date |
Old
2021-02-11T00:00:00New
2021-02-16T00:00:00 |
committees/0 |
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committees/0 |
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committees/1 |
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committees/2 |
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committees/3/rapporteur/0/mepref |
197508
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committees/4 |
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docs/1 |
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docs/2 |
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forecasts |
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committees/0 |
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committees/0 |
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committees/1/rapporteur/0/mepref |
197539
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committees/2/rapporteur/0/mepref |
97133
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committees/3/rapporteur/0/mepref |
197508
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committees/4/rapporteur/0/mepref |
197839
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docs |
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committees/1/rapporteur |
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